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Trade Desk, Inc. — Director's Dealing 2021
Dec 3, 2021
30193_dirs_2021-12-03_e4588205-c249-445c-a630-0dc459f04a2d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Trade Desk, Inc. (TTD)
CIK: 0001671933
Period of Report: 2021-12-01
Reporting Person: Pickles David Randall (Director, Chief Technology Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-01 | Class A Common Stock | F | 25311 | $95.22 | Disposed | 471693 | Direct |
| 2021-12-01 | Class A Common Stock | F | 11533 | $95.22 | Disposed | 460160 | Direct |
| 2021-12-01 | Class A Common Stock | F | 6520 | $95.22 | Disposed | 453640 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-01 | Employee Stock Option (Right to Buy) | $0.0171 | M | 75000 | Disposed | 2023-02-07 | Class B Common Stock (75000) | Direct |
| 2021-12-01 | Class B Common Stock | $0.00 | M | 75000 | Acquired | Class A Common Stock (75000) | Direct |
Footnotes
F1: The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of a restricted stock award granted December 1, 2017.
F2: The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of a restricted stock award granted December 1, 2018.
F3: The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of a restricted stock award granted December 1, 2019.
F4: This option was previously reported as covering 37,000 shares at an exercise price of $0.171 per share, but was adjusted to reflect a 10-for-1 stock split effective June 16, 2021.
F5: The option was granted on February 8, 2013. The Vesting Commencement Date ("VCD") was October 17, 2012. One forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.
F6: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances.
F7: On June 16, 2021, the Issuer effected a 10-for-1 stock split of its common stock resulting in the reporting person's ownership of 794,997 additional shares of common stock.