AI assistant
Trade Desk, Inc. — Director's Dealing 2017
Mar 13, 2017
30193_dirs_2017-03-13_764b0ce4-4a60-4101-b0b2-a0054d28ac1e.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Trade Desk, Inc. (TTD)
CIK: 0001671933
Period of Report: 2016-09-26
Reporting Person: Canepa TMT Global Partners CLP (10% Owner)
Reporting Person: Canepa TMT Global Fund CLP-SIF (10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-09-26 | Series B Preferred Stock | $ | C | 6993000 | Disposed | Class B Common Stock (2331000) | Indirect | |
| 2016-09-26 | Class B Common Stock | $ | C | 2331000 | Acquired | Class A Common Stock (2331000) | Indirect |
Footnotes
F1: Each share of Series B Preferred Stock outstanding had no expiration date and automatically converted into one-third of a share of Class B Common Stock of the Issuer immediately prior to the closing of the Issuer's initial public offering.
F2: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one share of Class A Common Stock at the option of the holder thereof at any time. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's Amended and Restated Certificate of Incorporation in effect as of the date hereof.
F3: Represents shares held of record by Highwind S.a r.l. Highwind S.a r.l is controlled by Canepa TMT Global Fund CLP-SIF, which is managed by Canepa TMT Global Partners CLP, its general partner. Canepa TMT Global Partners CLP is managed by Bertrand Party, Francisco Felix Rodriguez, Richard van't Hof and Jose Vicini, each of whom disclaims beneficial ownership of the shares held of record by Highwind S.a r.l except to the extent of his respective pecuniary interest therein.