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Trade Desk, Inc. Director's Dealing 2019

Oct 15, 2019

30193_dirs_2019-10-15_d921bc19-4e0f-4dc6-add2-d8c05fc463b9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Trade Desk, Inc. (TTD)
CIK: 0001671933
Period of Report: 2019-10-11

Reporting Person: Yang Vivian (Chief Legal Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-10-11 Class A Common Stock M 902 $30.15 Acquired 43366 Direct
2019-10-11 Class A Common Stock S 902 $200.00 Disposed 42464 Direct
2019-10-11 Class A Common Stock M 875 $48.00 Acquired 43339 Direct
2019-10-11 Class A Common Stock S 875 $200.00 Disposed 42464 Direct
2019-10-11 Class A Common Stock M 365 $142.45 Acquired 42829 Direct
2019-10-11 Class A Common Stock S 365 $200.00 Disposed 42464 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-10-11 Employee Stock Option (Right to Buy) $30.15 M 902 Disposed 2026-12-22 Class A Common Stock (902) Direct
2019-10-11 Employee Stock Option (Right to Buy) $48.00 M 875 Disposed 2027-12-01 Class A Common Stock (875) Direct
2019-10-11 Employee Stock Option (Right to Buy) $142.45 M 365 Disposed 2028-12-01 Class A Common Stock (365) Direct

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2: The option was granted on December 23, 2016. The Vesting Commencement Date ("VCD") is December 1, 2016. One forty-eighth (1/48) of the shares subject to the option vest each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.

F3: The option was granted on December 1, 2017, the VCD. One forty-eighth (1/48) of the shares subject to the option vest each monthly anniversary of the VCD , subject to continued employment with the Issuer through the applicable vesting dates.

F4: The option was granted on December 1, 2018, the VCD. One forty-eighth (1/48th) of the shares subject to the option vest each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.