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Trane Technologies plc — Director's Dealing 2010
Mar 3, 2010
29886_dirs_2010-03-03_2fe5e90a-1d7d-4d04-86d4-673de408c610.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ingersoll-Rand plc (IR)
CIK: 0001466258
Period of Report: 2010-03-02
Reporting Person: HENKEL HERBERT L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-03-02 | Ordinary Shares | M | 25000 | $23.31 | Acquired | 31000 | Direct |
| 2010-03-02 | Ordinary Shares | S | 25000 | $32.79 | Disposed | 6000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-03-02 | Stock Option (right to buy) | $23.31 | M | 25000 | Disposed | 2010-05-02 | Ordinary Shares (25000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares (EDCP II) | 212359.52 | Direct |
| 2009-2010 Performance Share Units | 222618 | Direct |
| 2009-2011 Performance Share Units | 222618 | Direct |
| Ordinary Shares | 229635.13 | Direct |
| Ordinary Shares (EDCP) | 221966.27 | Direct |
| Ordinary Shares | 11586.95 | Indirect |
Footnotes
F1: The reported price is the weighted average price for the transactions on March 2, 2010. The range of prices for the transactions is from $32.70 to $32.91 per share. Information regarding the number of shares purchased at each separate price will be provided upon request of the Securities and Exchange Commission, the issuer, or a security holder of the issuer.
F2: Represents vested units acquired or deferred under the IR Executive Deferred Compensation Plan II (the "EDCP II"). The units are to be converted on a one-for-one basis and settled in shares upon the reporting person's termination of employment with the issuer, or earlier or later upon certain elections.
F3: Includes 55,200 Performance Shares that vested on Februray 12, 2010.
F4: Represents target number of Performance Shares. The actual number of shares to be issued, which could range from 0 to two times the initial target amount, will depend upon, among other things, the issuer's financial performance during the relevant performance period relative to S&P 500 Industrial Index. The shares, if any, will be issued in February 2011.
F5: Represents target number of Performance Shares. The actual number of shares to be issued, which could range from 0 to two times the initial target amount, will depend upon, among other things, the issuer's financial performance during the relevant performance period relative to S&P 500 Industrial Index. The shares, if any, will be issued in February 2012.
F6: Deferred distribution of stock grants awarded under the Company's Incentive Stock Plan. Deferred shares reflect any accrued dividends on such shares.
F7: Represents vested units acquired or deferred under the IR Executive Deferred Compensation Plan (the "EDCP"). The units are to be converted on a one-for-one basis and settled in shares upon the reporting person's termination of employment with the issuer, or earlier or later upon certain elections.
F8: Latest available information provided by the trustee of the Ingersoll-Rand Employee Savings Plan.
F9: The options vested in three equal annual installments on the first, second and third anniversaries of the date of grant.