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Trade Desk, Inc. — Director's Dealing 2017
Aug 7, 2017
30193_dirs_2017-08-07_c32a00f0-cfac-4ce6-a8a1-c27c2b1ed2bc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Trade Desk, Inc. (TTD)
CIK: 0001671933
Period of Report: 2017-08-03
Reporting Person: Ross Paul (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-03 | Class A Common Stock | C | 2806 | $0.00 | Acquired | 52133 | Direct |
| 2017-08-03 | Class A Common Stock | C | 686 | $0.00 | Acquired | 52819 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-08-03 | Employee Stock Option (Right to Buy) | $0.819 | M | 2806 | Disposed | 2025-01-19 | Class B Common Stock (2806) | Direct |
| 2017-08-03 | Class B Common Stock | $0.00 | M | 2806 | Acquired | Class A Common Stock (2806) | Direct | |
| 2017-08-03 | Class B Common Stock | $0.00 | C | 2806 | Disposed | Class A Common Stock (2806) | Direct | |
| 2017-08-03 | Employee Stock Option Exercise (Right to Buy) | $0.819 | M | 686 | Disposed | 2015-01-19 | Class B Common Stock (686) | Direct |
| 2017-08-03 | Class B Common Stock | $0.00 | M | 686 | Acquired | Class A Common Stock (686) | Direct | |
| 2017-08-03 | Class B Common Stock | $0.00 | C | 686 | Disposed | Class A Common Stock (686) | Direct |
Footnotes
F1: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances.
F2: The Option was granted on January 20, 2015, with a vesting commencement date ("VCD") of November 3, 2014. One-fourth (1/4th) of the shares subject to the option vest on the first anniversary of the VCD, with one forty-eighth (1/48th) of the shares subject to the original grant vesting on each monthly anniversary thereafter, subject to continued employment with the Issuer through the applicable vesting dates.
F3: The option was granted on January 20, 2015, the vesting commencement date ("VCD"). One forty-eighth (1/48th) of the shares subject to the option vest on the first monthly anniversary of the VCD, with one forty-eighth (1/48th) of the shares subject to the original grant vesting on each monthly anniversary thereafter, subject to continued employment with the Issuer through the applicable vesting dates.