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Trade Desk, Inc. — Director's Dealing 2018
Apr 24, 2018
30193_dirs_2018-04-24_e303f891-638c-4423-8e7e-44622a85179d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Trade Desk, Inc. (TTD)
CIK: 0001671933
Period of Report: 2018-04-20
Reporting Person: Ross Paul (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-04-20 | Class A Common Stock | C | 686 | $0.00 | Acquired | 66045 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-04-20 | Employee Stock Option Exercise (Right to Buy) | $0.819 | M | 686 | Disposed | 2025-01-19 | Class B Common Stock (686) | Direct |
| 2018-04-20 | Class B Common Stock | $0.00 | M | 686 | Acquired | Class A Common Stock (686) | Direct | |
| 2018-04-20 | Class B Common Stock | $0.00 | C | 686 | Disposed | Class A Common Stock (686) | Direct |
Footnotes
F1: The option was granted on January 20, 2015, which was also the Vesting Commencement Date ("VCD"). One forty-eighth (1/48th) of the shares subject to the option vest on the first monthly anniversary of the VCD, with one forty-eighth (1/48th) of the shares subject to the original grant vesting on each monthly anniversary thereafter, subject to continued employment with the Issuer through the applicable vesting dates.
F2: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances.