Tradeweb Markets Inc. — Director's Dealing 2021

Jan 12, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Tradeweb Markets Inc. (TW)
CIK: 0001758730
Period of Report: 2021-01-11

Reporting Person: Maisey Simon (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-01-11	Class A common stock	M	7500	$20.59	Acquired	87522	Direct
2021-01-11	Class A common stock	S	7500	$64.7773	Disposed	80022	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-01-11	Stock Option (Right to Buy)	$20.59	M	7500	Disposed	2028-10-26	Class A common stock (7500)	Direct

Footnotes

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 28, 2020.

F2: This amount includes (i) 39,604 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, and (ii) 10,290 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. This amount also includes 24,628 vested RSUs which will be settled on February 1, 2021.

F3: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.34 to $65.32, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4.

F4: The option is fully vested and exercisable as of the date hereof.