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Trade Desk, Inc. — Director's Dealing 2021
Sep 20, 2021
30193_dirs_2021-09-20_fd74c1c8-56aa-4c0c-a48c-47b3c4cf075d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Trade Desk, Inc. (TTD)
CIK: 0001671933
Period of Report: 2021-09-16
Reporting Person: GRAYSON BLAKE JEFFREY (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-16 | Class A Common Stock | M | 7373 | $27.235 | Acquired | 216998 | Direct |
| 2021-09-16 | Class A Common Stock | S | 7373 | $70.54 | Disposed | 209625 | Direct |
| 2021-09-16 | Class A Common Stock | M | 2653 | $27.235 | Acquired | 212278 | Direct |
| 2021-09-16 | Class A Common Stock | S | 2653 | $70.54 | Disposed | 209625 | Direct |
| 2021-09-16 | Class A Common Stock | M | 6583 | $30.001 | Acquired | 216208 | Direct |
| 2021-09-16 | Class A Common Stock | S | 6583 | $70.54 | Disposed | 209625 | Direct |
| 2021-09-16 | Class A Common Stock | S | 3395 | $72.50 | Disposed | 206230 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-16 | Employee Stock Option (Right to Buy) | $27.235 | M | 7373 | Disposed | 2029-12-27 | Class A Common Stock (7373) | Direct |
| 2021-09-16 | Employee Stock Option (Right to Buy) | $27.235 | M | 2653 | Disposed | 2029-12-27 | Class A Common Stock (2653) | Direct |
| 2021-09-16 | Employee Stock Option (Right to Buy) | $30.001 | M | 6583 | Disposed | 2030-05-15 | Class A Common Stock (6583) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F2: The option was granted on December 27, 2019. The Vesting Commencement Date ("VCD") was December 16, 2019. One-fourth (1/4th) of the shares subject to the option vest on the first anniversary of the VCD, with one forty-eighth (1/48th) of the shares subject to the original grant vesting on each monthly anniversary thereafter, subject to continued employment with the Issuer through the applicable vesting dates.
F3: The option was granted on December 27, 2019. The VCD was December 16, 2019. One forty-eighth (1/48th) of the shares subject to the option vest each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.
F4: The option was granted on May 15, 2020, the VCD. One forty-eighth (1/48th) of the shares subject to the option vest each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.