Tradeweb Markets Inc. — Director's Dealing 2022

Dec 27, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Tradeweb Markets Inc. (TW)
CIK: 0001758730
Period of Report: 2022-12-22

Reporting Person: Peterson Justin (Chief Technology Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-12-22	Class A common stock	M	25000	$20.59	Acquired	88201	Direct
2022-12-22	Class A common stock	S	13730	$62.0647	Disposed	74471	Direct
2022-12-22	Class A common stock	S	11270	$62.8823	Disposed	63201	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2022-12-22	Stock Option (Right to Buy)	$20.59	M	25000	Disposed	2028-10-26	Class A common stock (25000.0)	Direct

Footnotes

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2022.

F2: This amount includes (i) 4,288 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on March 17, 2023, (ii) 25,726 RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 6,742 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 14,832 RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 9,613 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date.

F3: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.5200 to $62.5199, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 to this Form 4.

F4: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.5200 to $63.5199, inclusive.

F5: The option is fully vested and exercisable as of the date hereof.