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Total Return Securities Fund Director's Dealing 2021

Jun 8, 2021

34335_dirs_2021-06-08_5ec8b081-ce2b-4def-a7fc-a0b87c239de6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SWISS HELVETIA FUND, INC. (SWZ)
CIK: 0000813623
Period of Report: 2021-06-04

Reporting Person: GOLDSTEIN PHILLIP (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-06-04 Common Stock S 67059 $9.475 Disposed 27894 Direct
2021-06-04 Common Stock S 9899 $9.70 Disposed 17995 Direct