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Trade Desk, Inc. — Director's Dealing 2020
Dec 3, 2020
30193_dirs_2020-12-03_8d20cf83-5bb6-493b-8d57-ae7a7ad8780b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Trade Desk, Inc. (TTD)
CIK: 0001671933
Period of Report: 2020-12-01
Reporting Person: VOBEJDA SUSAN (Chief Marketing Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-01 | Class A Common Stock | F | 2500 | $890.13 | Disposed | 28722 | Direct |
| 2020-12-01 | Class A Common Stock | F | 1140 | $890.13 | Disposed | 27582 | Direct |
| 2020-12-01 | Class A Common Stock | F | 644 | $890.13 | Disposed | 26938 | Direct |
| 2020-12-02 | Class A Common Stock | M | 875 | $48.00 | Acquired | 27813 | Direct |
| 2020-12-02 | Class A Common Stock | S | 875 | $871.00 | Disposed | 26938 | Direct |
| 2020-12-02 | Class A Common Stock | M | 365 | $142.45 | Acquired | 27303 | Direct |
| 2020-12-02 | Class A Common Stock | S | 365 | $871.00 | Disposed | 26938 | Direct |
| 2020-12-03 | Class A Common Stock | S | 4461 | $872.06 | Disposed | 22477 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-02 | Employee Stock Option (Right to Buy) | $48.00 | M | 875 | Disposed | 2027-12-01 | Class A Common Stock (875) | Direct |
| 2020-12-02 | Employee Stock Option (Right to Buy) | $142.45 | M | 365 | Disposed | 2028-12-01 | Class A Common Stock (365) | Direct |
Footnotes
F1: The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of a restricted stock award granted December 1, 2017.
F2: The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of a restricted stock award granted December 1, 2018.
F3: The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of a restricted stock award granted December 1, 2019.
F4: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F5: The option was granted on December 1, 2017, the VCD. One forty-eighth (1/48th) of the shares subject to the option vest each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.
F6: The option was granted on December 1, 2018, the VCD. One forty-eighth (1/48th) of the shares subject to the option vest each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.