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Trade Desk, Inc. Director's Dealing 2021

Jun 8, 2021

30193_dirs_2021-06-08_46535857-0bef-446b-9453-5ce834a68f0c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Trade Desk, Inc. (TTD)
CIK: 0001671933
Period of Report: 2021-06-04

Reporting Person: VOBEJDA SUSAN (Chief Marketing Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-06-04 Class A Common Stock M 5262 $48.00 Acquired 29001 Direct
2021-06-04 Class A Common Stock S 2215 $575.66 Disposed 26786 Direct
2021-06-04 Class A Common Stock S 1655 $576.64 Disposed 25131 Direct
2021-06-04 Class A Common Stock S 1333 $577.26 Disposed 23798 Direct
2021-06-04 Class A Common Stock S 59 $578.50 Disposed 23739 Direct
2021-06-04 Class A Common Stock M 4380 $142.45 Acquired 28119 Direct
2021-06-04 Class A Common Stock S 2856 $576.16 Disposed 25263 Direct
2021-06-04 Class A Common Stock S 1316 $577.19 Disposed 23947 Direct
2021-06-04 Class A Common Stock S 208 $578.49 Disposed 23739 Direct
2021-06-04 Class A Common Stock M 2469 $263.34 Acquired 26208 Direct
2021-06-04 Class A Common Stock S 703 $577.68 Disposed 25505 Direct
2021-06-04 Class A Common Stock S 1494 $578.35 Disposed 24011 Direct
2021-06-04 Class A Common Stock S 272 $580.00 Disposed 23739 Direct
2021-06-04 Class A Common Stock M 2428 $300.01 Acquired 26167 Direct
2021-06-04 Class A Common Stock S 1228 $580.23 Disposed 24939 Direct
2021-06-04 Class A Common Stock S 1200 $581.18 Disposed 23739 Direct
2021-06-04 Class A Common Stock F 1476 $574.75 Disposed 22263 Direct
2021-06-04 Class A Common Stock F 2009 $574.75 Disposed 20254 Direct
2021-06-04 Class A Common Stock F 916 $574.75 Disposed 19338 Direct
2021-06-04 Class A Common Stock F 518 $574.75 Disposed 18820 Direct
2021-06-04 Class A Common Stock F 530 $574.75 Disposed 18290 Direct
2021-06-04 Class A Common Stock D 2329 $0.00 Disposed 15961 Direct
2021-06-04 Class A Common Stock D 2631 $0.00 Disposed 13330 Direct
2021-06-04 Class A Common Stock D 2692 $0.00 Disposed 10638 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-06-04 Employee Stock Option (Right to Buy) $48.00 M 5262 Disposed 2027-12-01 Class A Common Stock (5262) Direct
2021-06-04 Employee Stock Option (Right to Buy) $142.45 M 4380 Disposed 2028-12-01 Class A Common Stock (4380) Direct
2021-06-04 Employee Stock Option (Right to Buy) $263.34 M 2469 Disposed 2029-12-01 Class A Common Stock (2469) Direct
2021-06-04 Employee Stock Option (Right to Buy) $300.01 M 2428 Disposed 2030-05-15 Class A Common Stock (2428) Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $575.01 to $576.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $576.01 to $577.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $577.02 to $577.75, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $576.00 to $576.94, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $577.00 to $577.95, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $578.49 to $578.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $577.16 to $578.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $578.05 to $578.55, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $580.00 to $580.45, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $581.00 to $581.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F11: The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of restricted stock units granted on November 1, 2017.

F12: The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of a restricted stock award granted December 1, 2017.

F13: The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of a restricted stock award granted December 1, 2018.

F14: The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of a restricted stock award granted December 1, 2019.

F15: The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of a restricted stock award granted May 15, 2020.

F16: The reported shares were represented by restricted stock awards previously granted to the Reporting Person on December 1, 2018 that were subject to vesting. In connection with the Reporting Person's termination of employment with the Issuer, the unvested restricted stock awards were forfeited.

F17: The reported shares were represented by restricted stock awards previously granted to the Reporting Person on December 1, 2019 that were subject to vesting. In connection with the Reporting Person's termination of employment with the Issuer, the unvested restricted stock awards were forfeited.

F18: The reported shares were represented by restricted stock awards previously granted to the Reporting Person on May 15, 2020 that were subject to vesting. In connection with the Reporting Person's termination of employment with the Issuer, the unvested restricted stock awards were forfeited.

F19: The option was granted on December 1, 2017, the Vesting Commencement Date ("VCD"). One forty-eighth (1/48th) of the shares subject to the option vest each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.

F20: The option was granted on December 1, 2018, the VCD. One forty-eighth (1/48th) of the shares subject to the option vest each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.

F21: In connection with the Reporting Person's termination of employment with the Issuer, the remaining options were automatically cancelled for no consideration.

F22: The option was granted on December 1, 2019, the VCD. One forty-eighth (1/48th) of the shares subject to the option vest each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.

F23: The option was granted on May 15, 2020, the VCD. One forty-eighth (1/48th) of the shares subject to the option vest each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.