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Trane Technologies plc — Director's Dealing 2011
May 31, 2011
29886_dirs_2011-05-31_3d0be026-59e1-4782-90b4-e808748f547d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ingersoll-Rand plc (IR)
CIK: 0001466258
Period of Report: 2011-05-27
Reporting Person: Zafari Robert (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-05-27 | Ordinary Shares | M | 4000 | $20.90 | Acquired | 16399 | Direct |
| 2011-05-27 | Ordinary Shares | S | 2306 | $49.45 | Disposed | 14093 | Direct |
| 2011-05-27 | Ordinary Shares | F | 1694 | $49.33 | Disposed | 12399 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-05-27 | Stock Appreciation Rights | $20.90 | M | 4000 | Disposed | 2012-01-01 | Ordinary Shares (4000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 1342.95 | Indirect |
| 2009 - 2011 Performance Share Units | 9931 | Direct |
| 2010 - 2012 Performance Share Units | 6331 | Direct |
| 2011 - 2013 Performance Share Units | 8451 | Direct |
| Ordinary Shares (Restricted Share Units) | 8075 | Direct |
Footnotes
F1: Represents shares used to cover option cost pursuant to a net settlement procedure in connection with the exercise of stock-settled Stock Appreciation Rights.
F2: Represents target number of Performance Shares. The actual number of shares to be issued, which could range from zero to two times the initial target amount, will depend upon the Issuer's financial performance during the relevant performance period relative to peer companies in the S&P 500 Industrial Index. The shares, if any, will be issued in the first quarter of 2012.
F3: Represents target number of Performance Shares. The actual number of shares to be issued, which could range from zero to two times the initial target amount, will depend upon the Issuer's financial performance during the relevant performance period relative to peer companies in the S&P 500 Industrial Index. The shares, if any, will be issued in the first quarter of 2013.
F4: Represents target number of Performance Shares. The actual number of shares to be issued, which could range from zero to two times the initial target amount, will depend upon the Issuer's financial performance during the relevant performance period relative to peer companies in the S&P 500 Industrial Index. The shares, if any, will be issued in the first quarter of 2014.
F5: Restricted Share Units vest in three (3) equal annual installments beginning on the first anniversary of the date of grant. Upon vesting, each unit is convertible into one (1) ordinary share of the Issuer.
F6: Stock Appreciation Rights, which have a ten-year term, became exercisable in three equal annual installments beginning on 01/02/2003.