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Total Return Securities Fund — Director's Dealing 2014
Sep 5, 2014
34335_dirs_2014-09-05_4892fb88-6535-4648-b4da-c08b3add48fa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SWISS HELVETIA FUND, INC. (SWZ)
CIK: 0000813623
Period of Report: 2014-09-04
Reporting Person: Mandel Alan M. (Treas. & Princ. Fin. Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-09-04 | Common Stock | P | 600 | $14.209 | Acquired | 600 | Direct |
| 2014-09-04 | Common Stock | P | 200 | $14.220 | Acquired | 800 | Direct |
| 2014-09-04 | Common Stock | P | 200 | $14.219 | Acquired | 1000 | Direct |
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