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Trade Desk, Inc. Director's Dealing 2017

Dec 5, 2017

30193_dirs_2017-12-05_ceeb8be6-9eee-4c35-b9cd-4b904d78e74b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Trade Desk, Inc. (TTD)
CIK: 0001671933
Period of Report: 2017-12-01

Reporting Person: Ross Paul (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-12-01 Class A Common Stock A 20417 $0.00 Acquired 74313 Direct
2017-12-01 Class A Common Stock F 2246 $48.00 Disposed 72067 Direct
2017-12-04 Class A Common Stock C 2778 $0.00 Acquired 74845 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-12-01 Employee Stock Option (Right to Buy) $48.00 A 42012 Acquired 2027-12-01 Class A Common Stock (42012) Direct
2017-12-04 Employee Stock Option Exercise (Right to Buy) $0.819 M 2778 Disposed 2025-01-19 Class B Common Stock (2778) Direct
2017-12-04 Class B Common Stock $0.00 M 2778 Acquired Class A Common Stock (2778) Direct
2017-12-04 Class B Common Stock $0.00 C 2778 Disposed Class A Common Stock (2778) Direct

Footnotes

F1: Represents restricted stock with a vesting commencement date ("VCD") of December 1, 2017, and which vests as to one-fourth of the granted shares on each anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.

F2: The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of a Restricted Stock Award granted December 23, 2016.

F3: Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances.

F4: The option was granted on December 1, 2017, the vesting commencement date ("VCD"). One forty-eighth (1/48th) of the shares subject to the option vest on the first monthly anniversary of the VCD, with one forty-eighth (1/48th ) of the shares subject to the original grant vesting on each monthly anniversary thereafter, subject to continued employment with the Issuer through the applicable vesting dates.

F5: The option was granted on January 20, 2015, with a vesting commencement date ("VCD") of November 3, 2014. One-fourth (1/4th) of the shares subject to the option vest on the first anniversary of the VCD, with one forty-eighth (1/48th) of the shares subject to the original grant vesting on each monthly anniversary thereafter, subject to continued employment with the Issuer through the applicable vesting dates.