AI assistant
Sending…
Total Return Securities Fund — Director's Dealing 2021
Jun 3, 2021
34335_dirs_2021-06-03_8d248279-e596-4779-8f80-2544984c66af.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SWISS HELVETIA FUND, INC. (SWZ)
CIK: 0000813623
Period of Report: 2021-06-01
Reporting Person: GOLDSTEIN PHILLIP (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-01 | Common Stock | S | 4847 | $9.72 | Disposed | 110900 | Direct |
| 2021-06-01 | Common Stock | S | 100 | $9.73 | Disposed | 110800 | Direct |
| 2021-06-01 | Common Stock | S | 142 | $9.75 | Disposed | 110658 | Direct |
| 2021-06-01 | Common Stock | S | 5000 | $9.69 | Disposed | 105658 | Direct |
| 2021-06-02 | Common Stock | S | 1796 | $9.73 | Disposed | 103862 | Direct |
| 2021-06-02 | Common Stock | S | 3874 | $9.71 | Disposed | 99988 | Direct |
| 2021-06-02 | Common Stock | S | 3041 | $9.72 | Disposed | 96947 | Direct |
More from Total Return Securities Fund
Proxy Solicitation & Information Statement
2026
May 8
Major Shareholding Notification
2026
Apr 17
Regulatory Filings
2026
Apr 15
Major Shareholding Notification
2026
Apr 14
Regulatory Filings
2026
Mar 10
Major Shareholding Notification
2026
Mar 6
Regulatory Filings
2026
Mar 6
Director's Dealing
2026
Mar 3
Director's Dealing
2026
Feb 25
Director's Dealing
2026
Feb 25