Total Return Securities Fund — Director's Dealing 2026

Jan 27, 2026

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Total Return Securities Fund (SWZ)
CIK: 0000813623
Period of Report: 2026-01-23

Reporting Person: GOLDSTEIN PHILLIP (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2026-01-23	Common Stock	D	31314	$6.81	Disposed	62910	Direct

Footnotes

F1: Represents sale of shares to the issuer pursuant to tender offer exempt under Rule 16b-3

F2: Reflects an additional 1,000 shares that were purchased in a rights offering and inadvertently omitted from Mr. Goldstein's Form 4 filed on December 12, 2025.