AI assistant
Sending…
Total Return Securities Fund — Director's Dealing 2021
Jun 4, 2021
34335_dirs_2021-06-04_7105407d-d36f-483d-8ef1-f18e19dc2aa8.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SWISS HELVETIA FUND, INC. (SWZ)
CIK: 0000813623
Period of Report: 2021-06-03
Reporting Person: GOLDSTEIN PHILLIP (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-03 | Common Stock | S | 194 | $9.68 | Disposed | 96753 | Direct |
| 2021-06-03 | Common Stock | S | 1800 | $9.67 | Disposed | 94953 | Direct |
More from Total Return Securities Fund
Proxy Solicitation & Information Statement
2026
May 8
Major Shareholding Notification
2026
Apr 17
Regulatory Filings
2026
Apr 15
Major Shareholding Notification
2026
Apr 14
Regulatory Filings
2026
Mar 10
Major Shareholding Notification
2026
Mar 6
Regulatory Filings
2026
Mar 6
Director's Dealing
2026
Mar 3
Director's Dealing
2026
Feb 25
Director's Dealing
2026
Feb 25