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Trade Desk, Inc. — Director's Dealing 2017
Mar 1, 2017
30193_dirs_2017-03-01_562763c5-d088-4947-88c0-ccf7872b501e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Trade Desk, Inc. (TTD)
CIK: 0001671933
Period of Report: 2017-02-27
Reporting Person: Stempeck Brian John (Chief Client Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-27 | Employee Stock Option (Right to Buy) | $0.069 | M | 55000 | Disposed | 2020-07-22 | Class B Common Stock (55000) | Direct |
| 2017-02-27 | Employee Stock Option (Right to Buy) | $0.069 | M | 33333 | Disposed | 2020-10-11 | Class B Common Stock (33333) | Direct |
| 2017-02-27 | Employee Stock Option (Right to Buy) | $0.069 | M | 33333 | Disposed | 2021-02-27 | Class B Common Stock (33333) | Direct |
| 2017-02-27 | Employee Stock Option (Right to Buy) | $0.069 | M | 33333 | Disposed | 2021-04-03 | Class B Common Stock (33333) | Direct |
| 2017-02-27 | Employee Stock Option (Right to Buy) | $0.069 | M | 57001 | Disposed | 2021-07-07 | Class B Common Stock (57001) | Direct |
| 2017-02-27 | Class B Common Stock | $0.00 | M | 212000 | Acquired | Class A Common Stock (212000) | Direct |
Footnotes
F1: The option was granted on July 23, 2010 with a vesting commencement date ("VCD") of June 21, 2010. One-fourth (1/4th) of the shares subject to the option vest on the first anniversary of the VCD, with one forty-eighth (1/48th) of the shares subject to the original grant vesting on each monthly anniversary thereafter, subject to continued employment with the Issuer through the applicable vesting dates.
F2: The option was granted on October 12, 2010, the vesting commencement date ("VCD"). One forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.
F3: The option was granted on February 28, 2011, the vesting commencement date ("VCD"). One forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.
F4: The option was granted on April 4, 2011, the vesting commencement date ("VCD"). One forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.
F5: The option was granted on July 8, 2011, the vesting commencement date ("VCD"). One forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.
F6: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time.