Total Return Securities Fund — Director's Dealing 2011

Dec 14, 2011

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SWISS HELVETIA FUND, INC. (SWZ)
CIK: 0000813623
Period of Report: 2011-12-13

Reporting Person: WEST STEPHEN K (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2011-12-13	Common Stock	P	1000	$11.0101	Disposed	18771	Direct
2011-12-13	Common Stock	P	1600	$11.001	Disposed	17171	Direct
2011-12-13	Common Stock	P	9100	$11.0001	Disposed	8071	Direct
2011-12-14	Common Stock	P	1000	$10.8901	Disposed	7071	Direct
2011-12-14	Common Stock	P	1000	$10.89	Disposed	6071	Direct
2011-12-14	Common Stock	P	1000	$10.8901	Disposed	5071	Direct
2011-12-14	Common Stock	P	1000	$10.89	Disposed	4071	Direct
2011-12-14	Common Stock	P	1000	$10.9175	Disposed	3071	Direct
2011-12-14	Common Stock	P	1000	$10.9201	Disposed	2071	Direct
2011-12-14	Common Stock	P	1000	$10.9201	Disposed	1071	Direct