AI assistant
TORTOISE ENERGY INFRASTRUCTURE CORP — Director's Dealing 2017
Jan 13, 2017
32487_dirs_2017-01-13_6cc5bf8f-c443-49ff-b4f4-1723ece01f95.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: TORTOISE ENERGY INFRASTRUCTURE CORP (TYG)
CIK: 0001268533
Period of Report: 2016-11-30
Reporting Person: ADAMS P. BRADLEY (Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-01 | Common Shares | P | 2.72 | $25.10 | Acquired | 111.87 | Indirect |
| 2016-03-01 | Common Shares | P | 20.38 | $25.10 | Acquired | 7335.83 | Direct |
| 2016-06-01 | Common Shares | P | 2.48 | $28.25 | Acquired | 111.87 | Indirect |
| 2016-06-01 | Common Shares | P | 18.58 | $28.25 | Acquired | 7335.83 | Direct |
| 2016-08-04 | Common Shares | S | 10 | $30.75 | Disposed | 7335.83 | Direct |
| 2016-08-09 | Common Shares | S | 26 | $31.43 | Disposed | 7335.83 | Direct |
| 2016-09-01 | Common Shares | L | 17.61 | $30.46 | Acquired | 836.54 | Indirect |
| 2016-09-01 | Common Shares | L | 2.35 | $30.46 | Acquired | 111.87 | Indirect |
Footnotes
F1: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Infrastructure Corporation dividend reinvestment plan price.
F2: Includes 239.84 shares acquired under the Tortoise Energy Infrastructure Corporation dividend reinvestment plan, and excludes 818.93 shares formerly reported as direct beneficial ownership but now being reported as indirect beneficial ownership by adult child living at home.
F3: Non-discretionary transaction; transaction by reporting person's investment adviser in account over which reporting person has no discretion.
F4: Includes 818.93 shares formerly reported as direct beneficial ownership but now held by adult child living at home.