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Trade Desk, Inc. — Director's Dealing 2019
Oct 15, 2019
30193_dirs_2019-10-15_d921bc19-4e0f-4dc6-add2-d8c05fc463b9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Trade Desk, Inc. (TTD)
CIK: 0001671933
Period of Report: 2019-10-11
Reporting Person: Yang Vivian (Chief Legal Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-10-11 | Class A Common Stock | M | 902 | $30.15 | Acquired | 43366 | Direct |
| 2019-10-11 | Class A Common Stock | S | 902 | $200.00 | Disposed | 42464 | Direct |
| 2019-10-11 | Class A Common Stock | M | 875 | $48.00 | Acquired | 43339 | Direct |
| 2019-10-11 | Class A Common Stock | S | 875 | $200.00 | Disposed | 42464 | Direct |
| 2019-10-11 | Class A Common Stock | M | 365 | $142.45 | Acquired | 42829 | Direct |
| 2019-10-11 | Class A Common Stock | S | 365 | $200.00 | Disposed | 42464 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-10-11 | Employee Stock Option (Right to Buy) | $30.15 | M | 902 | Disposed | 2026-12-22 | Class A Common Stock (902) | Direct |
| 2019-10-11 | Employee Stock Option (Right to Buy) | $48.00 | M | 875 | Disposed | 2027-12-01 | Class A Common Stock (875) | Direct |
| 2019-10-11 | Employee Stock Option (Right to Buy) | $142.45 | M | 365 | Disposed | 2028-12-01 | Class A Common Stock (365) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F2: The option was granted on December 23, 2016. The Vesting Commencement Date ("VCD") is December 1, 2016. One forty-eighth (1/48) of the shares subject to the option vest each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.
F3: The option was granted on December 1, 2017, the VCD. One forty-eighth (1/48) of the shares subject to the option vest each monthly anniversary of the VCD , subject to continued employment with the Issuer through the applicable vesting dates.
F4: The option was granted on December 1, 2018, the VCD. One forty-eighth (1/48th) of the shares subject to the option vest each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.