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Tradeweb Markets Inc. — Director's Dealing 2021
Mar 18, 2021
30184_dirs_2021-03-17_deb5a3f0-fd59-4939-9327-a955e98ba653.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Tradeweb Markets Inc. (TW)
CIK: 0001758730
Period of Report: 2021-03-15
Reporting Person: Peterson Justin (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-15 | Class A common stock | A | 10113 | — | Acquired | 85906 | Direct |
Footnotes
F1: The reported transaction is an award of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock"). Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these RSUs are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021.
F2: This amount includes (i) 35,204 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, (ii) 8,575 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (iii) 25,726 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 10,113 unvested RSUs in respect of Class A Common Stock which are scheduled to vest as described in footnote 1 to this Form 4, in each case subject to the reporting person's continued employment through the applicable vesting date. In addition, this amount includes 4,288 RSUs which are fully vested as of the date hereof and will be settled in shares of Class A Common Stock on March 18, 2021.