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Tower Limited Major Shareholding Notification 2021

Apr 19, 2021

66289_rns_2021-04-19_78c659c9-6501-47f6-af2b-dbeb94d94030.pdf

Major Shareholding Notification

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Disclosure of ceasing to have substantial holding

Section 276, Financial Markets Conduct Act 2013

Note: This form must be completed in accordance with the instructions at the end of the form.

To ASX, NZX

and

To Tower Limited

Date this disclosure made: 19/04/2021

Date last disclosure made: 21/10/2020

Date on which substantial holding ceased: 16/04/2021

Substantial product holder(s) giving disclosure

Full name(s): Investment Services Group Limited (formerly Devon Funds Group Limited)

Summary of substantial holding

Class of quoted voting products: Ordinary Shares

Summary for Investment Services Group Limited

For last disclosure, —

  • (a) total number held in class: 31,974,122

(b) total in class: 421,647,258

  • (c) total percentage held in class: 7.58%

Details of relevant interests

Devon Funds Management Limited and Clarity Funds Management Limited are subsidiaries of Investment Services Group Limited.

Details for Devon Funds Management Limited

Nature of relevant interest(s): Related party of Investment Services Group Limited

For that relevant interest, —

Summary for Devon Funds Management Limited

(a) total number held in class: 20,906,050 (b) total in class: 421,647,258

(c) total percentage held in class: 4.96%

CUSTODIAN UNITS
CITI for private client 1,068,205
BNP for private client 2,709,912
BNP for private client 4,088,534
Northern for private client 351,924
BNP for private client 2,133,147
MMC for private client 1,593,346
JPM for private client 6,171,846
JPM for private client 975,262
Public Trust for private client 1,250,697
BNP for wholesale clients 563,177

Details for Clarity Funds Management Limited

Nature of relevant interest(s): Related party of Investment Services Group Limited.

For that relevant interest, —

Summary for Clarity Funds Management Limited

  • (a) total number held in class: 11,068,072

(b) total in class: 421,647,258

(c) total percentage held in class: 2.62%

CLARITY
BNP for retails clients 6,626,186
BNP for retails clients 4,015,768
BNP for retails clients 426,118

For current holding after ceasing to have substantial holding, -

Summary for Investment Services Group Limited

  • (a) total number held in class: 27,379,134

(b) total in class: 421,647,258 (c) total percentage held in class: 6.49%

Details of relevant interests

Details for Devon Funds Management Limited

Nature of relevant interest(s): Related party of Investment Services Group Limited

For that relevant interest, —

Summary for Devon Funds Management Limited

  • (a) total number held in class: 17,475,787

(b) total in class: 421,647,258

  • (c) total percentage held in class: 4.14%
CUSTODIAN Units
CITI for private client 839,212.00
BNP for private client 2,107,848.00
BNP for private client 3,770,913.00
BNP for private client 291,627.00
MMC for private client 1,602,748.00
JPM for private client 1,316,860.00
Northern for private client 5,364,730.00
JPM for private client 763,618.00
Public Trust for private client 964,562.00
BNP for wholesale clients 453,669.00

Details for Clarity Funds Management Limited

Nature of relevant interest(s): Related party of Investment Services Group Limited.

For that relevant interest, —

Summary for Clarity Funds Management Limited

  • (a) total number held in class: 9,903,347

(b) total in class: 421,647,258

  • (c) total percentage held in class: 2.35%
CLARITY
BNP for retails clients 5,880,163.00
BNP for retails clients 3,699,913.00
BNP for retails clients 323,271.00

Details of transactions and events giving rise to ceasing of substantial holding

Details of the transactions or other events requiring disclosure: Transactions between 19/12/2020 to 19/04/2021

Transaction Type Volume Consideration
Paid
Consideration
Received
Sales 7,808,238.00 $5,941,968.51
Purchases 33,250.00 $24,150.50

Additional information

Address(es) of substantial product holder(s): Investment Services Group Limited, Level 10, 2 Commerce Street, Auckland 1010

Contact details: Suki Chow | P: 09 925 3989 | E: [email protected]

Name of any other person believed to have given, or believed to be required to give, a disclosure under the Financial Markets Conduct Act 2013 in relation to the financial products to which this disclosure relates: Devon Funds Management Limited

Certification

I, Suki Chow , certify that, to the best of my knowledge and belief, the information contained in this disclosure is correct and that I am duly authorised to make this disclosure by all persons for whom it is made.