AI assistant
Trade Desk, Inc. — Director's Dealing 2017
Jun 23, 2017
30193_dirs_2017-06-23_59cbe2b0-e6a6-46df-a822-855e3a43a571.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Trade Desk, Inc. (TTD)
CIK: 0001671933
Period of Report: 2017-06-23
Reporting Person: Ross Paul (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-06-23 | Class A Common Stock | C | 690 | $0.00 | Acquired | 46567 | Direct |
| 2017-06-23 | Class A Common Stock | C | 10 | $0.00 | Acquired | 46577 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-06-23 | Employee Stock Option (Right to Buy) | $0.819 | M | 690 | Disposed | 2025-01-19 | Class B Common Stock (690) | Direct |
| 2017-06-23 | Class B Common Stock | $0.00 | M | 690 | Acquired | Class A Common Stock (690) | Direct | |
| 2017-06-23 | Class B Common Stock | $0.00 | C | 690 | Disposed | Class A Common Stock (690) | Direct | |
| 2017-06-23 | Employee Stock Option Exercise (Right to Buy) | $0.819 | M | 10 | Disposed | 2025-01-19 | Class B Common Stock (10) | Direct |
| 2017-06-23 | Class B Common Stock | $0.00 | M | 10 | Acquired | Class A Common Stock (10) | Direct | |
| 2017-06-23 | Class B Common Stock | $0.00 | C | 10 | Disposed | Class A Common Stock (10) | Direct |
Footnotes
F1: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances.
F2: The option was granted on January 20, 2015, the vesting commencement date ("VCD"). One forty-eighth (1/48th) of the shares subject to the option vest on the first monthly anniversary of the VCD, with one forty-eighth (1/48th) of the shares subject to the original grant vesting on each monthly anniversary thereafter, subject to continued employment with the Issuer through the applicable vesting dates.
F3: The Option was granted on January 20, 2015, with a vesting commencement date ("VCD") of November 3, 2014. One-fourth (1/4th) of the shares subject to the option vest on the first anniversary of the VCD, with one forty-eighth (1/48th) of the shares subject to the original grant vesting on each monthly anniversary thereafter, subject to continued employment with the Issuer through the applicable vesting dates.