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TORTOISE ENERGY INFRASTRUCTURE CORP — Director's Dealing 2018
Jan 2, 2018
32487_dirs_2018-01-02_c63372f9-0f3f-4a32-8bcd-0e1b9645fe0f.zip
Director's Dealing
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SEC Form 5/A — Form 5/A
Issuer: TORTOISE ENERGY INFRASTRUCTURE CORP (TYG)
CIK: 0001268533
Period of Report: 2016-11-30
Reporting Person: ADAMS P. BRADLEY (Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-01 | Common Shares | P | 2.72 | $25.10 | Acquired | 111.87 | Indirect |
| 2016-03-01 | Common Shares | P | 20.38 | $25.10 | Acquired | 7835.83 | Direct |
| 2016-06-01 | Common Shares | P | 2.48 | $28.25 | Acquired | 111.87 | Indirect |
| 2016-06-01 | Common Shares | P | 18.58 | $28.25 | Acquired | 7835.83 | Direct |
| 2016-08-04 | Common Shares | S | 10 | $30.75 | Disposed | 7835.83 | Direct |
| 2016-08-09 | Common Shares | S | 26 | $31.43 | Disposed | 7835.83 | Direct |
| 2016-09-01 | Common Shares | L | 17.61 | $30.46 | Acquired | 836.54 | Indirect |
| 2016-09-01 | Common Shares | L | 2.35 | $30.46 | Acquired | 111.87 | Indirect |
| 2015-12-22 | Common Shares | P | 134 | $25.53 | Acquired | 7835.83 | Direct |
Footnotes
F1: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Infrastructure Corporation dividend reinvestment plan price.
F2: Includes 239.84 shares acquired under the Tortoise Energy Infrastructure Corporation dividend reinvestment plan, and excludes 818.93 shares formerly reported as direct beneficial ownership but now being reported as indirect beneficial ownership by adult child living at home.
F3: Non-discretionary transaction; transaction by reporting person's investment adviser in account over which reporting person has no discretion.
F4: Includes 818.93 shares formerly reported as direct beneficial ownership but now held by adult child living at home.
F5: This Form 5 Amendment is being filed to correct the original Form 5 filing for fiscal year end 11/30/16 to include certain non-discretionary purchases by the reporting person's investment adviser in an account over which the reporting person has no discretion which were inadvertently excluded from the original Form 5 filing.