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Trade Desk, Inc. Director's Dealing 2021

Dec 3, 2021

30193_dirs_2021-12-03_e4588205-c249-445c-a630-0dc459f04a2d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Trade Desk, Inc. (TTD)
CIK: 0001671933
Period of Report: 2021-12-01

Reporting Person: Pickles David Randall (Director, Chief Technology Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-12-01 Class A Common Stock F 25311 $95.22 Disposed 471693 Direct
2021-12-01 Class A Common Stock F 11533 $95.22 Disposed 460160 Direct
2021-12-01 Class A Common Stock F 6520 $95.22 Disposed 453640 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-12-01 Employee Stock Option (Right to Buy) $0.0171 M 75000 Disposed 2023-02-07 Class B Common Stock (75000) Direct
2021-12-01 Class B Common Stock $0.00 M 75000 Acquired Class A Common Stock (75000) Direct

Footnotes

F1: The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of a restricted stock award granted December 1, 2017.

F2: The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of a restricted stock award granted December 1, 2018.

F3: The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of a restricted stock award granted December 1, 2019.

F4: This option was previously reported as covering 37,000 shares at an exercise price of $0.171 per share, but was adjusted to reflect a 10-for-1 stock split effective June 16, 2021.

F5: The option was granted on February 8, 2013. The Vesting Commencement Date ("VCD") was October 17, 2012. One forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.

F6: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances.

F7: On June 16, 2021, the Issuer effected a 10-for-1 stock split of its common stock resulting in the reporting person's ownership of 794,997 additional shares of common stock.