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Trade Desk, Inc. Director's Dealing 2017

Mar 13, 2017

30193_dirs_2017-03-13_764b0ce4-4a60-4101-b0b2-a0054d28ac1e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Trade Desk, Inc. (TTD)
CIK: 0001671933
Period of Report: 2016-09-26

Reporting Person: Canepa TMT Global Partners CLP (10% Owner)
Reporting Person: Canepa TMT Global Fund CLP-SIF (10% Owner)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-09-26 Series B Preferred Stock $ C 6993000 Disposed Class B Common Stock (2331000) Indirect
2016-09-26 Class B Common Stock $ C 2331000 Acquired Class A Common Stock (2331000) Indirect

Footnotes

F1: Each share of Series B Preferred Stock outstanding had no expiration date and automatically converted into one-third of a share of Class B Common Stock of the Issuer immediately prior to the closing of the Issuer's initial public offering.

F2: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one share of Class A Common Stock at the option of the holder thereof at any time. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's Amended and Restated Certificate of Incorporation in effect as of the date hereof.

F3: Represents shares held of record by Highwind S.a r.l. Highwind S.a r.l is controlled by Canepa TMT Global Fund CLP-SIF, which is managed by Canepa TMT Global Partners CLP, its general partner. Canepa TMT Global Partners CLP is managed by Bertrand Party, Francisco Felix Rodriguez, Richard van't Hof and Jose Vicini, each of whom disclaims beneficial ownership of the shares held of record by Highwind S.a r.l except to the extent of his respective pecuniary interest therein.