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TOWER LIMITED Interim / Quarterly Report 2010

May 27, 2010

65971_rns_2010-05-27_b8942166-43d3-4e36-bb64-ee6de4cc9b63.pdf

Interim / Quarterly Report

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28 May 2010

Market Information Company Announcements Office NZX Limited ASX Limited Level 2, NZX Centre Exchange Centre 11 Cable Street Level 6, 20 Bridge Street PO Box 2959 Sydney NSW 2000 Wellington AUSTRALIA New Zealand

TOWER Limited preliminary announcement for half year ended 31 March 2010

Please find attached the following documents in relation to the half year ended 31 March 2010:

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  • Media release

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  • NZX Appendix 1

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  • ASX Appendix 4D

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  • Interim Financial Statements and auditor’s review opinion

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  • Details of interim dividend and NZX Appendix 7

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  • Results Presentation

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Bronwyn Walsh Company Secretary TOWER Limited ARBN 088 481 234 Incorporated in New Zealand

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MEDIA RELEASE

For immediate release

28 May 2010

INTERIM DIVIDEND CONFIRMS TOWER ON TRACK

(Auckland – NZ)

TOWER Limited today reported an increased profit result for the half year to 31 March 2010. Underlying profit was $NZ27.7 million, a 28.8 % increase over the comparable period last year.

Profit after tax, which includes the non-cash effect of movements in the discount rate used to value life insurance liabilities, was $NZ28.1 million, 5.6% higher than for the same period last year.

Recognising this performance, the Board has decided to pay an interim dividend which will be the first interim dividend since July 2002. The dividend, NZ4.0 cents per share fully imputed, will be paid on 2 July.

While the markets in which TOWER operates have not been conducive to revenue growth in recent periods, the Group has continued to put a strong focus on both claims costs and expense management. The strong result in the latest half year period reflects good performances by all three of TOWER’s businesses: Health & Life, General Insurance and Investments.

Health & Life delivered an underlying profit after tax of $NZ16.9 million, 22.5% ahead of the March 2009 half year.

General Insurance reported a profit after tax of $NZ11.9 million for the half year, up 26.6% on the comparable period.

And in a difficult environment for the funds management industry, TOWER Investments reported a $NZ2.0 million profit after tax, compared with $NZ2.3 million in the March 2009 half year.

Group Managing Director Rob Flannagan said “the bottom line result is very robust and reflects TOWER’s ongoing steady progress against the backdrop of a difficult economy.

“Throughout the past year, we have aggressively focused on achieving cost efficiencies and improving customer services in the Health & Life and General Insurance businesses, and on proactively managing assets in the Investment business,” Mr Flannagan said.

“This emphasis on getting the basics right enables TOWER to reinforce its position as a market leader providing products and services in insurance, superannuation, savings and asset management,” he said.

“TOWER is a long established brand in New Zealand with the company’s origins going back to 1869 and I am delighted that we are once again in a position to demonstrate our commitment to our 56,000 shareholders by paying an interim dividend,” he said.

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“The company’s liquidity position is very strong with around $NZ150 million of cash balances at 31 March and a conservative gearing ratio of 16.2%. This places TOWER in a great position to act quickly on expansion opportunities which arise. We have investigated several opportunities in the past few months and continue to do so.”

TOWER Chairman, Tony Gibbs, said “TOWER’s strong performance was a credit to the management team and staff who have worked tirelessly to navigate the company through difficult economic conditions.”

“In uncertain times, this result is encouraging. TOWER’s solid financial position provides a ready platform for growth. The company delivered an annualised 13.7% return on shareholders’ funds and will continue its focus on cost reduction, profitability and delivery of good returns to its shareholders,” Mr Gibbs said.

ENDS

For further information please contact:

Rob Flannagan Group Managing Director TOWER Limited Tel: +64 9 369 2057

APPENDIX 1

HALF YEAR PRELIMINARY ANNOUNCEMENTS AND HALF YEAR RESULTS

RESULTS FOR ANNOUNCEMENT TO THE MARKET

TOWER LIMITED

ReportingPeriod 6months to 31 March 2010
PreviousReportingPeriod 6months to 31 March 2009
Amounts (000s) Percentage change
Revenue from ordinary activities NZ$ 288,934 30.4% increase
Net profit from ordinary activities
aftertaxattributable to shareholders
NZ$ 27,859 5.9% increase
Net profit attributable to shareholders NZ$ 27,859 5.9% increase
Interim Dividend Amount per security Imputed amount per
security
NZ 4cents 0.0171429
RecordDate Friday18 June
DividendPaymentDate Friday2July
Comments Net profit from ordinary activities in the 6 months to 31 March
2010 includes a gain of NZ$0.4 million (2009: NZ$5.1 million)
which has arisen as a result of changes in the global
investment market, which in turn affect the discount rate
applied under the relevant accounting standards in valuing
individual life risk policy liabilities. If this gain is eliminated in
order to show the underlying net profit after tax that amount
becomes NZ$27.7 million which is an increase of 28.8% over
the NZ$21.5 million comparable result for the same period last
year.
Additional Information 1. Net tangible assets per share as at 31 March 2010 was
NZ$1.47(2009: NZ$1.37)
2. Earnings per share for the six months to 31 March 2010
were NZ 10.88 cents (2009: NZ12.98 cents). This reflects
the impact of additional capital raised on 28 September
2009.

Refer attached 31 March 2010 unaudited Financial Statements for TOWER Limited and its subsidiaries and Presentation for more detailed analysis and explanation.

TOWER Limited

APPENDIX 4D PRELIMINARY INTERIM REPORT 28 May 2010 ASX LISTING RULES 4.2A.3

TOWER LIMITED PRELIMINARY INTERIM REPORT

Current Reporting Period 6 months ended 31 March 2010 Previous Reporting Period 6 months ended 31 March 2009

RESULTS FOR ANNOUNCEMENT TO THE MARKET

Half year Movement 31 March 2010 000’s Total revenue from ordinary activities NZ$ 288,934 + 30.4% Net profit after tax from ordinary activities attributed to shareholders NZ$ 27,859 + 5.9% Net profit for the period attributed to shareholders NZ$ 27,859 + 5.9%

Net tangible assets per share as at 31 March 2010 was NZ$1.47 (2009: NZ$1.37)

Earnings per share for the six months to 31 March 2010 were NZ 10.88 cents (2009: NZ 12.98 cents). This reflects the impact of additional capital raised on 28 September 2009.

INTERIM DIVIDEND

An interim dividend of NZ 4 cents per share has been declared. The Record Date is Friday 18 June. The dividend will be paid on 2 July 2010. No franking credits apply.

ADDITIONAL COMMENTS

Net profit from ordinary activities in the 6 months to 31 March 2010 includes a gain of NZ$0.4 million (2009: NZ$5.1 million) which has arisen as a result of changes in the global investment market, which in turn affect the discount rate applied under the relevant accounting standards in valuing individual life risk policy liabilities. If this gain is eliminated in order to show the underlying net profit after tax that amount becomes NZ$27.7 million which is an increase of 28.8% over the NZ$21.5 million comparable result for the same period last year.

Refer attached 31 March 2010 unaudited Financial Statements for TOWER Limited and its subsidiaries and Presentation for more detailed analysis and explanation.

TOWER Limited Level 11 22 Fanshawe Street, Auckland PO Box 90347 Auckland New Zealand Tel (+64) 9 369 2000 Fax (+64) 9 369 2160

1

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TOWER LIMITED

INTERIM FINANCIAL STATEMENTS

FOR THE HALF YEAR ENDED

31 MARCH 2010

TOWER LIMITED FINANCIAL STATEMENTS FOR THE HALF YEAR ENDED 31 MARCH 2010

Table of Contents

CONSOLIDATED INCOME STATEMENT ........................................................................................................................... 2 CONSOLIDATED STATEMENT OF COMPREHENSIVE INCOME ......................................................................................... 3 CONSOLIDATED BALANCE SHEET ................................................................................................................................... 4 CONSOLIDATED STATEMENT OF CHANGES IN EQUITY ................................................................................................... 5 CONSOLIDATED STATEMENT OF CASH FLOWS .............................................................................................................. 6 NOTES TO THE FINANCIAL STATEMENTS ....................................................................................................................... 7 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES .................................................................................................................... 7 2. UNDERLYING PROFIT AFTER TAX ............................................................................................................................................ 7 3. PREMIUM REVENUE ............................................................................................................................................................ 8 4. INVESTMENT REVENUE ........................................................................................................................................................ 8 5. FEE AND OTHER REVENUE .................................................................................................................................................... 8 6. MOVEMENT IN POLICY LIABILITIES .......................................................................................................................................... 9 7. LIFE INSURANCE AND INVESTMENT CONTRACT LIABILITIES ........................................................................................................... 9 8. SEGMENTAL REPORTING ...................................................................................................................................................... 9 9. INTEREST BEARING LIABILITIES ............................................................................................................................................. 10 10. NOTE TO CONSOLIDATED STATEMENT OF CASH FLOWS ........................................................................................................... 11 11. DISTRIBUTIONS TO SHAREHOLDERS .................................................................................................................................... 11 12. SUBSEQUENT EVENTS ...................................................................................................................................................... 11

1

TOWER LIMITED CONSOLIDATED INCOME STATEMENT FOR THE HALF YEAR ENDED 31 MARCH 2010

Note
Revenue
Premium revenue from insurance contracts
3
Less : Outwards reinsurance expense
3
Net premium revenue
Investment revenue/(loss)
4
Fee and other revenue
5
Net operating revenue
Expenses
Claims expense
Less : Reinsurance recoveries revenue
Net claims expense
Increase/(decrease) in policy liabilities
6
Management and sales expenses
Net claims and operating expenses
Financing costs
Total expenses
Profit before taxation
Tax (expense)/credit attributed to policyholders' returns
Profit attributed to shareholders before taxation
Tax expense attributed to shareholders' profits
Profit for the half year
2
Profit attributed to:
Shareholders
Minority Interests
Basic and diluted earnings per share for profit attributed to shareholders
Half year ended
31 March
31 March
2010
2009
Unaudited
Unaudited
$000
$000
209,808
213,319
(19,622)
(17,796)
190,186
195,523
62,820
(9,087)
16,306
17,353
269,312
203,789
127,612
131,989
(5,979)
(7,252)
121,633
124,737
8,133
(49,083)
89,920
95,945
219,686
171,599
3,758
3,515
223,444
175,114
45,868
28,675
(9,498)
1,952
36,370
30,627
(8,268)
(4,003)
28,102
26,624
27,859
26,310
243
314
28,102 26,624
10.88
12.98

The consolidated income statement should be read in conjunction with the accompanying notes.

2

TOWER LIMITED CONSOLIDATED STATEMENT OF COMPREHENSIVE INCOME FOR THE HALF YEAR ENDED 31 MARCH 2010

Note
Profit for the half year
2
Other comprehensive income:
Currency translation differences
Other comprehensive income net of taxation
Total comprehensive income for the half year
Total comprehensive income attributed to:
Shareholders
Minority Interests
Half year ended
31 March
31 March
2010
2009
Unaudited
Unaudited
$000
$000
28,102
26,624
1,097
2,195
1,097
2,195
29,199
28,819
29,164
28,981
35
(162)
29,199 28,819

The consolidated statement of comprehensive income should be read in conjunction with the accompanying notes.

3

TOWER LIMITED CONSOLIDATED BALANCE SHEET AS AT 31 MARCH 2010

Note
Assets
Cash and cash equivalents
Receivables
Financial assets at fair value through profit or loss
Derivative financial assets
Liabilities ceded under reinsurance
7
Property, plant and equipment
Prepaid tax assets
Current tax assets
Deferred acquisition costs
Deferred tax assets
Intangible assets
Total Assets
Liabilities
Payables
Current tax liabilities
Other liabilities
Provisions
Derivative financial liabilities
Interest bearing liabilities
9
Insurance liabilities
Deferred tax liabilities
Life insurance and investment contract liabilities
7
Total Liabilities
Net Assets
Equity
Contributed equity
Accumulated losses
Reserves
Total equity attributed to shareholders
Minority interests
Total Equity
31 March
30 September
31 March
2010
2009
2009
Unaudited
Audited
Unaudited
$000
$000
$000
150,562
146,381
152,697
137,167
141,253
129,641
1,075,129
1,076,595
1,024,257
50,557
53,410
65,850
16,631
14,450
13,562
6,222
6,030
7,839
36,230
34,732
42,737
-
1,164
-
43,851
45,096
47,885
25,443
32,650
34,669
46,894
39,178
36,081
1,588,686
1,590,939
1,555,218
57,539
62,123
58,242
13,796
-
12,769
22,745
22,745
21,874
5,822
7,594
6,328
15,090
21,305
19,256
80,284
80,002
165,243
259,638
279,700
267,877
35,772
38,619
29,680
681,644
674,403
666,526
1,172,330
1,186,491
1,247,795
416,356
404,448
307,423
555,282
547,680
468,633
(32,112)
(35,128)
(59,610)
(109,540)
(110,795)
(104,458)
413,630
401,757
304,565
2,726
2,691
2,858
416,356
404,448
307,423

The financial statements were approved for issue by the Board on 27 May 2010.

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AI (Tony) Gibbs Chairman

John Spencer Director

The consolidated balance sheet should be read in conjunction with the accompanying notes.

4

TOWER LIMITED CONSOLIDATED STATEMENT OF CHANGES IN EQUITY FOR THE HALF YEAR ENDED 31 MARCH 2010

Half year ended 31 March 2010
At the beginning of the half year
Comprehensive income for the period
Profit for the half year
Currency translation differences
Total comprehensive income for the period
Transactions with shareholders
Shares issued under dividend reinvestment plan
Shares issued under employee share options scheme
Movement in share based payment reserve
Dividends paid
Other
Total transactions with shareholders
At the end of the half year
Half year ended 31 March 2009
At the beginning of the half year
Comprehensive income for the period
Profit for the half year
Currency translation differences
Total comprehensive income for the period
Transactions with shareholders
Shares issued under dividend reinvestment plan
Movement in share based payment reserve
Dividends paid
Total transactions with shareholders
At the end of the half year
Share
capital
Accumulated
losses
Reserves
Total
Minority
interest
Total
equity
Unaudited
Unaudited
Unaudited Unaudited Unaudited Unaudited
$000
$000
$000
$000
$000
$000
Attributed to shareholders
547,680
(35,128)
(110,795)
401,757
2,691
404,448
-
27,859
-
27,859
243
28,102
-
-
1,305
1,305
(208)
1,097
-
27,859
1,305
29,164
35
29,199
7,046
-
-
7,046
-
7,046
556
-
-
556
-
556
-
228
(50)
178
-
178
-
(25,043)
-
(25,043)
-
(25,043)
-
(28)
-
(28)
-
(28)
7,602
(24,843)
(50)
(17,291)
-
(17,291)
555,282
(32,112)
(109,540)
413,630
2,726
416,356
465,323
(66,453)
(107,670)
291,200
3,020
294,220
-
26,310
-
26,310
314
26,624
-
-
2,671
2,671
(476)
2,195
-
26,310
2,671
28,981
(162)
28,819
3,310
-
-
3,310
-
3,310
-
-
541
541
-
541
-
(19,467)
-
(19,467)
-
(19,467)
3,310
(19,467)
541
(15,616)
-
(15,616)
468,633
(59,610)
(104,458)
304,565
2,858
307,423

The consolidated statement of changes in equity should be read in conjunction with the accompanying notes.

5

TOWER LIMITED CONSOLIDATED STATEMENT OF CASH FLOWS FOR THE HALF YEAR ENDED 31 MARCH 2010

Note
Cash flows from operating activities
Premiums received
Interest received
Dividends received
Investment income
Non-life company fee income
Reinsurance received
Reinsurance paid
Claims expenses
Payments to suppliers and employees
Interest paid
Income tax paid
Net cash inflow from operating activities
10
Cash flows from investing activities
Net receipts for financial assets
Net payments for purchase of property, plant and equipment and
intangible assets
Net cash inflow from investing activities
Cash flows from financing activities
Proceeds from issue of share capital
Proceeds from issue of fixed rate senior unsecured bonds
Payment for issue costs of senior unsecured bonds
Repayment of short term borrowings
Dividend paid
Net cash (outflow)/inflow from financing activities
Net increase in cash and cash equivalents
Cash and cash equivalents at beginning of half year
Cash and cash equivalents at end of half year
31 March
31 March
2010
2009
Unaudited
Unaudited
$000
$000
Half year ended
208,433
212,712
18,418
25,480
1,195
1,544
17,239
2,456
15,972
18,222
14,912
6,170
(28,125)
(20,765)
(148,804)
(138,952)
(88,147)
(95,756)
(3,476)
(3,857)
(539)
(2,633)
7,078
4,621
25,020
26,377
(10,505)
(912)
14,515
25,465
585
-
-
81,759
-
(979)
-
(304)
(17,997)
(16,157)
(17,412)
64,319
4,181
94,405
146,381
58,292
150,562
152,697

Note:

The consolidated statement of cash flows presents the net changes in cash flow for financial assets, property, plant and equipment and intangible assets. TOWER considers that knowledge of gross receipts and payments is not essential to understanding certain activities of TOWER and it is considered acceptable to report only the net changes in cash flow for these items. This is based on the fact that either the turnover of these items is quick, the amounts are large, and the maturities are short or the value of the sales are immaterial.

The consolidated statement of cash flows should be read in conjunction with the accompanying notes.

6

TOWER LIMITED NOTES TO THE FINANCIAL STATEMENTS FOR THE HALF YEAR ENDED 31 MARCH 2010

1. Summary of significant accounting policies

Entities reporting

The interim financial statements presented are those of TOWER Limited (the Company) and its subsidiaries (the Group).

Statutory base

TOWER Limited is a company domiciled in New Zealand, registered under the Companies Act 1993 and listed on the New Zealand and Australian Stock Exchanges. The Company is an issuer under the Financial Reporting Act 1993.

Basis of preparation

These interim financial statements have been prepared in accordance with New Zealand Generally Accepted Accounting Practice (NZ GAAP), as appropriate for profit oriented entities, International Accounting Standard 34, and New Zealand equivalent to International Accounting Standard 34, Interim Financial Reporting.

The interim financial statements should be read in conjunction with the annual financial statements for the year ended 30 September 2009, which have been prepared in accordance with International Financial Reporting Standards, and New Zealand equivalents to International Financial Reporting Standards.

The interim financial statements were approved by the Board of Directors on 27 May 2010.

The interim financial statements for the six months ended 31 March 2010 are unaudited.

Accounting policies

The principal accounting policies adopted in the preparation of the interim financial statements are consistent with those of the audited annual financial statements as at 30 September 2009.

Comparatives

Where necessary, comparative information has been reclassified to achieve consistency of disclosure with the current period.

2. Underlying profit after tax

Underlying profit after tax is presented to provide a more meaningful comparison of the Group’s profit for the reported financial periods. The movement in the discount rate during the March 2010 and 2009 half years impacted the individual life risk policy liabilities and increased Group profit after tax.

The discount rate applied to value individual life risk policy liabilities (included within life insurance contract liabilities in Note 7) is based on the current risk-free interest rates. The decline in the risk-free interest rates lead to a change in the value of individual life risk policy liabilities, generating a net gain of $376,000 in the period (2009: $5,078,000).

Underlying profit after tax
Add:
Discount rate effect before tax
Income tax on discount rate effect
Discount rate effect after tax
Profit for the half year
31 March
31 March
2010
2009
Unaudited
Unaudited
$000
$000
Half year ended
27,726
21,546
402
5,057
(26)
21
376
5,078
28,102
26,624

7

TOWER LIMITED NOTES TO THE FINANCIAL STATEMENTS FOR THE HALF YEAR ENDED 31 MARCH 2010

3. Premium revenue

Life insurance premiums
Life investment premiums
Total life premiums
Less: Deposits recognised as an increase in policy liabilities
Life insurance contract premiums recognised as revenue
General insurance premiums
Health insurance premiums
Less: Reinsurance ceded
31 March
31 March
2010
2009
Unaudited
Unaudited
$000
$000
Half year ended
42,422 45,510
250295
42,672 45,805
(2,114)
(8,256)
40,558 37,549
101,541 110,350
67,709 65,420
209,808 213,319
(19,622)
(17,796)
Total net premium revenue 190,186 195,523

4. Investment revenue

Fixed interest securities (1)
Interest income
Net realised gain/(loss)
Net unrealised loss
Equity securities (1)
Dividend income
Net realised loss
Net unrealised gain/(loss)
Property securities (1)
Property income
Net realised gain
Net unrealised gain/(loss)
Other (2)
Other investment revenue
Net realised gain
Net unrealised gain
Total investment revenue/(loss)
Total investment revenue
Total realised gain
Total unrealised gain/(loss)
18,836 25,480
2,282
(118)
(534)
(120)
20,584 25,242
1,195 1,544
(418)
(3,609)
20,755
(38,590)
21,532
(40,655)
1,124 647
-
518
2,050
(9,662)
3,174
(8,497)
78
512
13,568
5,019
3,884
9,292
17,530
14,823
21,233 28,183
15,432
1,810
26,155
(39,080)
62,820
(9,087)

(1) The income and loss in these categories has been generated by financial assets designated on initial recognition at fair value through profit or loss.

(2) Other investment income has been generated by financial assets and financial liabilities classified as held for trading at fair value through profit or loss.

5. Fee and other revenue

Investment and management fees 16,268 17,353
Other revenue
Total fee and other revenue
38
-
16,306
17,353

8

TOWER LIMITED NOTES TO THE FINANCIAL STATEMENTS FOR THE HALF YEAR ENDED 31 MARCH 2010

6. Movement in policy liabilities

6. Movement in policy liabilities
Increase/(decrease) in policy liabilities
(Decrease)/increase in non-current health insurance contract
Increase/(decrease) in life insurance contract liabilities
Increase/(decrease) in life investment contract liabilities
31 March
31 March
2010
2009
Unaudited
Unaudited
$000
$000
Half year ended
6,800
(48,362)
2,268
(4,631)
(935)
3,910
8,133
(49,083)

7. Life insurance and investment contract liabilities

7. Life insurance and investment contract liabilities
Life insurance contract liabilities
Life investment contract liabilities
Total life insurance and investment contract liabilities
Less: Liabilities ceded under reinsurance
Net life insurance and investment contract liabilities
31 March 30 September
31 March
2010
2009
2009
Unaudited
Audited
Unaudited
$000
$000
$000
647,787
641,753
637,410
33,857
32,650
29,116
681,644
674,403
666,526
(16,631)
(14,450)
(13,562)
665,013
659,953
652,964

The movement in life insurance and investment contract liabilities include movements recognised in the income statement (refer to Note 6), changes in liabilities ceded under reinsurance, deposits and withdrawals and other adjustments, which do not affect the income statement.

8. Segmental reporting

8. Segmental reporting
Business Segments
Half year ended 31 March 2010
Underlying profit/(loss) after tax
Add discount rate effect(1)
Health & Life
General
Insurance
Investments
Other
Total
Unaudited
Unaudited
Unaudited
Unaudited
Unaudited
$000
$000
$000
$000
$000
16,943
11,877
2,046
(3,140)
27,726
376
-
-
-
376
Profit/(loss) for the half year 17,319
11,877
2,046
(3,140)
28,102
Revenue
Operating revenue and realised investment
gain/(loss)
Unrealised investment gain/(loss)(2)
Net operating revenue
Half year ended 31 March 2009
Underlying profit/(loss) after tax
Add discount rate effect(1)
Profit/(loss) for the half year
Revenue
Operating revenue and realised investment
gain
Unrealised investment loss(2)
Net operating revenue
128,932
96,135
18,239
(149)
243,157
24,820
1,364
-
(29)
26,155
153,752
97,499
18,239
(178)
269,312
13,800
9,442
2,306
(4,002)
21,546
5,078
-
-
-
5,078
18,878
9,442
2,306
(4,002)
26,624
116,095
106,293
19,099
1,382
242,869
(36,285)
(2,284)
-
(511)
(39,080)
79,810
104,009
19,099
871
203,789

Note:

[(1)] The discount rate effect, as discussed in Note 2, has been adjusted for tax and shown separately to provide a more meaningful comparison between the reported periods.

(2) Unrealised investment gains and losses have been separately disclosed to show their impact on total revenue of the business segments.

9

TOWER LIMITED NOTES TO THE FINANCIAL STATEMENTS FOR THE HALF YEAR ENDED 31 MARCH 2010

8. Segmental reporting (continued)

8. Segmental reporting (continued)
Segment assets
31 March 2010 (Unaudited)
30 September 2009 (Audited)
31 March 2009 (Unaudited)
Health & Life
General
Insurance
Investments
Other
Total
$000
$000
$000
$000
$000
1,078,280
367,562
42,225
100,619
1,588,686
1,065,970
388,185
56,933
79,851
1,590,939
1,032,333
372,236
61,989
88,660
1,555,218

Description of segments

Health & Life includes all health, life and disability insurance services in New Zealand. General Insurance includes all general insurance services in New Zealand and the Pacific Islands. Investments includes all wealth management services in New Zealand. Other includes head office expenses, financing costs and eliminations.

9. Interest bearing liabilities

Bank loan
Fixed rate senior unsecured bonds
Unamortised capitalised costs
31 March 30 September
31 March
2010
2009
2009
Unaudited
Audited
Unaudited
$000
$000
$000
-
-
86,296
83,210
83,220
82,185
(2,926)
(3,218)
(3,238)
80,284
80,002
165,243

Bank loan

The bank loan was fully repaid in June 2009.

Fixed rate senior unsecured bonds

On 24 March 2009, the Group issued $81,759,000 of fixed rate senior unsecured bonds, bearing a fixed interest rate of 8.5% per annum. The bonds mature on 15 April 2014.

The above total of $80,284,000 includes $1,451,000 of accrued interest (30 September 2009: $1,461,000 and 31 March 2009: $426,000). The Group capitalised $3,499,000 of costs associated with the issuance of the bonds. These costs are amortised over the five year term of the bonds using the effective interest rate method.

10

TOWER LIMITED NOTES TO THE FINANCIAL STATEMENTS FOR THE HALF YEAR ENDED 31 MARCH 2010

10. Note to consolidated statement of cash flows

10. Note to consolidated statement of cash flows
Half year ended
31 March 31 March
2010 2009
Unaudited Unaudited
$000 $000
Reconciliation of profit for the period to net cash flows from operating activities
Net profit after tax for the half year 28,102 26,624
Add/(less) non-cash items:
Depreciation of property, plant and equipment 1,677 1,463
Amortisation of intangible assets 921 1,217
Change in insurance and life investment contract liabilities (16,185) (54,865)
Unrealised (gain)/loss on financial assets (26,155) 39,080
Share based payments expense and movement in fair value of employee 163 541
share option derivative
Decrease/(increase) in deferred tax 4,360 (7,566)
(35,219) (20,130)
Add/(less) movements in working capital (excluding the effects of exchange differences on consolidation)
Decrease/(increase) in receivables 6,905 (3,056)
Decrease in payables (6,392) (5,331)
Decrease in taxation 13,400 7,047
13,913 (1,340)
Add/(less) other items classified as investing or financing activities
Increase/(decrease) in interest accrued 282 (533)
Net cash inflows from operating activities 7,078 4,621

11. Distributions to shareholders

On 25 November 2009 the Board of Directors declared a dividend for the 2009 financial year of 9 cents per share net of tax. The total amount payable was $25,043,000 of which $7,046,000 was paid in TOWER shares under the dividend reinvestment plan and $17,997,000 paid in cash.

The dividend was paid on 2 February 2010.

12. Subsequent events

On 27 May 2010 the Board of Directors declared a dividend of 4 cents per share net of tax. The dividend will be paid on 2 July 2010.

11

PricewaterhouseCoopers 188 Quay Street Private Bag 92162 Auckland, New Zealand DX CP24073 www.pwc.com/nz Telephone +64 9 355 8000 Facsimile +64 9 355 8001

Accountants’ Report

To the shareholders of TOWER Limited

We have reviewed the interim consolidated financial statements (“financial statements”) on pages 2 to 11. The financial statements provide information about the past financial performance and cash flows of the Company and its subsidiaries (the Group), for the period ended 31 March 2010 and its financial position as at that date. This information is stated in accordance with the accounting policies set out on page 7.

This report is made solely to the Company’s shareholders, as a body, Our review work has been undertaken so that we might state to the Company’s shareholders those matters which we are required to state to them in an auditor’s report and for no other purpose. To the fullest extent permitted by law, we do not accept or assume responsibility to anyone other than the Company and the Company’s shareholders as a body, for our review procedures, for this report, or for the opinions we have formed.

Directors’ responsibilities

The Company’s Directors are responsible for the preparation and presentation of the financial statements that present fairly the financial position of the Group as at 31 March 2010 and its financial performance and cash flows for the period ended on that date.

Accountants’ responsibilities

We are responsible for reviewing the financial statements presented by the Directors in order to report whether, in our opinion and on the basis of the procedures performed by us, anything has come to our attention that would indicate that the financial statements do not present fairly the matters to which they relate.

Basis of opinion

A review is limited primarily to enquiries of company personnel and analytical review procedures applied to financial data and thus provides less assurance than an audit. We have not performed an audit on the financial statements and, accordingly, we do not express an audit opinion.

We have reviewed the financial statements of the Group for the period ended 31 March 2010 in accordance with the Review Engagement Standards issued by the New Zealand Institute of Chartered Accountants.

We have no relationship with or interests in the Company or any of its subsidiaries other than in our capacities as accountants conducting this review and providers of other assurance and tax services.

Accountants’ Report

To the shareholders of TOWER Limited

Review opinion

Based on our review, nothing has come to our attention that causes us to believe that the financial statements which have been prepared in accordance with International Accounting Standard 34 and New Zealand Equivalent to International Accounting Standard 34: Interim Financial Reporting do not present fairly the financial position of the Group as at 31 March 2010 and its financial performance and cash flows for the period ended on that date.

Our review was completed on 27 May 2010 and our review opinion is expressed as at that date.

Chartered Accountants

Auckland

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28 May 2010

Market Information Company Announcements Office NZX Limited ASX Limited Level 2, NZX Centre Exchange Centre 11 Cable Street Level 6, 20 Bridge Street PO Box 2959 Sydney NSW 2000 Wellington AUSTRALIA New Zealand

TOWER Limited interim dividend

TOWER Limited ( Company ) advises that an interim dividend of 4 cents per share, net of tax, will be paid on 2 July 2010 ( Payment Date ) to all shareholders on the register as at 5pm on Friday, 18 June 2010 ( Record Date ).

A copy of NZX Appendix 7 is attached.

Shareholders with a New Zealand or Australian address on the Company’s register will be able to elect to participate in the Company’s Dividend Reinvestment Plan (DRP) up to the Record Date. Ordinary shares will be issued on the Payment Date to all shareholders who elect to participate in the DRP at a strike price equal to 97.5% of the volume weighted average price of the Company's ordinary shares on NZX on the five trading days following the Record Date. The cash dividend that would otherwise be payable to these shareholders will be applied to pay up the issue price on the shares issued under the DRP. The shares issued under the DRP will rank equally with all existing ordinary shares of the Company.

If the shareholder is tax resident in New Zealand, the interim dividend will be fully credited with imputation credits at the ratio of 30/70 or 42.85%, being $0.0171429 per share. TOWER will withhold resident withholding tax where applicable.

If the shareholder is not tax resident in New Zealand and holds a shareholding interest of less than 10% in TOWER, the interim dividend will be credited with imputation credits of $0.010084 per share and a supplementary dividend of $0.0070589 per share will be paid. The total ratio of the imputation credits and supplementary dividend is 30/70 or 42.85%. TOWER will withhold non-resident withholding tax where applicable.

If the shareholder is not tax resident in New Zealand and holds a shareholding interest of more than 10% in TOWER, the interim dividend will be fully credited with imputation credits at the ratio of 30/70 or 42.85%, being $0.0171429 per share. TOWER will withhold non-resident withholding tax where applicable.

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Bronwyn Walsh Company Secretary TOWER Limited ARBN 088 481 234 Incorporated in New Zealand

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Appendix 7 of Listing Rules.

==> picture [355 x 16] intentionally omitted <==

EMAIL: [email protected]

NZX Listing Rule 7.12.2. For rights, Listing Rules 7.10.9 and 7.10.10.
For change to allotment, Listing Rule 7.12.1, a separate advice is required.
Notice of event affecting securities
NZX Listing Rule 7.12.2. For rights, Listing Rules 7.10.9 and 7.10.10.
For change to allotment, Listing Rule 7.12.1, a separate advice is required.
Notice of event affecting securities
NZX Listing Rule 7.12.2. For rights, Listing Rules 7.10.9 and 7.10.10.
For change to allotment, Listing Rule 7.12.1, a separate advice is required.
Notice of event affecting securities
NZX Listing Rule 7.12.2. For rights, Listing Rules 7.10.9 and 7.10.10.
For change to allotment, Listing Rule 7.12.1, a separate advice is required.
Notice of event affecting securities
NZX Listing Rule 7.12.2. For rights, Listing Rules 7.10.9 and 7.10.10.
For change to allotment, Listing Rule 7.12.1, a separate advice is required.
Notice of event affecting securities
NZX Listing Rule 7.12.2. For rights, Listing Rules 7.10.9 and 7.10.10.
For change to allotment, Listing Rule 7.12.1, a separate advice is required.
Notice of event affecting securities
NZX Listing Rule 7.12.2. For rights, Listing Rules 7.10.9 and 7.10.10.
For change to allotment, Listing Rule 7.12.1, a separate advice is required.
Notice of event affecting securities
NZX Listing Rule 7.12.2. For rights, Listing Rules 7.10.9 and 7.10.10.
For change to allotment, Listing Rule 7.12.1, a separate advice is required.
Notice of event affecting securities
NZX Listing Rule 7.12.2. For rights, Listing Rules 7.10.9 and 7.10.10.
For change to allotment, Listing Rule 7.12.1, a separate advice is required.
Notice of event affecting securities
NZX Listing Rule 7.12.2. For rights, Listing Rules 7.10.9 and 7.10.10.
For change to allotment, Listing Rule 7.12.1, a separate advice is required.
Notice of event affecting securities
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1

TOWER Group Analysts Briefing - Half Year Results – 31 March 2010

Rob Flannagan Group Managing Director

Eric O’Sullivan Group Chief Financial Officer

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TOWER Group
Half Year Results – 31 March 2010
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Agenda

Results Overview

Business Performance

  • Looking Forward

2

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Results Overview

3

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TOWER Group Financial Highlights
Half Year 31 March 2010
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Net profit

Underlying profit

$28.1m 5.6%$27.7m 28.8%

Interim dividend (Fully imputed)

  • Total equity

4.0cps$416.4m 35.5%

Changes are compared to half year 31 March 2009

4

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TOWER Group Results
Summary
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mary
Half year ended
$ millions Mar-10
Mar-09
16.9
13.8
11.9
9.4
2.0
2.3
30.8
25.5
(3.1)
(4.0)
27.7
21.5
0.4
5.1
28.1
26.6
Sep-09
Health and Life
General Insurance
Investments
17.8
7.9
3.5
Business unit net profit after tax
Finance and corporate expenses
29.2
(3.8)
Underlying profit after tax
Discount rate effect
25.4
(1.9)
Net profit after tax 23.5
% change
Underlying profit after tax
Net profit after tax
29%
6%

5

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TOWER Group Results
Key Points
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  • Overall profit of $28.1m, up 5.6% on last year

  • Underlying profit at $27.7m, up 28.8%

  • Health & Life is maintaining its market position and management expense reductions are leading to increased profitability

  • General Insurance continues to improve its underwriting profit and the direct business net premium revenue continues to experience strong growth replacing to a large extent lapses of the ANZ/National book

  • The Investments business continues to adjust to the current economic conditions with good control in costs to offset its lower revenue levels

6

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Business Performance

7

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TOWER Business Performance
Statistics
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Half year ended
Mar-10
Mar-09
Underlying profit after tax
$27.7m
$21.5m
Earnings per share
10.88cps
12.98cps
Return on equity (annualised)
13.7%
17.7%
Gearing (debt to debt plus equity)
16.2%
35.0%
Net asset backing
$1.57
$1.59
Sep-09
$25.4m
11.33cps
14.3%
16.5%
$1.59

8

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TOWER Share Price
2010 Financial Year
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TOWER Shares v NZX Index
1 Oct 2009 to 25 May 2010
Dividend Reinvested
0.50
0.40
NZX All
0.30 Index
0.20
0.10
0.00
-0.10
-0.20
-0.30
-0.40
-0.50
Price Difference (cents) v Index
1.10.09 8.10.09 15.10.09 22.10.09 30.10.09 6.11.09 13.11.09 20.11.09 27.11.09 4.12.09 11.12.09 18.12.09 29.12.09 7.01.10 14.01.10 21.01.10 28.01.10 4.02.10 11.02.10 18.02.10 25.02.10 4.03.10 11.03.10 18.03.10 25.03.10 1.04.10 12.04.10 19.04.10 26.04.10 3.05.10 10.05.10 17.05.10 24.05.10
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9

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TOWER – Health & Life
Analysis of Profit - Total
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ysis of Profit - Total
Half year ended
$ millions Mar-10
Mar-09
99.4
95.9
(75.6)
(71.0)
(37.2)
(40.7)
(9.4)
43.0
47.8
(18.3)
25.0
8.9
4.6
2.2
29.6
11.1
(12.7)
2.7
16.9
13.8
0.4
5.1
17.3
18.9
Sep-09
Net premiums
Incurred claims
Management and sales expenses
Movement in policy liabilities
Investment income/(loss) on assets backing policy liabilities
97.2
(77.1)
(41.4)
(10.9)
50.5
Insurance profit
Investment income on shareholders' funds
18.3
5.0
Profit before tax
Income tax (expense)/credit
23.3
(5.5)
Underlying profit after tax
Discount rate effect
17.8
(1.9)
Profit after tax 15.9
% change
Underlying profit after tax
Profit after tax
22%
(8%)
  • Continuing growth in net premiums

  • Strong reduction in management and sales expenses

  • Increase in underlying profit after tax

10

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TOWER – Health & Life
Analysis of Profit - Health
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WER – Health & Life
ysis of Profit - Health
WER – Health & Life
ysis of Profit - Health
Half year ended
$ millions
Mar-10
Mar-09
Net premiums
67.7
65.3
Incurred claims
(43.3)
(39.6)
Management and sales expenses
(17.5)
(18.7)
Movement in policy liabilities
(0.1)
(4.7)
Investment income on assets backing policy liabilities
1.6
5.9
Insurance profit
8.4
8.2
Investment income on shareholders' funds
1.2
1.0
Profit before tax
9.6
9.2
Income tax expense
(2.9)
(2.8)
Profit after tax
6.7
6.4
Sep-09
66.3
(43.5)
(18.3)
0.4
0.4
5.3
1.1
6.4
(1.9)
4.5
% change
~~~~
~~Net premiums have continued to grow and a~~re up by 4%
Profit after tax
5%
% change
~~~~
Profit after tax
~~Net premiums have continued to grow and a~~re up by 4%
5%
  • Management and sales expenses tracking down

  • Profit after tax up by 5% on the same period last year

11

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TOWER – Health & Life
Analysis of Profit - Life
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sis of Profit - Life
Half year ended
$ millions Mar-10
Mar-09
31.7
30.6
(32.3)
(31.4)
(19.7)
(22.0)
(9.3)
47.7
46.2
(24.2)
16.6
0.7
3.4
1.2
20.0
1.9
(9.8)
5.5
10.2
7.4
0.4
5.1
10.6
12.5
Sep-09
Net premiums
Incurred claims
Management and sales expenses
Movement in policy liabilities
Investment income/(loss) on assets backing policy liabilities
30.9
(33.6)
(23.1)
(11.3)
50.1
Insurance profit
Investment income on shareholders' funds
13.0
3.9
Profit before tax
Income tax (expense)/credit
16.9
(3.6)
Underlying profit after tax
Discount rate effect
13.3
(1.9)
Profit after tax 11.4
% change
~~~~
~~Continued premium growth~~
Underlying profit after tax
38%
Profit after tax
(15%)
Profit after tax 10.6 12.5
11.4
% change
Underlying profit after tax 38%
~~~~
Profit after tax
~~Continued premium growth~~ (15%)
  • Material reduction in management expenses

  • Investment income up strongly on previous period

  • Underlying profit increased

12

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TOWER – Health & Life
In-force Premiums and Lapses
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220 16%
200
14%
180
12%
160
140 10%
120
8%
100
80 6%
60
4%
40
2%
20
0 0%
Sep-07 Mar-08 Sep-08 Mar-09 Sep-09 Mar-10
Individual & Group Health Individual Life
Group Life Total Premiums
Individual & Group Health Lapse Individual Life Lapse
$ millions
Lapse Rates
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  • Overall premium growth across all business lines

  • Reduction in lapse rates in all business lines

13

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TOWER – Health & Life
Premiums from New Business
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12
10
8
6
4
2
0
Sep-07 Mar-08 Sep-08 Mar-09 Sep-09 Mar-10
Individual & Group Health Individual Life Group Life Total New Business
$ millions
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14

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TOWER – Health & Life
Health Claims Ratio
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70%
60%
50%
40%
30%
20%
10%
0%
Sep-07 Mar-08 Sep-08 Mar-09 Sep-09 Mar-10
Individual & Group Health
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  • Health claims in line with performance in the same half last year

15

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TOWER – Health & Life
Life Claims Ratio
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----- Start of picture text -----

80%
70%
60%
50%
40%
30%
20%
10%
0%
Sep-07 Mar-08 Sep-08 Mar-09 Sep-09 Mar-10
Individual Life Group Life Total Life
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  • Individual Life claims ratio increased slightly

  • Strong reduction in Group Life

16

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TOWER – Health & Life
Management & Sales Expenses
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45
40
35
30
25
20
15
10
5
0
Sep-07 Mar-08 Sep-08 Mar-09 Sep-09 Mar-10
Management expenses Commissions Total expenses
$ millions
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 Management expenses continue to reduce

17

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TOWER – General Insurance
Analysis of Profit
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WER – General Insurance
lysis of Profit
Half year ended
$ millions
Mar-10
Mar-09
Net premiums
90.8
99.7
Incurred claims
(46.0)
(52.8)
Management and sales expenses
(33.6)
(36.2)
Underwriting result
11.2
10.7
Investment income on assets backing technical reserves
3.9
2.6
Insurance profit
15.1
13.3
Investment income on shareholders' funds
2.4
1.4
Profit before tax
17.5
14.7
Income tax expense
(5.6)
(5.3)
Profit after tax
11.9
9.4
Sep-09
95.3
(56.7)
(35.2)
3.4
4.6
8.0
2.6
10.6
(2.7)
7.9

% change

Profit after tax 27%

  • Reduction in premiums

  • Claims expenses are down

  • Underwriting and insurance profit increase

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TOWER – General Insurance
Gross Written Premiums & Lapses
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25%
220
200
20%
180
160
140 15%
120
100
10%
80
60
5%
40
20
0 0%
Sep-07 Mar-08 Sep-08 Mar-09 Sep-09 Mar-10
New Zealand Pacific Island Total GWP Lapse rate
Lapse Rate
Rolling 12 month GWP ($m)
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  • New Zealand direct business continues to experience strong premium growth

  • Pacific premiums stable in local currencies

  • Retention rates in direct business and Pacific remain strong

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TOWER – General Insurance
Net Premiums & Claims
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120 80%
100 70%
80 60%
60 50%
40 40%
20 30%
0 20%
Sep-07 Mar-08 Sep-08 Mar-09 Sep-09 Mar-10
Net premiums Claims Claims ratio
$ millions
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 Benign weather events and cost management reflect a reduced claim ratio

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TOWER – General Insurance
Management & Sales Expenses
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35
30
25
20
15
10
5
0
Sep-07 Mar-08 Sep-08 Mar-09 Sep-09 Mar-10
Management expenses Commissions Total management expenses and commissions
$ millions
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  • We continue to invest strongly in our direct brands

  • Commission costs remain steady

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TOWER – Investments
Analysis of Profit
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Half year ended
$ millions Mar-10
Mar-09
18.2
18.8
(15.3)
(15.5)
2.9
3.3
(0.9)
(1.0)
2.0
2.3
Sep-09
Total income
Management and sales expenses
21.0
(16.1)
Profit before tax
Income tax expense
4.9
(1.4)
Profit after tax 3.5
% change
Profit after tax (13%)
  • Revenue and costs down

  • Pricing continues to be reviewed

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TOWER – Investments
Funds Under Management
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6,000 30
5,000 25
4,000 20
3,000 15
2,000 10
1,000 5
0 0
Sep-07 Mar-08 Sep-08 Mar-09 Sep-09 Mar-10
FUM Total Income
$ millions
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  • Funds under management grew by 10% from March 2009

  • Total fee income down by 3% to $18.2m

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TOWER – Investments
Expenses
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22
20
18
16
14
12
10
8
6
4
2
0
Sep-07 Mar-08 Sep-08 Mar-09 Sep-09 Mar-10
Management expenses Sales expenses
Other expenses Kiwisaver/PIE establishment
Total expenses
$ millions
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  • Expenses controlled to ensure business is resourced and sized appropriately

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TOWER – Investments
KiwiSaver
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500 90,000
80,000
400
70,000
60,000
300
50,000
40,000
200 402.4
326.5 30,000
100 198.0 20,000
139.2
10,000
57.1
0 0
Mar-08 Sep-08 Mar-09 Sep-09 Mar-10
Funds under management Number of members
$ millions Members
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TOWER KiwiSaver as at 31 March 2010 had:

  • 82,143 Members

  • $402.4m of Funds under management

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TOWER Group Balance Sheet
Summary
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$ millions
Mar-10
Mar-09
Cash & call deposits
150.6
152.7
Total investment assets
1,125.7
1,090.2
Other operational assets
312.4
312.3
Total assets
1,588.7
1,555.2
Policy liabilities & insurance provisions
(941.3)
(934.4)
External debt - bonds
(80.3)
(78.9)
External debt - bank
(86.3)
Other operational liabilities
(150.7)
(148.2)
Total liabilities
(1,172.3)
(1,247.8)
Total equity
416.4
307.4
Sep-09
146.4
1,130.0
314.5
1,590.9
(954.1)
(80.0)
(152.4)
(1,186.5)
404.4

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Looking Forward

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TOWER – Looking forward
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  • TOWER has announced another solid result for the first half of its financial year amid the continuing market volatility

  • Market conditions will present further challenges over the next six to twelve months

  • We continue to rationalise our products across the business, widen our distribution channels and develop direct sales

  • We are well positioned for continuing the growth of the business

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Looking Forward
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  • The new life taxation legislation comes into effect on 1[st] July 2010

  • Prudential regulation of insurers which are coming into effect

  • New legislation advisor regulations

  • The implementation of the new computer system is progressing well and will be fully operational within the next 13 months

  • Pursuing sustainable and profitable growth in our chosen markets remains the primary focus of TOWER management

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TOWER Group
Half Year Results – 31 March 2010
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End

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