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Trane Technologies plc — Director's Dealing 2010
Jul 9, 2010
29886_dirs_2010-07-09_8dfaae41-436d-44bc-b40f-e0ca1b894661.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Ingersoll-Rand plc (IR)
CIK: 0001466258
Period of Report: 2010-07-01
Reporting Person: Zafari Robert (Senior Vice President)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 4030 | Direct |
| Ordinary Shares (Restricted Share Units) | 2631 | Direct |
| Ordinary Shares (Restricted Share Units) | 3799 | Direct |
| 2009 - 2010 Performance Share Units | 9931 | Direct |
| 2009 - 2011 Performance Share Units | 9931 | Direct |
| 2010 - 2012 Performance Share Units | 6331 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Appreciation Rights | $20.27 | 2011-01-01 | Ordinary Shares (2400) | Direct | |
| Stock Appreciation Rights | $20.90 | 2012-01-01 | Ordinary Shares (4000) | Direct | |
| Stock Appreciation Rights | $32.18 | 2014-02-03 | Ordinary Shares (13240) | Direct | |
| Stock Appreciation Rights | $38.69 | 2015-02-01 | Ordinary Shares (14400) | Direct | |
| Stock Appreciation Rights | $39.43 | 2016-01-31 | Ordinary Shares (7500) | Direct | |
| Stock Option (Right to Buy) | $43.13 | 2017-02-06 | Ordinary Shares (13910) | Direct | |
| Stock Option (Right to Buy) | $39.00 | 2018-02-14 | Ordinary Shares (18471) | Direct | |
| Stock Option (Right to Buy) | $16.85 | 2019-02-11 | Ordinary Shares (19730) | Direct | |
| Stock Option (Right to Buy) | $31.59 | 2020-02-15 | Ordinary Shares (10744) | Direct |
Footnotes
F1: Represents ordinary shares that may be issued upon the vesting of a like number of restricted share units granted on February 12, 2009. The restricted share units vest in three equal annual installments beginning on the first anniversary of the date of grant.
F2: Represents ordinary shares that may be issued upon the vesting of a like number of restricted share units granted on February 16, 2010. The restricted share units vest in three equal annual installments beginning on the first anniversary of the date of grant.
F3: Represents target number of Performance Shares. The actual number of shares to be issued, which could range from 0 to two times the initial target amount, will depend upon, among other things, the issuer's financial performance during the relevant performance period relative to companies in the S&P 500 Industrial Index. The shares, if any, will be issued in February 2011.
F4: Represents target number of Performance Shares. The actual number of shares to be issued, which could range from 0 to two times the initial target amount, will depend upon, among other things, the issuer's financial performance during the relevant performance period relative to companies in the S&P 500 Industrial Index. The shares, if any, will be issued in February 2012.
F5: Represents target number of Performance Shares. The actual number of shares to be issued, which could range from 0 to two times the initial target amount, will depend upon, among other things, the issuer's financial performance during the relevant performance period relative to companies in the S&P 500 Industrial Index. The shares, if any, will be issued in February 2013.
F6: Stock appreciation rights, which have a ten-year term, became exercisable in three equal annual installments beginning on 01/02/2002.
F7: Stock appreciation rights, which have a ten-year term, became exercisable in three equal annual installments beginning on 01/02/2003.
F8: Stock appreciation rights, which have a ten-year term, became exercisable in three equal annual installments beginning on 02/04/2005.
F9: Stock appreciation rights, which have a ten-year term, became exercisable in three equal annual installments beginning on 02/02/2006.
F10: Stock appreciation rights, which have a ten-year term, became exercisable in three equal annual installments beginning on 02/01/2007.
F11: The stock options, which have a ten-year term, vest in three equal installments beginning on 02/07/2008.
F12: The stock options, which have a ten-year term, vest in three equal installments beginning on 02/15/2009.
F13: The stock options, which have a ten-year term, vest in three equal installments beginning on 02/12/2010.
F14: The stock options, which have a ten-year term, vest in three equal annual installments beginning on 02/16/2011.