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Total Return Securities Fund Director's Dealing 2014

Sep 5, 2014

34335_dirs_2014-09-05_4892fb88-6535-4648-b4da-c08b3add48fa.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SWISS HELVETIA FUND, INC. (SWZ)
CIK: 0000813623
Period of Report: 2014-09-04

Reporting Person: Mandel Alan M. (Treas. & Princ. Fin. Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-09-04 Common Stock P 600 $14.209 Acquired 600 Direct
2014-09-04 Common Stock P 200 $14.220 Acquired 800 Direct
2014-09-04 Common Stock P 200 $14.219 Acquired 1000 Direct