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Trade Desk, Inc. — Director's Dealing 2021
Feb 17, 2021
30193_dirs_2021-02-17_d89acdeb-7c1c-4f5c-b41f-bde686bf9fe3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Trade Desk, Inc. (TTD)
CIK: 0001671933
Period of Report: 2021-02-15
Reporting Person: Pickles David Randall (Director, Chief Technology Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-15 | Class A Common Stock | F | 117 | $864.00 | Disposed | 46721 | Direct |
| 2021-02-16 | Class A Common Stock | M | 875 | $48.00 | Acquired | 47596 | Direct |
| 2021-02-16 | Class A Common Stock | S | 875 | $869.53 | Disposed | 46721 | Direct |
| 2021-02-16 | Class A Common Stock | M | 365 | $142.45 | Acquired | 47086 | Direct |
| 2021-02-16 | Class A Common Stock | S | 365 | $869.53 | Disposed | 46721 | Direct |
| 2021-02-16 | Class A Common Stock | M | 206 | $263.34 | Acquired | 46927 | Direct |
| 2021-02-16 | Class A Common Stock | S | 206 | $869.53 | Disposed | 46721 | Direct |
| 2021-02-16 | Class A Common Stock | M | 202 | $300.01 | Acquired | 46923 | Direct |
| 2021-02-16 | Class A Common Stock | S | 202 | $869.53 | Disposed | 46721 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-16 | Employee Stock Option (Right to Buy) | $48.00 | M | 875 | Disposed | 2027-12-01 | Class A Common Stock (875) | Direct |
| 2021-02-16 | Employee Stock Option (Right to Buy) | $142.45 | M | 365 | Disposed | 2028-12-01 | Class A Common Stock (365) | Direct |
| 2021-02-16 | Employee Stock Option (Right to Buy) | $263.34 | M | 206 | Disposed | 2029-12-01 | Class A Common Stock (206) | Direct |
| 2021-02-16 | Employee Stock Option (Right to Buy) | $300.01 | M | 202 | Disposed | 2030-05-15 | Class A Common Stock (202) | Direct |
Footnotes
F1: The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of a restricted stock award granted May 15, 2020.
F2: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F3: The option was granted on December 1, 2017, the VCD. One forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.
F4: The option was granted on December 1, 2018, the VCD. One forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.
F5: The option was granted on December 1, 2019, the VCD. One forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.
F6: The option was granted on May 15, 2020, the VCD. One forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.