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TORTOISE ENERGY INFRASTRUCTURE CORP — Director's Dealing 2018
Oct 16, 2018
32487_dirs_2018-10-16_05ed9ab1-7d0f-470e-94d5-8d2b7fb0a6b5.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: TORTOISE ENERGY INFRASTRUCTURE CORP (TYG)
CIK: 0001268533
Period of Report: 2018-05-31
Reporting Person: KNIGHTS OF COLUMBUS (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-12-17 | Preferred Stock 4.01% | P | 300000 | $10.00 | Acquired | 8000000 | Direct |
| 2014-12-17 | Preferred Stock 4.34% | P | 600000 | $10.00 | Acquired | 21000000 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Preferred Stock 4.01% | 5000000 | Direct |
| Preferred Stock 4.34% | 15000000 | Direct |
Footnotes
F1: Knights of Columbus became a beneficial owner of these securities as of October 9, 2014, which made Knights of Columbus subject to Section 16 as a 10% holder based upon 22,400,000 shares of mandatory redeemable preferred (MRP) stock outstanding as of November 30, 2014, as set forth in the issuer's financial statements contained in its annual report to shareholders for the period ended November 30, 2014, as filed with the Securities and Exchange Commission on January 21, 2015.
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