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Total Return Securities Fund — Director's Dealing 2022
Mar 4, 2022
34335_dirs_2022-03-04_5ffc032e-e0de-42ab-b765-373b3a07180c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SWISS HELVETIA FUND, INC. (SWZ)
CIK: 0000813623
Period of Report: 2022-03-03
Reporting Person: Dakos Andrew (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-03-03 | Common Stock | P | 1000 | $8.82 | Acquired | 3000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 64 | Direct |
Footnotes
F1: Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.
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