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Trade Desk, Inc. — Director's Dealing 2021
May 18, 2021
30193_dirs_2021-05-18_56683d02-7730-454a-ac1d-f230a5113e3e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Trade Desk, Inc. (TTD)
CIK: 0001671933
Period of Report: 2021-05-15
Reporting Person: GRAYSON BLAKE JEFFREY (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-15 | Class A Common Stock | F | 133 | $517.49 | Disposed | 21386 | Direct |
| 2021-05-18 | Class A Common Stock | M | 522 | $272.35 | Acquired | 21908 | Direct |
| 2021-05-18 | Class A Common Stock | S | 522 | $507.20 | Disposed | 21386 | Direct |
| 2021-05-18 | Class A Common Stock | M | 136 | $272.35 | Acquired | 21522 | Direct |
| 2021-05-18 | Class A Common Stock | S | 136 | $507.20 | Disposed | 21386 | Direct |
| 2021-05-18 | Class A Common Stock | M | 146 | $300.01 | Acquired | 21532 | Direct |
| 2021-05-18 | Class A Common Stock | S | 146 | $507.20 | Disposed | 21386 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-18 | Employee Stock Option (Right to Buy) | $272.35 | M | 522 | Disposed | 2029-12-27 | Class A Common Stock (522) | Direct |
| 2021-05-18 | Employee Stock Option (Right to Buy) | $272.35 | M | 136 | Disposed | 2029-12-27 | Class A Common Stock (136) | Direct |
| 2021-05-18 | Employee Stock Option (Right to Buy) | $300.01 | M | 146 | Disposed | 2030-05-15 | Class A Common Stock (146) | Direct |
Footnotes
F1: The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of a restricted stock award granted May 15, 2020.
F2: Includes 84 shares acquired through the Employee Stock Purchase Plan on May 15, 2021.
F3: The Sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities and Exchange Act of 1934, as amended.
F4: The option was granted on December 27, 2019. The Vesting Commencement Date ("VCD") was December 16, 2019. One-fourth (1/4th) of the shares subject to the option vest on the first anniversary of the VCD, with one forty-eighth (1/48th) of the shares subject to the original grant vesting on each monthly anniversary thereafter, subject to continued employment with the Issuer through the applicable vesting dates.
F5: The option was granted on December 27, 2019. The VCD was December 16, 2019. One forty-eighth (1/48th) of the shares subject to the option vest each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.
F6: The option was granted on May 15, 2020, the VCD. One forty-eighth (1/48th) of the shares subject to the option vest each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.