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Trade Desk, Inc. — Director's Dealing 2021
Jan 21, 2021
30193_dirs_2021-01-21_7a894dca-7a22-47c8-8c65-2046e495d2fb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Trade Desk, Inc. (TTD)
CIK: 0001671933
Period of Report: 2021-01-19
Reporting Person: GRAYSON BLAKE JEFFREY (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-19 | Class A Common Stock | M | 529 | $272.35 | Acquired | 20604 | Direct |
| 2021-01-19 | Class A Common Stock | S | 529 | $792.27 | Disposed | 20075 | Direct |
| 2021-01-19 | Class A Common Stock | M | 109 | $272.35 | Acquired | 20184 | Direct |
| 2021-01-19 | Class A Common Stock | S | 109 | $792.27 | Disposed | 20075 | Direct |
| 2021-01-19 | Class A Common Stock | M | 116 | $300.01 | Acquired | 20191 | Direct |
| 2021-01-19 | Class A Common Stock | S | 116 | $792.27 | Disposed | 20075 | Direct |
| 2021-01-19 | Class A Common Stock | S | 959 | $792.27 | Disposed | 19116 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-19 | Employee Stock Option (Right to Buy) | $272.35 | M | 529 | Disposed | 2029-12-27 | Class A Common Stock (529) | Direct |
| 2021-01-19 | Employee Stock Option (Right to Buy) | $272.35 | M | 109 | Disposed | 2029-12-27 | Class A Common Stock (109) | Direct |
| 2021-01-19 | Employee Stock Option (Right to Buy) | $300.01 | M | 116 | Disposed | 2030-05-15 | Class A Common Stock (116) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F2: The option was granted on December 27, 2019. The Vesting Commencement Date ("VCD") was December 16, 2019. One-fourth (1/4th) of the shares subject to the option vest on the first anniversary of the VCD, with one forty-eighth (1/48th) of the shares subject to the original grant vesting on each monthly anniversary thereafter, subject to continued employment with the Issuer through the applicable vesting dates.
F3: The option was granted on December 27, 2019. The VCD was December 16, 2019. One forty-eighth (1/48th) of the shares subject to the option vest each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.
F4: The option was granted on May 15, 2020, the VCD. One forty-eighth (1/48th) of the shares subject to the option vest each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.