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Top Education Group Ltd — Share Issue/Capital Change 2018
Apr 27, 2018
50143_rns_2018-04-26_a019cfd1-b920-4b43-b5d8-4328b48b6862.pdf
Share Issue/Capital Change
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Please use this form if you want the Hong Kong Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格
This Application Form uses the same terms as defined in the prospectus of Top Education Group Ltd (the “Company”) dated 27 Staple your April 2018 (the “Prospectus”).
本申請表格使用澳洲成峰高教集團有限公司(「本公司」)於 2018年4月27日的招股章程(「招股章程」)所界定的詞語。 payment here Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer to buy any Hong Kong 請將股款 Offer Shares in any jurisdiction other than Hong Kong. The Hong Kong Offer Shares may not be offered or sold in the United 緊釘在此 States without registration or an exemption from registration under the US Securities Act. 本申請表格及招股章程概不構成在香港以外司法權 區要約出售或游說要約購買香港發售股份。若無根據美國證券法登記 或豁免登記,香港發售股份不得在美國提呈發售或出售。 This Application Form and the Prospectus may not be forwarded or distributed, reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction. 任何根據當地法例不得發送、派發或複製本申請表格及招股章程的司法權區內概不得發送或派發或複製(不論方式,也 不論全部或部分)本申請表格及招股章程。 Copies of the Prospectus, all related Application Forms and the other documents specified in “Appendix V — Documents Delivered to the Registrar of Companies and Available for Public Inspection in Hong Kong” to the Prospectus, have been registered by the Registrar of Companies in Hong Kong as required by section 342C of Companies (Winding Up and Miscellaneous Provisions) Ordinance. Hong Kong Exchanges and Clearing Limited, the Stock Exchange, HKSCC, the SFC and the Registrar of Companies in Hong Kong take no responsibility for the contents of these documents. — 招股章程、所有相關申請表格及招股章程「附錄五 送呈公司註冊處處長及可供香港公眾查閱的文件」所述其他文件已 按《公司(清盤及雜項條文)條例》第 342C 條規定送呈香港公司註冊處處長登記。香港交易及結算所有限公司、聯交所、 香港結算、證監會及香港公司註冊處處長對此等文件的內容概不負責。 TOP EDUCATION GROUP LTD 澳洲成峰高教集團有限公司 (Registered in New South Wales, Australia with limited liability) (於澳洲新南威爾士州註冊成立的有限公司) Stock code : 1752 股份代號 : 1752 Maximum Offer Price : HK$0.37 per Offer Share, plus brokerage of 1%, SFC transaction levy of 0.0027% and Stock Exchange trading fee of 0.005%(payable in full on application in Hong Kong dollars and subject to refund) 最高發售價 : 每股發售股份0.37港元,另加1% 經紀佣金、 0.0027%證監會交易徵費及0.005% 聯交所交易費, (須於申請時以港元繳足,多繳款項可予退還) You should read this Application Form in conjunction with the Prospectus, which contains further information on the application procedures. , 一 。 招股章程尚有其他關於申請程序的資料 本申請表格應與招股章程 併閱讀 Application Form 申請表格 To: Top Education Group Ltd 致:澳洲成峰高教集團有限公司 China Galaxy International Securities (Hong Kong) 中國銀河國際證券(香港)有限公司 Co., Limited Joint Global Coordinators 聯席全球協調人 Joint Bookrunners 聯席賬簿管理人 Hong Kong Underwriters 香港包銷商 Applicants’ declaration 申請人聲明
本人╱吾等同意本申請表格及招股章程的條款及條件以及申請 程序。請參閱本申請表格「填交本申請表格的效用」一節。
I/We agree to the terms and conditions and application procedures in this Application Form and the Prospectus. Please refer to the “Effect of completing and submitting this Application Form” section of this Application Form.
Warning: Only one application may be made for the benefit of any person. Please refer to the last four bullets of “Effect of completing and submitting this Application Form” section.
一 。 警告:任何人士只限作出 次為其利益而進行的認購申請 請 參閱「填交本申請表格的效用」一節最後四點。
Please use this form if you want the Hong Kong Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格
Signed by (all) applicant(s) (all joint applicants must sign): 由(所有)申請人簽署(所有聯名申請人必須簽署):
For Broker use 此欄供經紀填寫 Lodged by 遞交申請的經紀 由(所有)申請人簽署(所有聯名申請人必須簽署): Broker No. 經紀號碼 Broker’s Chop 經紀印章 ............................................................................................................ Date: 日期: ..................../ .............../ ............... D日 M月 Y年 Number of Hong Kong Offer Shares applied for (not more Cheque/banker’s cashier order number 支票╱銀行本票號碼 than 31,420,000 shares) 申請認購的香港發售股份數目(不超過 31,420,000 股股份) Name of bank on which cheque/banker’s cashier order is drawn Total amount 總額 (see “How to make your application” section) 兌現支票╱銀行本票的銀行名稱(見「申請手續」一節) HK$ 港元 Name (in English in BLOCK letters) 英文姓名╱名稱(正楷) Family name or company name 姓氏或公司名稱 Forename(s) 名字 Name (in Chinese) 中文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Occupation (in English) 職業(以英文填寫) Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. (Please delete as appropriate) 香港身份證號碼╱ 護照號碼╱香港商業登記號碼 (請刪除不適用者) Names of all other joint applicants in English (if any, in BLOCK letters) 所有其他聯名申請人的英文姓名╱名稱(如有,正楷) Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. of all other joint applicants (Please delete as appropriate) 所有其他聯名申請人的香港身份證號碼╱護照號 (1) 碼╱香港商業登記號碼(請刪除不適用者) (2) (1) (2) (3) (3) Hong Kong address (in English) and telephone no. (Joint applicants should give the address and the telephone number of first-named applicant only in BLOCK letters.) 香港地址(以英文正楷填寫)及電話號碼(聯名申請人只須填寫排名首位申請人的地址及電話號碼) Telephone No. 電話號碼 For Nominees: You will be treated as applying for your own benefit if you do not complete this section. Please provide an account number or identification code for each (joint) beneficial owner. 由代名人遞交:代名人若不填寫本節,是項認購申請將視作 為 閣下利益提出。請填寫每名(聯名)實益擁有人的賬戶號碼 或識別編碼。 ADDRESS LABEL 地址標貼 (Your name(s) and address in Hong Kong in BLOCK letters 請用英文正楷填寫 姓名╱名稱 及香港 地址 )
For Internal use 此欄供內部使用
Please use this form if you want the Hong Kong Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格
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(1) An individual must provide his Hong Kong Identity Card number or, if he does not hold a Hong Kong Identity Card, his passport number. A body corporate must provide its Hong Kong Business Registration number. Each joint applicant must provide its or his relevant number. The Hong Kong Identity Card number(s)/passport number(s)/Hong Kong Business Registration number(s) will be transferred to a third party for checking the Application Form’s validity. 個別人士須填寫其香港身份證號碼或(如非香港身份證持有人)護照號碼。法人團體須填寫其香港商 業登記號碼。每名聯名申請人均須提供其相關號碼。該等香港身份證號碼 ╱護照號碼 ╱香港商業登 記號碼將轉交第三方以核實申請表格的有效性。
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(2) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the first-named applicant may be printed on your refund cheque (if any). Your banker may require verification of your Hong Kong Identity Card number/passport number before you can cash your refund cheque. 日後如需退回申請股款,退款支票上或會印有 閣下或(如屬聯名申請人)排名首位申請人的香港身 份證號碼 ╱護照號碼的一部分。銀行兌現退款支票前或會要求查證 閣下的香港身份證號碼 ╱護照 號碼。
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(3) If an application is made by an unlisted company and: • the principal business of that company is dealing in securities; and • you exercise statutory control over that company, then the application will be treated as being made for your benefit. 倘若申請人是一家非上市公司,而: • 該公司主要從事證券買賣業務;及 • 閣下對該公司可行使法定控制權, 是項申請將視作為 閣下的利益提出。
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Please use this form if you want the Hong Kong Offer Shares to be issued in your name
How to make your application
- Use the table below to calculate how much you must pay. Your application must be for a minimum of 10,000 Hong Kong Offer Shares and in one of the numbers set out in the table, or your application will be rejected.
| 1. Use the table below to calculate how much you must pay. Your application must be for a minimum of 10,000 Hong Kong Offer Shares and in one of the numbers set out in the table, or your application will be rejected. |
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| NUMBER OF HONG KONG OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS | |
| 2. Complete the form in English in BLOCK letters and sign it. Only written signatures will be accepted (and not by way of personal chop). 3. Staple your cheque or banker's cashier order to the form. Each application for the Hong Kong Offer Shares must be accompanied by either one separate cheque or one separate banker's cashier order. Your application will be rejected if your cheque or banker's cashier order does not meet all the following requirements: The cheque must: Banker’s cashier order must: • be in Hong Kong dollars; • not be post-dated; • be made payable to “BANK OF CHINA (HONG KONG) NOMINEES LIMITED — TOP EDUCATION GROUP PUBLIC OFFER”; • be crossed “Account Payee Only”; • be drawn on your Hong Kong dollar bank account in Hong Kong; and • show your account name, which must either be pre- printed on the cheque, or be endorsed on the back by a person authorised by the bank. This account name must correspond with your name. If it is a joint application, the account name must be the same as the first-named applicant’s name. • be issued by a licensed bank in Hong Kong, and have your name certified on the back by a person authorised by the bank. The name on the banker’s cashier order must correspond with your name. If it is a joint application, the name on the back of the banker’s cashier order must be the same as the first- named applicant’s name. Number of Hong Kong Offer Shares applied for Amount payable on application HK$ Number of Hong Kong Offer Shares applied for Amount payable on application HK$ Number of Hong Kong Offer Shares applied for Amount payable on application HK$ 10,000 3,737.29 20,000 7,474.57 30,000 11,211.86 40,000 14,949.14 50,000 18,686.43 60,000 22,423.71 70,000 26,161.00 80,000 29,898.28 90,000 33,635.57 100,000 37,372.85 150,000 56,059.28 200,000 74,745.70 250,000 93,432.13 300,000 112,118.55 350,000 130,804.98 400,000 149,491.40 450,000 168,177.83 500,000 186,864.25 600,000 224,237.09 700,000 261,609.94 800,000 298,982.79 900,000 336,355.64 1,000,000 373,728.49 1,500,000 560,592.74 2,000,000 747,456.98 2,500,000 934,321.23 3,000,000 1,121,185.47 3,500,000 1,308,049.72 4,000,000 1,494,913.96 4,500,000 1,681,778.21 5,000,000 1,868,642.45 6,000,000 2,242,370.94 7,000,000 2,616,099.43 8,000,000 2,989,827.92 9,000,000 3,363,556.41 10,000,000 3,737,284.90 15,000,000 5,605,927.35 20,000,000 7,474,569.80 25,000,000 9,343,212.25 30,000,000 11,211,854.70 31,420,000(1) 11,742,549.16 (1)Maximum number of Hong Kong Offer Shares you may apply for. Sample樣版 |
Please use this form if you want the Hong Kong Offer Shares to be issued in your name
- Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker’s cashier order attached) to one of the collection boxes at any of the designated following branches of Bank of China (Hong Kong) Limited: District Branch Name Address Hong Kong Island Sheung Wan Branch Shop 1–4, G/F, Tung Hip Commercial Building, 244–248 Des Voeux Road Central Johnston Road Branch 152–158 Johnston Road, Wan Chai Kowloon Mei Foo Mount Sterling Mall Branch Shop N47–49 Mount Sterling Mall, Mei Foo Sun Chuen New Territories Citywalk Branch Shop 65, G/F, Citywalk, 1 Yeung Uk Road, Tsuen Wan 5. Your Application Form can be lodged at these times: — Friday, 27 April 2018 9:00 a.m. to 5:00 p.m. — Saturday, 28 April 2018 9:00 a.m. to 1:00 p.m. — Monday, 30 April 2018 9:00 a.m. to 5:00 p.m. — Wednesday, 2 May 2018 9:00 a.m. to 5:00 p.m. Thursday, 3 May 2018 — 9:00 a.m. to 12:00 noon 6. The latest time for lodging your application is 12:00 noon on Thursday, 3 May, 2018. The application lists will be open between 11:45 a.m. and 12:00 noon on that day, subject only to the weather conditions, as described in the section “How to Apply for the Hong Kong Offer Shares — 10. Effect of Bad Weather on the Opening of the Application Lists” in the Prospectus.
如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格
申請手續
| 1. | 1. | 使用下表計算 閣下應付的款項。 閣下申請認購的股數必須至少為10,000股公開發售股份,並為下 |
使用下表計算 閣下應付的款項。 閣下申請認購的股數必須至少為10,000股公開發售股份,並為下 |
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| 表所載的其中一個數目,否則恕不受理。 | |||
| 可供申請認購香港發售股份數目及應繳款項 | |||
| 2. 以英文正楷填妥及簽署申請表格。只接納親筆簽名(不得以個人印章代替)。 3. 閣下須將支票或銀行本票釘於表格上。每份香港發售股份申請須附一張獨立開出支票或一張獨立開出 銀行本票。支票或銀行本票必須符合以下所有規定,否則有關的認購申請不獲接納: 支票必須: 銀行本票必須: • 為港元; • 不得為期票; • 註明抬頭人為「中國銀行(香港)代理人有限公司 — TOP EDUCATION GROUP公開發售」; • 劃線註明「只准入抬頭人賬戶」; • 從 閣下在香港的港元銀行賬戶中開出;及 • 顯示 閣下的賬戶名稱,而該賬戶名稱必須已 預印在支票上,或由有關銀行授權的人士在支 票背書。賬戶名稱必須與 閣下姓名 ╱名稱相 同。如屬聯名申請,該賬戶名稱必須與排名首 位申請人的姓名 ╱名稱相同。 • 由香港持牌銀行開出,並由有關銀行授權的人 士在銀行本票背面簽署核證 閣下姓名 ╱名 稱。銀行本票所示姓名 ╱名稱必須與 閣下姓 名 ╱名稱相同。如屬聯名申請,銀行本票背面 所示姓名 ╱名稱必須與排名首位申請人的姓名 ╱名稱相同。 申請認購的 香港發售 股份數目 申請時 應繳款項 港元 申請認購的 香港發售 股份數目 申請時 應繳款項 港元 申請認購的 香港發售 股份數目 申請時 應繳款項 港元 10,000 3,737.29 20,000 7,474.57 30,000 11,211.86 40,000 14,949.14 50,000 18,686.43 60,000 22,423.71 70,000 26,161.00 80,000 29,898.28 90,000 33,635.57 100,000 37,372.85 150,000 56,059.28 200,000 74,745.70 250,000 93,432.13 300,000 112,118.55 350,000 130,804.98 400,000 149,491.40 450,000 168,177.83 500,000 186,864.25 600,000 224,237.09 700,000 261,609.94 800,000 298,982.79 900,000 336,355.64 1,000,000 373,728.49 1,500,000 560,592.74 2,000,000 747,456.98 2,500,000 934,321.23 3,000,000 1,121,185.47 3,500,000 1,308,049.72 4,000,000 1,494,913.96 4,500,000 1,681,778.21 5,000,000 1,868,642.45 6,000,000 2,242,370.94 7,000,000 2,616,099.43 8,000,000 2,989,827.92 9,000,000 3,363,556.41 10,000,000 3,737,284.90 15,000,000 5,605,927.35 20,000,000 7,474,569.80 25,000,000 9,343,212.25 30,000,000 11,211,854.70 31,420,000(1) 11,742,549.16 (1) 閣下可申請認購的香港發售股份最 高數目。 Sample樣版 |
如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格
- 請撕下申請表格,對摺一次,然後將填妥的申請表格(連同支票或銀行本票)投入中國銀行(香港)有 限公司下列任何一家指定分行特設的收集箱: 地區 分行 地址 香港島 上環分行 德輔道中 244–248 號東協商業大廈地下 1–4 號舖 莊士敦道分行 灣仔莊士敦道152–158 號 九龍 美孚萬事達廣場分行 美孚新邨萬事達廣場N47–49 號舖 新界 荃新天地分行 荃灣楊屋道1 號荃新天地地下 65 號舖 5. 閣下可於下列時間遞交申請表格: 2018年4月27日(星期五)— 上午九時正至下午五時正 2018年4月28 日(星期六)— 上午九時正至下午一時正 2018年4月30 日(星期一)— 上午九時正至下午五時正 2018年5月2 日(星期三)— 上午九時正至下午五時正 2018年5月3 日(星期四)— 上午九時正至中午十二時正 6. 截止遞交申請的時間為 2018 年 5 月 3 日(星期四)中午十二時正。本公司將於當日上午十一時四十五分 至中午十二時正期間登記認購申請,唯一會影響此時間的變化因素為當日的天氣情況(詳見招股章程 — 「如何申請香港發售股份 10. 惡劣天氣對開始辦理申請登記的影響」一節)。
Please use this form if you want the Hong Kong Offer Shares to be issued in your name
TOP EDUCATION GROUP LTD 澳洲成峰高教集團有限公司
(Registered in New South Wales, Australia with limited liability) GLOBAL OFFERING Conditions of your application • confirm that you are aware of the restrictions on the Global Offering in the Prospectus; A. Who can apply • agree that none of the Company, the Sole Sponsor, the Joint 1. You and any person(s) for whose benefit you are applying must Global Coordinators, Joint Bookrunners, the Underwriters, be 18 years of age or older and must have a Hong Kong their respective directors, officers, employees, partners, agents, address. advisers and/or any other parties involved in the Global 2. If you are a firm, the application must be in the individual Offering is or will be liable for any information and member’s names. representations not in the Prospectus (and any supplement to 3. The number of joint applicants may not exceed 4. it); 4. If you are a body corporate, the application must be signed by a • undertake and confirm that you or the person(s) for whose duly authorised officer, who must state his representative benefit you have made the application have not applied for or capacity, and stamped with your corporation’s chop. taken up, or indicated an interest for, and will not apply for or 5. You must be outside the United States, not be a United States take up, or indicate an interest for, any Offer Shares under the Person (as defined in Regulation S under the US Securities International Offering nor participated in the International Act) and not be a legal or natural person of the PRC. Offering; 6. Unless permitted by the Listing Rules, you cannot apply for • agree to disclose to the Company, our Hong Kong Share any Hong Kong Offer Shares if you are: Registrar, the receiving bank, the Sole Sponsor, the Joint • an existing beneficial owner of shares in the Company and/ Global Coordinators, Joint Bookrunners, the Underwriters and/ or any of its subsidiaries; or their respective advisers and agents any personal data which • a director or chief executive of the Company and/or any of they may require about you and the person(s) for whose benefit its subsidiaries; you have made the application; • a connected person (as defined in the Listing Rules) or a • if the laws of any place outside Hong Kong apply to your core connected person (as defined in the Listing Rules) of application, agree and warrant that you have complied with the Company or will become a connected person or a core all such laws and none of the Company, the Sole Sponsor, the connected person of the Company immediately upon Joint Global Coordinators, Joint Bookrunners and the completion of the Global Offering; Underwriters nor any of their respective officers or advisers • an associate (as defined in the Listing Rules) or a close will breach any law outside Hong Kong as a result of the associate (as defined in the Listing Rules) of any of the acceptance of your offer to purchase, or any action arising from above; or • have been allocated or have applied for or indicated an your rights and obligations under the terms and conditions contained in the Prospectus and this Application Form; interest in any International Offer Shares or otherwise • agree that once your application has been accepted, you may participate in the International Offering. not rescind it because of an innocent misrepresentation; • agree that your application, any acceptance of it and the B. If you are a nominee resulting contract will be governed by and construed in You, as a nominee, may make more than one application for the accordance with the laws of Hong Kong; Hong Kong Offer Shares by: (i) giving electronic application • represent, warrant and undertake that (i) you understand instructions to HKSCC via Central Clearing and Settlement System that the Hong Kong Offer Shares have not been and will not be (“CCASS”) (if you are a CCASS Participant); or (ii) using a WHITE or YELLOW Application Form, and lodge more than one registered under the US Securities Act; and (ii) you and any application in your own name on behalf of different beneficial person for whose benefit you are applying for the Hong Kong owners. Offer Shares are outside the United States (as defined in Regulation S) or are a person described in paragraph (h)(3) of C. Effect of completing and submitting this Application Form Rule 902 of Regulation S; By completing and submitting this Application Form, you (and if • warrant that the information you have provided is true and you are joint applicants, each of you jointly and severally) for accurate; yourself or as an agent or a nominee on behalf of each person for • agree to accept the Hong Kong Offer Shares applied for, or whom you act: any lesser number of such Shares allocated to you under the • undertake to execute all relevant documents and instruct and application; authorise the Company, the Sole Sponsor and/or the Joint • authorise the Company to place your name(s) on the Global Coordinator (or their agents or nominees), as agents of Company’s register of members as the holder(s) of any Hong the Company, to execute any documents for you and to do on Kong Offer Shares allocated to you, and the Company and/or your behalf all things necessary to register any Hong Kong its agents to send any share certificate(s) and/or any refund Offer Shares allocated to you in your name as required by the cheque(s) to you or the first-named applicant for joint Constitution; application by ordinary post at your own risk to the address
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authorise the Company to place your name(s) on the Company’s register of members as the holder(s) of any Hong Kong Offer Shares allocated to you, and the Company and/or its agents to send any share certificate(s) and/or any refund cheque(s) to you or the first-named applicant for joint application by ordinary post at your own risk to the address stated on the application, unless you are eligible to collect the share certificate(s) and/or refund cheque(s) in person;
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agree to comply with the Companies Ordinance, the Companies (Winding Up and Miscellaneous Provisions) Ordinance and the Constitution;
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declare and represent that this is the only application made and the only application intended by you to be made to benefit you or the person for whose benefit you are applying;
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confirm that you have read the terms and conditions and application procedures set out in the Prospectus and in this Application Form and agree to be bound by them;
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understand that the Company, the Sole Sponsor, the Joint Global Coordinators and Joint Bookrunners will rely on your declarations and representations in deciding whether or not to make any allotment of any of the Hong Kong Offer Shares to you and that you may be prosecuted for making a false declaration;
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confirm that you have received and read the Prospectus and have only relied on the information and representations contained in the Prospectus in making your application and will not rely on any other information or representations except those in any supplement to the Prospectus;
Please use this form if you want the Hong Kong Offer Shares to be issued in your name
• (if the application is made for your own benefit) warrant that If your application for Hong Kong Offer Shares is successful (in no other application has been or will be made for your benefit whole or in part) on a WHITE or YELLOW Application Form or by giving If you apply for 1,000,000 or more Hong Kong Offer Shares and electronic application instructions to HKSCC or to the White have provided all information required in this Application Form, you may collect the refund cheques(s) and/or share certificate(s) in Form eIPO Service Provider by you or by any one as your person from: Computershare Hong Kong Investor Services Limited agent or by any other person; and at Shops 1712–1716, 17th Floor, Hopewell Centre, 183 Queen’s • (if you are making the application as an agent for the benefit of Road East, Wanchai, Hong Kong from 9:00 a.m. to 1:00 p.m. on another person) warrant that (i) no other application has been Thursday, 10 May 2018 or such other date as notified by us on the or will be made by you as agent for or for the benefit of that above websites. person or by that person or by any other person as agent for If you are an individual who is eligible for personal collection, you that person on a WHITE or YELLOW Application Form or must not authorise any other person to collect for you. If you are a corporate applicant which is eligible for personal collection, your by giving electronic application instructions to HKSCC; and (ii) authorised representative must bear a letter of authorisation from you have due authority to sign the Application Form or give your corporation stamped with your corporation’s chop. Both electronic application instructions on behalf of that other individuals and authorised representatives must produce, at the time person as their agent. of collection, evidence of identity acceptable to the Hong Kong Share Registrar. D. Power of attorney If you do not collect your refund cheque(s) and/or share certificate(s) personally within the time period specified for If your application is made through an authorised attorney, the collection, they will be despatched promptly to the address as Company, the Sole Sponsor and the Joint Global Coordinators may specified on this Application Form by ordinary post at your own accept or reject your application at their discretion, and on any risk. condition they think fit, including evidence of the attorney’s If you apply for less than 1,000,000 Hong Kong Offer Shares, your authority. refund cheque(s) and/or Share certificate(s) will be sent to the address on the relevant Application Form on or before Thursday, Determination of the Offer Price and Allocation of the Hong 10 May 2018, by ordinary post and at your own risk. No receipt will be issued for application monies paid. The Kong Offer Shares Company will not issue temporary documents of title. The Offer Price is expected to be fixed on or around Thursday, 3 May 2018 and, in any event, unless otherwise announced, not later Refund of your application monies than Wednesday, 9 May 2018 as may be agreed between the If you do not receive any Hong Kong Offer Shares or if your Company and Joint Global Coordinators (for themselves and on application is accepted only in part, the Company will refund to behalf of the Underwriters). Applicants are required to pay the you your application monies (including the related 1% brokerage, maximum Offer Price of HK$0.37 for each Hong Kong Offer Share 0.0027% SFC transaction levy and 0.005% Stock Exchange trading fee) without interest. If the Offer Price is less than the maximum together with 1% brokerage, 0.0027% SFC transaction levy and price of the offer price range, the Company will refund to you the 0.005% Stock Exchange trading fee. If the Offer Price is not agreed surplus application monies (including the related 1% brokerage, between the Company and Joint Global Coordinators (for 0.0027% SFC transaction levy and 0.005% Stock Exchange trading themselves and on behalf of the Underwriters) on or before fee) without interest. Wednesday, 9 May 2018, unless otherwise announced, the Global The refund procedures are stated in the section “How to Apply for Offering will not proceed and will lapse. the Hong Kong Offer Shares — 14. Dispatch/Collection of Share Applications for the Hong Kong Offer Shares will not be processed Certificates and Refund Monies” in the Prospectus. and no allotment of any Hong Kong Offer Shares will be made Application by HKSCC Nominees Limited (“HKSCC until the application lists close. Nominees”) The Company expects to announce the final Offer Price, the indication Where this Application Form is signed by HKSCC Nominees on of the level of interest in the International Offering, the level of behalf of persons who have given electronic application instructions applications under the Hong Kong Public Offering and the basis of to apply for the Hong Kong Offer Shares, the provisions of this allocation of the Hong Kong Offer Shares on Thursday, 10 May 2018 Application Form which are inconsistent with those set out in the on the Stock Exchange’s website at www.hkexnews.hk and the Prospectus shall not apply and provisions in the Prospectus shall Company’s website at www.top.edu.au Results of allocations in the prevail. Without limiting the generality of this paragraph, the following Hong Kong Public Offering, and the Hong Kong Identity Card/ sections of this Application Form are inapplicable where this form passport/Hong Kong business registration numbers of successful is signed by HKSCC Nominees: applicants (where applicable) will be available on the above websites. • “Applicants’ declaration” on the first page; The allocation of the Offer Shares between the Hong Kong Public • “Warning” on the first page; Offering and the International Offering will be subject to • “If you are a nominee”; adjustment as described in the section “Structure of the Global • All representations and warranties under the “Effect of completing and submitting this Application Form” section, Offering” in the Prospectus. In particular, the Offer Shares to be except the first one regarding registration of Hong Kong Offer offered in the Hong Kong Public Offering and the International Shares in the applicant’s name and the signing of documents to Offering may be reallocated as between these offerings at the enable the applicant to be registered as the holder of the Hong discretion of the Joint Global Coordinators. If such reallocation is Kong Offer Shares; done other than pursuant to Practice Note 18 of the Listing Rules, • “If your application for The Hong Kong Offer Shares is in accordance with Guidance Letter HKEX-GL91-18, the successful (in whole or in part)”; and maximum total number of Offer Shares that may be reallocated to • “Refund of your application monies”. The following sections in the “How to Apply for the Hong Kong the Hong Kong Public Offer will be 125,680,000 Shares, Offer Shares” section of the Prospectus are inapplicable where this representing double of the initial allocation to the Hong Kong form is signed by HKSCC Nominees: Public Offering, and the final Offer Price shall be fixed at the low• “How many applications can you make”; and end of the indicative offer price range (that is, HK$0.27 per Offer • “Circumstances in which you will not be allotted the Hong Share) stated in the prospectus. Kong Offer Shares”.
- “Circumstances in which you will not be allotted the Hong Kong Offer Shares”.
如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格
TOP EDUCATION GROUP LTD 澳洲成峰高教集團有限公司
(於澳洲新南威爾士州註冊成立的有限公司) 全球發售 申請條件 ‧ 確認 閣下知悉招股章程內有關全球發售的限制; ‧ 同意 本公司、獨家保薦人、聯席全球協調人、聯席賬簿 甲. 可提出申請的人士 管理人、包銷商、彼等各自的董事、高級職員、僱員、 1. 閣下及 閣下為其利益提出申請的人士必須年滿 18 歲並 合夥人、代理、顧問及╱或參與全球發售的任何其他人 有香港地址。 士現時或日後均毋須對並非載於招股章程(及其任何補 2. 如 閣下為商號,申請須以個別成員名義提出。 充文件)的任何資料及陳述負責; 3. 聯名申請人不得超過四名。 ‧ 承諾及確認 閣下或 閣下為其利益提出申請的人士並 4. 如 閣下為法人團體,申請須經獲正式授權人員簽署, 無申請或接納或表示有意認購(亦不會申請或接納或表 並註明其所屬代表身份及蓋上公司印鑑。 示有意認購)國際發售的任何發售股份,也沒有參與國 5. 閣下必須身處美國境外,並非美國籍人士(定義見美國 際發售; 證券法 S 規例),亦非中國法人或自然人。 ‧ 同意 在本公司、我們的香港證券登記處、收款銀行、獨 6. 除上市規則批准外,下列人士概不得申請認購任何香港 家保薦人、聯席全球協調人、聯席賬簿管理人、包銷商 發售股份: ‧ 本公司及╱或其任何附屬公司股份的現有實益擁有 及╱或彼等各自的顧問及代理提出要求時,向彼等披露 人; 其所要求提供有關 閣下及 閣下為其利益提出申請的 ‧ 本公司及╱或其任何附屬公司的董事或最高行政人 人士的個人資料; 員; ‧ 倘香港境外任何地方的法例適用於 閣下的申請,則 同 ‧ 本公司關連人士(定義見上市規則)或核心關連人士 意及保證 閣下已遵守所有有關法例,且本公司、獨家 (定義見上市規則)或緊隨全球發售完成後成為本公司 保薦人、聯席全球協調人、聯席賬簿管理人、包銷商及 關連人士或核心關連人士的人士; 彼等各自的高級職員或顧問概不會因接納 閣下的購買 ‧ 上述任何人士的聯繫人(定義見上市規則)或緊密聯 要約,或 閣下在招股章程及本申請表格所載的條款及 繫人(定義見上市規則);或 條件項下的權利及責任所引致的任何行動,而違反香港 ‧ 已獲分配或已申請或有意向認購任何國際發售股份或 境外的任何法例; 以其他方式參與國際發售的人士。 ‧ 同意 閣下的申請一經接納,即不得因無意的失實陳述 而撤銷; 乙 . 如 閣下為代名人 ‧ 同意 閣下的申請對任何申請的接納乃由此產生的合約 閣下作為代名人可提交超過一份香港發售股份申請,方法 受香港法例規管並據此詮釋; 是:(i) 透過中央結算及交收系統(「中央結算系統」)向香 港結算發出電子認購指示(如 閣下為中央結算系統參與 ‧ 聲明、保證及承諾 :(i) 閣下明白香港發售股份不曾亦不 者);或 (ii) 使用 白色 或 黃色 申請表格,以自身名義代表不 會根據美國證券法登記;及 (ii) 閣下及 閣下為其利益 同的實益擁有人提交超過一份申請。 申請香港發售股份的任何人士均身處美國境外(定義見 S規例),或屬S規例第902條第(h)(3) 段所述的人士; 丙 . 填交本申請表格的效用 ‧ 保證 閣下提供的資料真實及準確; 閣下填妥並遞交本申請表格,即表示 閣下(如屬聯名申請 ‧ 同意 接納所申請數目或根據申請分配予 閣下但數目較 人,即各人共同及個別)代表 閣下本身,或作為 閣下代 少的香港發售股份; 其行事的每位人士的代理或代名人: ‧ 授權 本公司將 閣下的姓名╱名稱列入本公司股東名 ‧ 承諾 促使所有相關文件生效,並指示及授權本公司、作 冊,作為 閣下獲分配的任何香港發售股份的持有人, 為本公司代理的獨家保薦人及╱或聯席全球協調人(或 並授權本公司及╱或其代理以普通郵遞方式按申請所示 彼等的代理或代名人),為按照組織章程的規定將 閣 地址向 閣下或聯名申請的首名申請人發送任何股票 下獲分配的任何香港發售股份以 閣下名義登記而代 及╱或退款支票,郵誤風險由 閣下承擔,除非 閣下 表 閣下促使任何文件生效以及作出一切所需事宜; 合資格親身領取股票及╱或退款支票;
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‧ 同意 遵守公司條例、公司(清盤及雜項條文)條例及組 織章程;
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‧ 聲明及表示 此乃 閣下為本身或 閣下為 閣下利益提 出申請的人士提出及擬提出的唯一申請;
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‧ 確認 閣下已細閱招股章程及本申請表格所載的條款及 條件以及申請程序,並同意受其約束;
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‧ 明白 本公司、獨家保薦人、聯席全球協調人及聯席賬簿 管理人將依據 閣下的聲明及陳述而決定是否向 閣下 分配任何香港發售股份, 閣下如作出虛假聲明,可能 會被檢控;
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‧ 確認 閣下已接獲及細閱招股章程,提出申請時也僅依 據招股章程載列的資料及陳述,而除招股章程任何補充 文件外,不會依賴任何其他資料或陳述;
如 閣下欲以本身名義登記將獲發行的公開發售股份,請使用本表格
• (如本申請為 閣下本身的利益提出) 保證 閣下或作 如 閣下成功申請認購香港發售股份(全部或部分) 為 閣下代理的任何人士或任何其他人士不曾亦不會 如 閣下申請認購 1,000,000 股或以上香港發售股份並已提 供本申請表格所需一切資料, 閣下可於 2018 年 5 月 10 日 為 閣下的利益以 白色 或 黃色 申請表格或向香港結算或 (星期四)或本公司在上述網站上公佈的其他日期上午九時 白表 eIPO 服務供應商發出電子認購指示而提出其他申 正至下午一時正,親身前往香港中央證券登記有限公司(地 請;及 址為香港灣仔皇后大道東183號合和中心17樓1712–1716室) • (如 閣下作為代理為另一人士的利益提出申請)保證 (i) 領取退款支票及╱或股票。 閣下(作為代理或為該人士利益)或該人士或任何其他 如 閣下為個人申請人並合資格親身領取, 閣下不得授權 作為該人士代理的人士不曾亦不會以 白色 或 黃色 申請表 任何其他人士代領。如 閣下為公司申請人並合資格派人領 取, 閣下的授權代表須攜同蓋上公司印鑑的授權書領取。 格或向香港結算發出電子認購指示而提出其他申請;及 個人申請人及授權代表領取股票時均須出示香港證券登記 (ii) 閣下獲正式授權作為該人士的代理代為簽署本申請 處接納的身份證明文件。 表格或發出電子認購指示。 如 閣下並無在指定領取時間內親身領取退款支票及╱或 股票,有關股票將會立刻以普通郵遞方式寄往本申請表格 丁 . 授權書 所示地址,郵誤風險由 閣下承擔。 如 閣下透過授權人士提出申請,本公司、獨家保薦人及 如 閣下申請認購 1,000,000 股以下香港發售股份, 閣下 聯席全球協調人可按其認為合適的條件(包括出示獲授權證 的退款支票及╱或股票將於 2018 年 5 月 10 日(星期四)或 之前以普通郵遞方式寄往本申請表格所示地址,郵誤風險 明)酌情接納或拒絕 閣下的申請。 由 閣下承擔。 本公司不會就申請時繳付的款項發出收據,亦不會發出臨 釐定發售價及香港發售股份的分配 時所有權文件。 預期發售價於2018年5月3日(星期四)及在任何情況下除非 另有公布,否則不遲於本公司與聯席全球協調人(為彼等本 退回申請股款 身及代表包銷商)協定的 2018 年 5 月 9 日(星期三)或前後釐 若 閣下未獲分配任何香港發售股份或申請僅部分獲接 納,本公司將不計利息退回 閣下的申請股款(包括相關 定。申請人須繳付每股香港發售股份 0.37 港元的最高發售 的 1% 經紀佣金、0.0027% 證監會交易徵費及 0.005% 聯交所 價,另加 1% 經紀佣金、0.0027% 證監會交易徵費及 0.005% 交易費)。如發售價低於發售價範圍的最高發售價,本公司 聯交所交易費。倘若本公司與聯席全球協調人(為彼等本身 將不計利息退回多收申請股款(包括相關的 1% 經紀佣金、 及代表包銷商)並無於 2018 年 5 月 9 日(星期三)或之前協定 0.0027% 證監會交易徵費及0.005% 聯交所交易費)。 — 發售價,除非另有公布,否則全球發售將不會進行並將告 有關退款程序載於招股章程「如何申請香港發售股份 失效。 14.寄發╱領取股票及退款」一節。 香港中央結算(代理人)有限公司(「香港結算代理人」)提出 截止登記認購申請前,概不處理香港發售股份的申請及配 的申請 發任何香港發售股份。 如本申請表格由香港結算代理人代表發出電子認購指示申 本公司預期於 2018 年 5 月 10 日(星期四)在聯交所網站 請香港發售股份的人士簽署,本申請表格與招股章程不符 ( www.hkexnews.hk ) 及本公司網站 ( www.top.edu.au ) 公佈最 的條文將不適用,且以招股章程所述者為準。 終發售價、國際發售踴躍程度、香港公開發售認購水平及 在不限制此段一般應用的前提下,本申請表格的以下部分 香港發售股份分配基準。香港公開發售的分配結果以及成 在香港結算代理人作簽署人的情況下並不適用: ‧ 第一頁的「申請人聲明」; 功申請人的香港身份證╱護照╱香港商業登記號碼(如適 ‧ 第一頁的「警告」; 用)亦同於上述網站公佈。 ‧ 「如 閣下為代名人」; 香港公開發售與國際發售之間的發售股份分配將按招股章 ‧ 「填交本申請表格的效用」一節項下的所有陳述及保證, 程「全球發售的架構」一節所述予以調整。尤其是,透過香 惟首項有關以申請人名義登記香港發售股份及簽署使申 港公開發售及國際發售將予提呈發售的發售股份可由聯席 請人登記成為香港發售股份持有人的文件除外; 全球協調人於該等發售之間酌情重新分配。根據指引函件 ‧ 「如 閣下成功申請認購香港發售股份(全部或部分)」; 及 HKEX-GL91-18,倘並非根據上市規則第 18 項應用指引進 ‧ 「退回申請股款」。 行有關重新分配,則香港公開發售可予重新分配發售股份 招股章程「如何申請香港發售股份」一節的以下部分在香港 總數上限將為 125,680,000 股股份,相當於香港公開發售獲 結算代理人作簽署人的情況下並不適用: 初步分配的兩倍,而最終發售價須釐定為招股章程訂明的 ‧ 「閣下可提交的申請數目」;及 指標發售價範圍的下限(即每股發售股份 0.27 港元)。 ‧ 「閣下不獲配發香港發售股份的情況」。
- ‧ 「閣下不獲配發香港發售股份的情況」。
Please use this form if you want the Hong Kong Offer Shares to be issued in your name
Personal Data • any other incidental or associated purposes relating to the above and/or to enable the Company and the Hong Personal Information Collection Statement Kong Share Registrar to discharge their obligations to This Personal Information Collection Statement informs the securities’ holders and/or regulators and/or any other purposes to which the securities’ holders may from time applicant for, and holder of, the Hong Kong Offer Shares, to time agree. of the policies and practices of the Company and its Hong Kong Share Registrar in relation to personal data and the 3. Transfer of personal data Personal Data (Privacy) Ordinance (Chapter 486 of the Personal data held by the Company and its Hong Kong Laws of Hong Kong) (the “Ordinance”). Share Registrar relating to the securities holders will be kept confidential but the Company and its Hong Kong Share 1. Reasons for the collection of your personal data Registrar may, to the extent necessary for achieving any of It is necessary for applicants and registered holders of the above purposes, disclose, obtain or transfer (whether securities to supply correct personal data to the Company or within or outside Hong Kong) the personal data to, from or its agents and the Hong Kong Share Registrar when with any of the following: applying for securities or transferring securities into or out • the Company’s appointed agents such as financial of their names or in procuring the services of the Hong advisers, receiving bankers and overseas principal share Kong Share Registrar. registrar; • where applicants for securities request a deposit into Failure to supply the requested data may result in your CCASS, HKSCC or HKSCC Nominees, who will use application for securities being rejected, or in delay or the the personal data for the purposes of operating CCASS; inability of the Company or its Hong Kong Share Registrar • any agents, contractors or third-party service providers to effect transfers or otherwise render their services. It may who offer administrative, telecommunications, computer, also prevent or delay registration or transfers of the Hong payment or other services to the Company or the Hong Kong Offer Shares which you have successfully applied for Kong Share Registrar in connection with their respective and/or the despatch of share certificate(s) to which you are business operation; entitled. • the Hong Kong Stock Exchange, the SFC and any other It is important that securities holders inform the Company statutory regulatory or governmental bodies or otherwise and the Hong Kong Share Registrar immediately of any as required by laws, rules or regulations; and inaccuracies in the personal data supplied. • any persons or institutions with which the securities’ holders have or propose to have dealings, such as their 2. Purposes bankers, solicitors, accountants or stockbrokers, etc. The personal data of the securities holders may be used, 4. Retention of personal data held, processed, and/or stored (by whatever means) for the The Company and its Hong Kong Share Registrar will keep following purposes: the personal data of the applicants and holders of securities • processing your application and/or refund cheque, where for as long as necessary to fulfil the purposes for which the applicable, verification of compliance with the terms personal data were collected. Personal data which is no and application procedures set out in this Application longer required will be destroyed or dealt with in accordance Form and the Prospectus and announcing results of with the Ordinance. allocation of the Hong Kong Offer Shares; • compliance with applicable laws and regulations in 5. Access to and correction of personal data Hong Kong and elsewhere; Securities holders have the right to ascertain whether the • registering new issues or transfers into or out of the Company or the Hong Kong Share Registrar hold their names of securities’ holders including, where applicable, personal data, to obtain a copy of that data, and to correct HKSCC Nominees; any data that is inaccurate. The Company and the Hong • maintaining or updating the register of securities’ Kong Share Registrar have the right to charge a reasonable fee for the processing of such requests. holders of the Company; • verifying securities holders’ identities; All requests for access to data or correction of data should be addressed to us, at our registered address in Australia • establishing benefit entitlements of securities’ holders of disclosed in the section “Corporate Information” in the the Company, such as dividends, rights issues, bonus Prospectus or as notified from time to time, for the attention issues, etc.;
All requests for access to data or correction of data should be addressed to us, at our registered address in Australia disclosed in the section “Corporate Information” in the Prospectus or as notified from time to time, for the attention of the Company's joint company secretary, or our Hong Kong Share Registrar for the attention of the privacy compliance officer.
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distributing communications from the Company and its subsidiaries;
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compiling statistical information and securities’ holder profiles;
By signing an Application Form or by giving electronic application instructions to HKSCC, you agree to all of the above.
- disclosing relevant information to facilitate claims on entitlements; and
如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格
‧ 個人資料 與上述有關的任何其他附帶或相關目的及╱或 使本公司及香港證券登記處能履行對證券持有 個人資料收集聲明 人及╱或監管機構承擔的責任及╱或證券持有 人不時同意的任何其他目的。 此項個人資料收集聲明是向香港發售股份的申請人 和持有人說明有關本公司及其香港證券登記處有關 3. 轉交個人資料 個人資料和香港法例第 486 章個人資料(私隱)條例 本公司及其香港證券登記處所持有關證券持有人的 (「條例」)方面的政策和慣例。 個人資料將會保密,但本公司及其香港證券登記處 可以在為達到上述任何目的之必要情況下,向下列 1. 收集 閣下個人資料的原因 任何人士披露,獲取或轉交(無論在香港境內或境 證券申請人及登記持有人以本身名義申請證券或轉 外)有關個人資料: ‧ 讓或受讓證券時或尋求香港證券登記處的服務時, 本公司委任的代理,例如財務顧問、收款銀行 必須向本公司或其代理及香港證券登記處提供準確 和主要海外股份過戶登記處; ‧ 如證券申請人要求將證券存於中央結算系統、 個人資料。 香港結算或香港結算代理人,彼等將會就中央 未能提供所要求的資料可能導致 閣下申請證券被 結算系統的運作使用有關個人資料; 拒或延遲,或本公司或其香港證券登記處無法落實 ‧ 向本公司或香港證券登記處提供與其各自業務 轉讓或提供服務。此舉也可能妨礙或延遲登記或轉 營運有關的行政、電訊、電腦、付款或其他服 讓 閣下成功申請的香港發售股份及╱或寄發 閣 務的任何代理、承包商或第三方服務供應商; 下應得的股票。 ‧ 香港聯交所、證監會及任何其他法定監管機關 證券持有人所提供的個人資料如有任何錯誤,須立 或政府部門或遵照其他法例、規則或法規;及 ‧ 即通知本公司及香港證券登記處。 證券持有人與其進行或擬進行交易的任何人士 或機構,例如彼等的銀行、律師、會計師或股 2. 目的 票經紀等。 證券持有人的個人資料可被採用及以任何方式持 4. 個人資料的保留 有、處理及╱或保存,以作下列用途: 本公司及其香港證券登記處將按收集個人資料所需 ‧ 處理 閣下的申請及╱或退款支票(如適用)、 的用途保留證券申請人及持有人的個人資料。無需 核實是否符合本申請表格及招股章程載列的條 保留的個人資料將會根據條例銷毀或處理。 款和申請程序以及公布香港發售股份的分配結 果; 5. 查閱和更正個人資料 ‧ 遵守香港及其他地區的適用法律及法規; 證券持有人有權確定本公司或香港證券登記處是否 ‧ 以證券持有人(包括香港結算代理人(如適用 )) 持有其個人資料,並有權索取有關該資料的副本並 的名義登記新發行或轉讓或受讓證券; 更正任何不準確資料。本公司和香港證券登記處有 ‧ 權就處理任何查閱資料的要求收取合理費用。 存置或更新本公司證券持有人的名冊; ‧ 所有查閱資料或更正資料的要求應按招股章程「公 核實證券持有人的身份; 司資料」一節所披露或不時通知的本公司於澳洲的 ‧ 確定本公司證券持有人的受益權利,例如股 註冊地址送交本公司的聯席公司秘書,或向本公司 息、供股和紅股等; 的香港證券登記處的個人資料私隱事務主任提出。
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‧ 分發本公司及其附屬公司的通訊;
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‧ 編製統計數據和證券持有人資料;
閣下簽署申請表格或向香港結算發出電子認購指 示,即表示同意上述各項。
- ‧ 披露有關資料以便就權益索償;及
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