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Trade Desk, Inc. Director's Dealing 2020

Jan 6, 2020

30193_dirs_2020-01-06_4c07a982-7551-407c-87db-9281f5ae8ba6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Trade Desk, Inc. (TTD)
CIK: 0001671933
Period of Report: 2020-01-02

Reporting Person: Yang Vivian (Chief Legal Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-01-02 Class A Common Stock C 1263 $0.00 Acquired 29998 Direct
2020-01-02 Class A Common Stock S 1263 $263.52 Disposed 28735 Direct
2020-01-02 Class A Common Stock M 902 $30.15 Acquired 29637 Direct
2020-01-02 Class A Common Stock S 902 $263.52 Disposed 28735 Direct
2020-01-02 Class A Common Stock M 875 $48.00 Acquired 29610 Direct
2020-01-02 Class A Common Stock S 875 $263.52 Disposed 28735 Direct
2020-01-02 Class A Common Stock M 365 $142.45 Acquired 29100 Direct
2020-01-02 Class A Common Stock S 365 $263.52 Disposed 28735 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-01-02 Employee Stock Option (Right to Buy) $18.03 M 1263 Disposed 2026-08-14 Class B Common Stock (1263) Direct
2020-01-02 Class B Common Stock $0.00 M 1263 Acquired Class A Common Stock (1263) Direct
2020-01-02 Class B Common Stock $0.00 C 1263 Disposed Class A Common Stock (1263) Direct
2020-01-02 Employee Stock Option (Right to Buy) $30.15 M 902 Disposed 2026-12-22 Class A Common Stock (902) Direct
2020-01-02 Employee Stock Option (Right to Buy) $48.00 M 875 Disposed 2027-12-01 Class A Common Stock (875) Direct
2020-01-02 Employee Stock Option (Right to Buy) $142.45 M 365 Disposed 2028-12-01 Class A Common Stock (365) Direct

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2: The option was granted on August 15, 2016, the Vesting Commencement Date ("VCD"). One-fourth (1/4th) of the shares subject to the option vest on the first anniversary of the VCD, with one forty-eighth (1/48th) of the shares subject to the original grant vesting on each monthly anniversary thereafter, subject to continued employment with the Issuer through the applicable vesting dates.

F3: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances.

F4: The option was granted on December 23, 2016. The VCD is December 1, 2016. One forty-eighth (1/48th) of the shares subject to the option vest each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.

F5: The option was granted on December 1, 2017, the VCD. One forty-eighth (1/48) of the shares subject to the option vest each monthly anniversary of the VCD , subject to continued employment with the Issuer through the applicable vesting dates.

F6: The option was granted on December 1, 2018, the VCD. One forty-eighth (1/48th) of the shares subject to the option vest each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.