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Top Education Group Ltd Capital/Financing Update 2018

Apr 27, 2018

50143_rns_2018-04-26_bf9b1dec-937c-4d22-8a44-eae3370255a2.pdf

Capital/Financing Update

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Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發售股 份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持 有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格 This Application Form uses the same terms as defined in the prospectus of Top Education Group Ltd (the “Company”) dated 27 April 2018 (the “Prospectus”). Staple your 本申請表格使用澳洲成峰高教集團有限公司(「本公司」)日期為2018年4月27日的招股章程(「招股章程」)所界定的詞語。 payment Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer to buy any Hong Kong Offer Shares in any jurisdiction other than Hong Kong. The Hong Kong Offer Shares may not be offered or sold in the United here States without registration or an exemption from registration under the U.S. Securities Act. 請將股款 本申請表格及招股章程概不構成在香港以外司法權區要約出售或游說要約購買香港發售股份。若無根據美國證券法登記 或豁免登記,香港發售股份不得在美國提呈發售或出售。 緊釘在此 This Application Form and the Prospectus may not be forwarded, distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction. 在任何根據當地法例不得發送、派發或複製本申請表格及招股章程的司法權區內概不得發送或派發或複製(不論方式,也 不論全部或部分)本申請表格及招股章程。 Copies of the Prospectus, all related Application Forms and the other documents specified in “Appendix V — Documents Delivered to the Registrar of Companies and Available for Public Inspection in Hong Kong” to the Prospectus, have been registered by the Registrar of Companies in Hong Kong as required by section 342C of Companies (Winding Up and Miscellaneous Provisions) Ordinance. Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “Stock Exchange”), Hong Kong Securities Clearing Company Limited (“HKSCC”), the Securities and Futures Commission of Hong Kong (the “SFC”) and the Registrar of Companies in Hong Kong take no responsibility for the contents of these documents. — 招股章程、所有相關申請表格及招股章程「附錄五 送呈公司註冊處處長及可供香港公眾查閱的文件」所述其他文件已按 《公司(清盤及雜項條文)條例》第 342C 條規定送呈香港公司註冊處處長登記。香港交易及結算所有限公司、香港聯合交易 所有限公司(「聯交所」)、香港中央結算有限公司(「香港結算」)、香港證券及期貨事務監察委員會(「證監會」)及香港公司 註冊處處長對此等文件的內容概不負責。 TOP EDUCATION GROUP LTD 澳洲成峰高教集團有限公司 (Registered in New South Wales, Australia with limited liability) (於澳洲新南威爾士州註冊成立的有限公司) Stock code : 1752 股份代號 : 1752 Maximum Offer Price : HK$0.37 per Offer Share, plus brokerage of 1%, SFC transaction levy of 0.0027% and Stock Exchange trading fee of 0.005% (payable in full on application in Hong Kong dollars and subject to refund) 最高發售價 : 每股發售股份0.37港元,另加1% 經紀佣金、 0.0027%證監會交易徵費及0.005% 聯交所交易費 (須於申請時以港元繳足,多繳款項可予退還) You should read this Application Form in conjunction with the Prospectus, which contains further information on the application procedures. , 一 。 招股章程尚有其他關於申請程序的資料 本申請表格應與招股章程 併閱讀 Application Form 申請表格 To: Top Education Group Ltd 致:澳洲成峰高教集團有限公司 China Galaxy International Securities (Hong Kong) 中國銀河國際證券(香港)有限公司 Co., Limited Joint Global Coordinators 聯席全球協調人 Joint Bookrunners 聯席賬簿管理人 Hong Kong Underwriters 香港包銷商 Applicants’ declaration 申請人聲明

You should read this Application Form in conjunction with the Prospectus, which contains further information on the application procedures. , 一 。 招股章程尚有其他關於申請程序的資料 本申請表格應與招股章程 併閱讀

本人╱吾等同意本申請表格及招股章程的條款及條件以及申請 程序。請參閱本申請表格「填交本申請表格的效用」一節。

I/We agree to the terms and conditions and application procedures in this Application Form and the Prospectus. Please refer to the “Effect of completing and submitting this Application Form” section of this Application Form.

Warning: Only one application may be made for the benefit of any person. Please refer to the last four bullets of “Effect of completing and submitting this Application Form” section.

一 。 警告:任何人士只限作出 次為其利益而進行的認購申請 請 參閱「填交本申請表格的效用」一節最後四點。

Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發售股 份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持 有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格

Signed by (all) applicant(s) (all joint applicants must sign): For Broker use 此欄供經紀填寫 Lodged by 遞交申請的經紀 由(所有)申請人簽署(所有聯名申請人必須簽署): Broker No. 經紀號碼 Broker’s Chop 經紀印章 ............................................................................................................ Date: 日期: ..................../ .............../ ............... D日 M月 Y年 Number of Hong Kong Offer Shares applied for (not more than 31,420,000 shares) 申請香港發售股份數目(不超過31,420,000股 股份) Cheque/banker’s cashier order number 支票╱銀行本票號碼 Total amount 總額 Name of bank on which cheque/Banker’s cashier order is drawn (see “How to make your application” section) 兌現支票╱銀行本票的銀行名稱(見「申請手續」一節) HK$ 港元 Name (in English in BLOCK letters) 英文姓名╱名稱(正楷) Family name or company name 姓氏或公司名稱 Forename(s) 名字 Name (in Chinese) 中文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Occupation (in English) 職業(以英文填寫) Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. (Please delete as appropriate) 香港身份證號碼╱ 護照號碼╱香港商業登記號碼(請刪除不適用者) Names of all other joint applicants in English (if any, in BLOCK Hong Kong Identity Card No./Passport No./Hong Kong Business letters) 所有其他聯名申請人的英文姓名╱名稱(如有,正楷) Registration No. of all other joint applicants (Please delete as appropriate) 所有其他聯名申請人的香港身份證號碼╱護照號 (1) 碼╱香港商業登記號碼(請刪除不適用者) (2) (1) (2) (3) (3) Hong Kong address (in English) and telephone no. (Joint applicants should give the address and the telephone number of the first-named applicant only in BLOCK letters.) 香港地址(以英文正楷填寫)及電話號碼(聯名申請人只須填寫排名首位申請人的地址及電話號碼) Telephone No. 電話號碼 For Nominees: You will be treated as applying for your own benefit if THIS BOX MUST BE DULY COMPLETED you do not complete this section. Please provide an account number or 必須填妥此欄 identification code for each (joint) beneficial owner. 由代名人遞交: 代名人若不填寫本節,是項認購申請將視作為 閣下利益提 Participant I.D. of the CCASS Investor Participant or designated 出。請填寫每名(聯名)實益擁有人的賬戶號碼或識別編碼。 CCASS Participant 中央結算系統投資者戶口持有人或指定的中央 結算系統參與者的參與者編號 ADDRESS LABEL 地址標貼 (Your name(s) and address in Hong Kong in BLOCK letters 請用英文正楷填寫 姓名╱名稱 及香港 For designated CCASS Participant or Corporate CCASS Investor Participant, please also affix the company chop bearing its company name 地址 ) 指定的中央結算系統參與者或中央結算系統公司投資者戶口持有人,請加蓋顯示公司

For designated CCASS Participant or Corporate CCASS Investor Participant, please also affix the company chop bearing its company name 指定的中央結算系統參與者或中央結算系統公司投資者戶口持有人,請加蓋顯示公司 名稱的公司印鑑

(See paragraph 2 in the section “How to make your application”) (請參閱「申請手續」一節第2段)

For Internal use 此欄供內部使用

Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發售股 份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持 有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格 *(1) If you are a CCASS Investor Participant, only a Hong Kong Identity Card number (if you are an individual) or a Hong Kong Business Registration number (if you are a body corporate) will be accepted for this application, “ ” please see paragraph 2 under the section How to make your application . 如 閣下為中央結算系統投資者戶口持有人,是項申請僅接納香港身份證號碼(如屬個別人士)或香 港商業登記號碼(如屬法人團體);請參閱「申請手續」一節第 2 段。 (2) If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): For an individual, you must provide your Hong Kong Identity Card number or passport number. If you hold a Hong Kong Identity Card, please provide that number. If you do not hold a Hong Kong Identity Card, please provide your passport number. For a body corporate, please provide your Hong Kong Business Registration number. 如 閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請:如屬個別 人士,必須填寫 閣下的香港身份證號碼或護照號碼(持有香港身份證者請填寫香港身份證號碼,否 則請填寫護照號碼);如屬法人團體,請填寫香港商業登記號碼。 (3) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the first-named applicant may be printed on your refund cheque (if any). Such data will be used for checking the validity of Application Form and such data would also be transferred to a third party for such purpose and refund purpose. Your banker may require verification of your Hong Kong Identity Card number/passport number before you can cash your refund cheque. 日後如需退回申請股款,退款支票上或會印有 閣下或(如屬聯名申請人)排名首位申請人的香港身 份證號碼╱護照號碼的一部分。有關資料將用於核實申請表格的有效性,亦會轉交第三方作資料核 實和退款。銀行兌現退款支票前或會要求查證 閣下的香港身份證號碼╱護照號碼。 (4) If an application is made by an unlisted company and: • the principal business of that company is dealing in securities; and • you exercise statutory control over that company, then the application will be treated as being made for your benefit. 倘若申請人是一家非上市公司,而: • 該公司主要從事證券買賣業務;及 • 閣下對該公司可行使法定控制權, 是項申請將視作為 閣下的利益提出。 (5) All joint applicants must give (if they are individuals) their Hong Kong Identity Card numbers or, where applicable, passport numbers, or (if they are bodies corporate) their Hong Kong Business Registration numbers. 所有聯名申請人必須提供(如屬個別人士)其香港身份證號碼或(如適用)護照號碼,或(如屬法人團 體)其香港商業登記號碼。

This page is intentionally left blank 此乃白頁 特意留空

Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

How to make your application

1. 1. Use the table below to calculate how much you must pay. Your application must be for a minimum of 10,000 Use the table below to calculate how much you must pay. Your application must be for a minimum of 10,000
Hong Kong Offer Shares and in one of the numbers set out in the table, or your application will be rejected.
2. NUMBER OF HONG KONG OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS
No. of
Hong Kong
Offer Shares
applied for
Amount
payable on
application
HK$
No. of
Hong Kong
Offer Shares
applied for
Amount
payable on
application
HK$
No. of
Hong Kong
Offer Shares
applied for
Amount
payable on
application
HK$
You, as the applicant(s), must complete the form in English in BLOCK letters as indicated below and sign on
the second page of the Application Form. Only written signatures will be accepted (and not by way of personal
chop).
If you are applying through a designated CCASS Participant (other than a CCASS investor participant):

the designated CCASS Participant must endorse the form with its company chop (bearing its company
name) and insert its participant I.D. in the appropriate box.
If you are applying as an individual CCASS Investor Participant:

the form must contain your NAME and Hong Kong I.D. Card number;

your participant I.D. must be inserted in the appropriate box.
If you are applying as a joint individual CCASS Investor Participant:

the form must contain all joint investor participants’ NAMES and the Hong Kong I.D. Card number of all
joint investor participants;

your participant I.D. must be inserted in the appropriate box.
If you are applying as a corporate CCASS Investor Participant:

the form must contain your company NAME and Hong Kong Business Registration number;

your participant I.D. and your company chop (bearing your company name) must be inserted in the
appropriate box.
Incorrect or omission of details of the CCASS Participant including participant I.D. and/or company chop
10,000
3,737.29
20,000
7,474.57
30,000
11,211.86
40,000
14,949.14
50,000
18,686.43
60,000
22,423.71
70,000
26,161.00
80,000
29,898.28
90,000
33,635.57
100,000
37,372.85
150,000
56,059.28
200,000
74,745.70
250,000
93,432.13
300,000
112,118.55
350,000
130,804.98
400,000
149,491.40
450,000
168,177.83
500,000
186,864.25
600,000
224,237.09
700,000
261,609.94
800,000
298,982.79
900,000
336,355.64
1,000,000
373,728.49
1,500,000
560,592.74
2,000,000
747,456.98
2,500,000
934,321.23
3,000,000
1,121,185.47
3,500,000
1,308,049.72
4,000,000
1,494,913.96
4,500,000
1,681,778.21
5,000,000
1,868,642.45
6,000,000
2,242,370.94
7,000,000
2,616,099.43
8,000,000
2,989,827.92
9,000,000
3,363,556.41
10,000,000
3,737,284.90
15,000,000
5,605,927.35
20,000,000
7,474,569.80
25,000,000
9,343,212.25
30,000,000
11,211,854.70
31,420,000(1)
11,742,549.16
(1)Maximum number of Hong Kong
Offer Shares you may apply for.
Sample樣版
bearing its company name or other similar matters may render your application invalid.
  1. Staple your cheque or banker’s cashier order to the form. Each application for the Hong Kong Offer Shares must be accompanied by either one separate cheque or one separate banker’s cashier order. Your application will be rejected if your cheque or banker’s cashier order does not meet all the following requirements:

Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

The cheque must: Banker’s cashier order must: • be in Hong Kong dollars; • not be post-dated; • be made payable to “ BANK OF CHINA (HONG KONG) NOMINEES LIMITED — TOP EDUCATION GROUP PUBLIC OFFER ”; • be crossed “Account Payee Only”; • be drawn on your Hong Kong dollar bank account • be issued by a licensed bank in Hong Kong, and in Hong Kong; and have your name certified on the back by a person • show your account name, which must either be preauthorised by the bank. The name on the banker’s printed on the cheque, or be endorsed on the back cashier order must correspond with your name. If it by a person authorised by the bank. This account is a joint application, the name on the back of the name must correspond with your name. If it is a banker’s cashier order must be the same as the firstjoint application, the account name must be the named applicant’s name. same as the first-named applicant’s name. 4. Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker’s cashier order attached) to one of the collection boxes at any of the following designated branches of Bank of China (Hong Kong) Limited: District Branch Address Hong Kong Island Sheung Wan Branch Shop 1–4, G/F, Tung Hip Commercial Building, 244–248 Des Voeux Road Central Johnston Road Branch 152–158 Johnston Road, Wan Chai Kowloon Mei Foo Mount Sterling Mall Branch Shop N47–49 Mount Sterling Mall, Mei Foo Sun Chuen New Territories Citywalk Branch Shop 65, G/F, Citywalk, 1 Yeung Uk Road, Tsuen Wan 5. Your Application Form can be lodged at these times: — Friday, 27 April 2018 9:00 a.m. to 5:00 p.m. — Saturday, 28 April 2018 9:00 a.m. to 1:00 p.m. — Monday, 30 April 2018 9:00 a.m. to 5:00 p.m. — Wednesday, 2 May 2018 9:00 a.m. to 5:00 p.m. Thursday, 3 May 2018 — 9:00 a.m. to 12:00 noon 6. The latest time for lodging your application is 12:00 noon on Thursday, 3 May 2018. The application lists will be open between 11:45 a.m. and 12:00 noon on that day, subject only to the weather conditions, as described in the section “How to Apply for the Hong Kong Offer Shares — 10. Effect of Bad Weather on the Opening of the Application Lists” in the Prospectus.

  1. Your Application Form can be lodged at these times:

如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發售股 份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持 有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格

申請手續

1. 1. 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為10,000股香港發售股份,並為下表 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為10,000股香港發售股份,並為下表
所列的其中一個數目,否則不受理。
2.
3.
閣下作為申請人,必須按照下列指示以英文正楷填妥表格,並於申請表格第二頁簽署,只接納親筆簽
名(不得以個人印章代替)。
如 閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請:

該指定中央結算系統參與者必須於表格蓋上公司印鑑(附有公司名稱),並在適當方格內填寫參與
者編號。
如 閣下以個人中央結算系統投資者戶口持有人名義提出申請:

表格須載有 閣下的姓名和香港身份證號碼;

須在適當方格內填寫 閣下的參與者編號。
如 閣下以聯名個人中央結算系統投資者戶口持有人名義提出申請:

表格須載有所有聯名投資者戶口持有人的姓名和香港身份證號碼;

須在適當方格內填寫 閣下的參與者編號。
如 閣下以中央結算系統公司投資者戶口持有人名義提出申請:

表格須載有 閣下的公司名稱和香港商業登記號碼;

須在適當方格內填寫 閣下的參與者編號並蓋上公司印鑑(附有公司名稱)。
中央結算系統參與者的資料(包括參與者編號及╱或顯示公司名稱之公司印鑑)或其他類似事項如有不
確或遺漏,均可能導致申請無效。
閣下須將支票或銀行本票釘於表格上。每份香港發售股份申請須附一張獨立開出支票或一張獨立開出
可供申請認購香港發售股份數目及應繳款項
申請認購的
香港發售
股份數目
申請時
應繳款項
港元
申請認購的
香港發售
股份數目
申請時
應繳款項
港元
申請認購的
香港發售
股份數目
申請時
應繳款項
港元
10,000
3,737.29
20,000
7,474.57
30,000
11,211.86
40,000
14,949.14
50,000
18,686.43
60,000
22,423.71
70,000
26,161.00
80,000
29,898.28
90,000
33,635.57
100,000
37,372.85
150,000
56,059.28
200,000
74,745.70
250,000
93,432.13
300,000
112,118.55
350,000
130,804.98
400,000
149,491.40
450,000
168,177.83
500,000
186,864.25
600,000
224,237.09
700,000
261,609.94
800,000
298,982.79
900,000
336,355.64
1,000,000
373,728.49
1,500,000
560,592.74
2,000,000
747,456.98
2,500,000
934,321.23
3,000,000
1,121,185.47
3,500,000
1,308,049.72
4,000,000
1,494,913.96
4,500,000
1,681,778.21
5,000,000
1,868,642.45
6,000,000
2,242,370.94
7,000,000
2,616,099.43
8,000,000
2,989,827.92
9,000,000
3,363,556.41
10,000,000
3,737,284.90
15,000,000
5,605,927.35
20,000,000
7,474,569.80
25,000,000
9,343,212.25
30,000,000
11,211,854.70
31,420,000(1)
11,742,549.16
(1) 閣下可申請認購的香港發售股份最
高數目。
Sample樣版
銀行本票。支票或銀行本票必須符合以下所有規定,否則有關的認購申請不獲接納:

如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發售股 份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持 有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格

  • 支票必須: 銀行本票必須: • 為港元; • 不得為期票; • 註明抬頭人為「 中國銀行(香港)代理人有限公司 — TOP EDUCATION GROUP公開發售 」; • 劃線註明「只准入抬頭人賬戶」; • 從 閣下在香港的港元銀行賬戶中開出;及 • 須由香港持牌銀行開出,並由有關銀行授權的 • 顯示 閣下的賬戶名稱,而該賬戶名稱必須已 人士在銀行本票背面簽署核證 閣下姓名╱名 預印在支票上,或由有關銀行授權的人士在支 稱。銀行本票所示姓名╱名稱必須與 閣下 票背書。賬戶名稱必須與 閣下姓名╱名稱相 姓名╱名稱相同。如屬聯名申請,銀行本票背 同。如屬聯名申請,該賬戶名稱必須與排名首 面所示姓名╱名稱必須與排名首位申請人的姓 位申請人的姓名╱名稱相同。 名╱名稱相同。

    1. 請撕下申請表格,對摺一次,然後將填妥的申請表格(連同支票或銀行本票)投入中國銀行(香港)有 限公司下列任何一家指定分行特設的收集箱: 地區 分行 地址 香港島 上環分行 德輔道中 244–248 號東協商業大廈地下 1–4 號舖 莊士敦道分行 灣仔莊士敦道152–158 號
  • 九龍 美孚萬事達廣場分行 美孚新邨萬事達廣場N47–49 號舖 新界 荃新天地分行 荃灣楊屋道1 號荃新天地地下 65 號舖

    1. 閣下可於下列時間遞交申請表格: 2018年4月27 日(星期五)— 上午九時正至下午五時正 2018年4月28日(星期六)— 上午九時正至下午一時正 2018年4月30日(星期一)— 上午九時正至下午五時正 2018年5月2 日(星期三)— 上午九時正至下午五時正 2018年5月3 日(星期四)— 上午九時正至中午十二時正
    1. 截止遞交申請的時間為 2018 年 5 月 3 日(星期四)中午十二時正。本公司將於當日上午十一時四十五分 至中午十二時正期間登記認購申請,唯一會影響此時間的變化因素為當日的天氣情況(詳見招股章程 —
  • 「如何申請香港發售股份 10. 惡劣天氣對開始辦理申請登記的影響」一節)。

  • 請撕下申請表格,對摺一次,然後將填妥的申請表格(連同支票或銀行本票)投入中國銀行(香港)有 限公司下列任何一家指定分行特設的收集箱:

Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant TOP EDUCATION GROUP LTD 澳洲成峰高教集團有限公司 (Registered in New South Wales, Australia with limited liability) GLOBAL OFFERING Conditions of your applicationconfirm that you are aware of the restrictions on the Global Offering in the prospectus; A. Who can applyagree that none of the Company, the Sole Sponsor, the Joint 1. You and any person(s) for whose benefit you are applying Global Coordinators, the Joint Bookrunners, the Underwriters, must be 18 years of age or older and must have a Hong Kong their respective directors, officers, employees, partners, agents, address. advisers and/or any other parties involved in the Global 2. If you are a firm, the application must be in the individual members’ names. Offering is or will be liable for any information and representations not in the Prospectus (and any supplement to 3. The number of joint applicants may not exceed 4. 4. If you are a body corporate, the application must be signed by it); a duly authorised officer, who must state his representative • undertake and confirm that you or the person(s) for whose capacity, and stamped with your corporation’s chop. benefit you have made the application have not applied for or 5. You must be outside the United States, not be a United States taken up, or indicated an interest for, and will not apply for or Person (as defined in Regulation S under the US Securities take up, or indicate an interest for, any Offer Shares under the Act) and not be a legal or natural person of the PRC. International Offering nor participated in the International 6. Unless permitted by the Listing Rules, you cannot apply for Offering; any Hong Kong Offer Shares if you are: • agree to disclose to the Company, the Hong Kong Share • an existing beneficial owner of shares in the Company and/ Registrar, the receiving bank, the Sole Sponsor, the Joint or any of its subsidiaries; Global Coordinators, the Joint Bookrunners, the Underwriters • a director or chief executive of the Company and/or any of and/or their respective advisers and agents any personal data its subsidiaries; • a connected person (as defined in the Listing Rules) or a which they may require about you and the person(s) for whose benefit you have made the application; core connected person (as defined in the Listing Rules) of the Company or will become a connected person or a core • if the laws of any place outside Hong Kong apply to your connected person of the Company immediately upon application, agree and warrant that you have complied with completion of the Global Offering; all such laws and none of the Company, the Sole Sponsor, the • an associate (as defined in the Listing Rules) or a close Joint Global Coordinators, the Joint Bookrunners and the associate (as defined in the Listing Rules) of any of the Underwriters nor any of their respective officers or advisers above; or will breach any law outside Hong Kong as a result of the • have been allocated or have applied for or indicated an acceptance of your offer to purchase, or any action arising from interest in any International Offer Shares or otherwise your rights and obligations under the terms and conditions participate in the International Offering. contained in the Prospectus and this Application Form; • agree that once your application has been accepted, you may B. If you are a nominee not rescind it because of an innocent misrepresentation; You, as a nominee, may make more than one application for the Hong Kong Offer Shares by: (i) giving electronic applicationagree that your application, any acceptance of it and the instructions to HKSCC via Central Clearing and Settlement resulting contract will be governed by and construed in System (“CCASS”) (if you are a CCASS Participant); or (ii) using accordance with the laws of Hong Kong; a WHITE or YELLOW Application Form, and lodge more than • represent, warrant and undertake that (i) you understand one application in your own name on behalf of different beneficial that the Hong Kong Offer Shares have not been and will not be owners. registered under the US Securities Act; and (ii) you and any person for whose benefit you are applying for the Hong Kong C. Effect of completing and submitting this Application Form Offer Shares are outside the United States (as defined in By completing and submitting this Application Form, you (and if Regulation S) or are a person described in paragraph (h)(3) of you are joint applicants, each of you jointly and severally) for Rule 902 of Regulation S; yourself or as an agent or a nominee on behalf of each person for whom you act: • warrant that the information you have provided is true and • undertake to execute all relevant documents and instruct and accurate; authorise the Company, the Sole Sponsor, the Joint Global • agree to accept the Hong Kong Offer Shares applied for, or Coordinators and/or the Joint Bookrunners (or their agents or any lesser number of such Shares allocated to you under the nominees), as agents of the Company, to execute any application; documents for you and to do on your behalf all things • authorise the Company to place the name of the HKSCC necessary to register any Hong Kong Offer Shares allocated to Nominees on the Company’s register of members as the you in the name of HKSCC Nominees as required by the holder(s) of any Hong Kong Offer Shares allocated to you, and Constitution;

  • authorise the Company to place the name of the HKSCC Nominees on the Company’s register of members as the holder(s) of any Hong Kong Offer Shares allocated to you, and the Company and/or its agents to deposit any share certificate(s) into CCASS and/or to send any refund cheque(s) to you or the first-named applicant for joint application by ordinary post at your own risk to the address stated on the application, unless you are eligible to collect refund cheque(s) in person;

  • agree to comply with the Companies Ordinance, the Companies (Winding Up and Miscellaneous Provisions) Ordinance and the Constitution;

  • confirm that you have read the terms and conditions and application procedures set out in the Prospectus and in this Application Form and agree to be bound by them;

  • agree that the Hong Kong Offer Shares to be allotted shall be issued in the name of HKSCC Nominees and deposited directly into CCASS for credit to your CCASS investor participant stock account on your behalf or the stock account of your designated CCASS participant;

  • confirm that you have received and read the Prospectus and have only relied on the information and representations contained in the Prospectus in making your application and will not rely on any other information or representations except those in any supplement to the Prospectus;

Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

agree that each of HKSCC and HKSCC Nominees reserves Company’s website at www.top.edu.au . Results of allocations in the the right (1) not to accept any or part of such allotted shares Hong Kong Public Offering and the Hong Kong Identity Card/ issued in the name of HKSCC Nominees or not to accept such passport/Hong Kong business registration numbers of successful allotted shares for deposit into CCASS; (2) to cause such applicants (where applicable) will be available on the above websites. allotted shares to be withdrawn from CCASS and issued in The allocation of the Offer Shares between the Hong Kong Public your name at your own risk and costs; and (3) to cause such Offering and the International Offering will be subject to allotted shares to be issued in your name (or, if you are a joint adjustment as described in the section “Structure of the Global applicant, to the first-named applicant) and in such a case, to Offering” in the Prospectus. In particular, the Offer Shares to be post the Share certificate(s) for such allotted shares at your offered in the Hong Kong Public Offering and the International own risk to the address on your application form by ordinary Offering may be reallocated as between these offerings at the post or to make available the same for your collection; discretion of the Joint Global Coordinators. If such reallocation is • agree that each of HKSCC and HKSCC Nominees may adjust done other than pursuant to Practice Note 18 of the Listing Rules, the number of allotted shares issued in the name of HKSCC in accordance with Guidance Letter HKEX-GL91-18, the Nominees; maximum total number of Offer Shares that may be reallocated to • agree that neither HKSCC nor HKSCC Nominees shall have the Hong Kong Public Offer will be 125,680,000 Shares, any liability for the information and representations not so representing double of the initial allocation to the Hong Kong contained in the Prospectus and this application form; Public Offering, and the final Offer Price shall be fixed at the low• agree that neither HKSCC nor HKSCC Nominees shall be end of the indicative offer price range (that is, HK$0.27 per Offer liable to you in any way; Share) stated in the prospectus. • declare and represent that this is the only application made and the only application intended by you to be made to benefit If your application for the Hong Kong Offer Shares is you or the person for whose benefit you are applying; successful (in whole or in part)understand that the Company, the Sole Sponsor, the Joint If your application is wholly or partially successful, your share Global Coordinators and the Joint Bookrunners will rely on certificate(s) (subject to their becoming valid certificates of title your declarations and representations in deciding whether or provided that the Hong Kong Public Offering has become not to make any allotment of any of the Hong Kong Offer unconditional and not having been terminated at 8:00 a.m. on Shares to you and that you may be prosecuted for making a Friday, 11 May 2018) will be issued in the name of HKSCC false declaration; • (if the application is made for your own benefit) warrant that Nominees and deposited directly into CCASS for credit to your CCASS Investor Participant stock account or the stock account of no other application has been or will be made for your benefit on a WHITE or YELLOW Application Form or by giving your designated CCASS Participant as instructed by you in your electronic application instructions to HKSCC or to the White Application Form on Thursday, 10 May 2018 or, in the event of a Form eIPO Service Provider by you or by any one as your contingency, on any other date as shall be determined by HKSCC or HKSCC Nominees. agent or by any other person; and • (if you are making the application as an agent for the benefit of • If you are applying through a designated CCASS Participant (other another person) warrant that (i) no other application has been than a CCASS Investor Participant): For Hong Kong Offer Shares credited to the stock account of your designated CCASS or will be made by you as agent for or for the benefit of that person or by that person or by any other person as agent for Participant (other than a CCASS Investor Participant), you can that person on a WHITE or YELLOW Application Form or check the number of Hong Kong Offer Shares allotted to you by giving electronic application instructions to HKSCC; and (ii) with that CCASS Participant. you have due authority to sign the Application Form or give • If you are applying as a CCASS Investor Participant: electronic application instructions on behalf of that other The Company expects to publish the results of CCASS Investor person as their agent. Participants’ applications together with the results of the Hong Kong Public Offering on Thursday, 10 May 2018 on the D. Power of attorney website of the Stock Exchange at www.hkexnews.hk and the If your application is made through an authorised attorney, the Company’s website at www.top.edu.au . You should check the Company, the Sole Sponsor, the Joint Global Coordinators and the announcement published by the Company and report any Joint Bookrunners may accept or reject your application at their discrepancies to HKSCC before 5:00 p.m. on Thursday, 10 discretion, and on any conditions they think fit, including evidence May 2018 or such other date as shall be determined by HKSCC of the attorney’s authority. or HKSCC Nominees. Immediately after the credit of the Hong Kong Offer Shares to your stock account, you can check your Determination of the Offer Price and Allocation of the Hong new account balance via the CCASS Phone System and Kong Offer Shares CCASS Internet System (under the procedures contained in The Offer Price is expected to be fixed on or around Thursday, 3 HKSCC’s “An Operating Guide for Investor Participants” in May 2018 and, in any event, unless otherwise announced, not later effect from time to time). HKSCC will also make available to than Wednesday, 9 May 2018, as may be agreed between the you an activity statement showing the number of The Hong Company and Joint Global Coordinators (for themselves and on Kong Offer Shares credited to your stock account. behalf of the Underwriters). Applicants are required to pay the No receipt will be issued for application money paid. The Company maximum Offer Price of HK$0.37 for each Hong Kong Offer will not issue temporary documents of title. Share together with 1% brokerage, 0.0027% SFC transaction levy and 0.005% Stock Exchange trading fee. If the Offer Price is not Refund of your money agreed between the Company and Joint Global Coordinators (for If you do not receive any Hong Kong Offer Shares or if your themselves and on behalf of the Underwriters) on or before application is accepted only in part, the Company will refund to Wednesday, 9 May 2018, unless otherwise announced, the Global you your application monies (including the related 1% brokerage, Offering will not proceed and will lapse.

If you do not receive any Hong Kong Offer Shares or if your application is accepted only in part, the Company will refund to you your application monies (including the related 1% brokerage, 0.0027% SFC transaction levy and 0.005% Stock Exchange trading fee) without interest. If the Offer Price is less than the maximum price of the offer price range, the Company will refund to you the surplus application monies (including the related 1% brokerage, 0.0027% SFC transaction levy and 0.005% Stock Exchange trading fee) without interest.

Applications for Hong Kong Offer Shares will not be processed and no allotment of any Hong Kong Offer Shares will be made until the application lists close.

The Company expects to announce the final Offer Price, the indication of the level of interest in the International Offering, the level of applications under the Hong Kong Public Offering and the basis of allocation of the Hong Kong Offer Shares on Thursday, 10 May 2018 on the website of the Stock Exchange at www.hkexnews.hk and the

The refund procedures are stated in the sections “How to Apply for the Hong Kong Offer Shares — 14. Dispatch/Collection of Share Certificates and Refund Monies” in the Prospectus.

  • 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發售股 份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持 有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格 TOP EDUCATION GROUP LTD 澳洲成峰高教集團有限公司 (於澳洲新南威爾士州註冊成立的有限公司) 全球發售

  • 申請條件確認 閣下知悉招股章程內有關全球發售的限制; 甲. 可提出申請的人士同意 本公司、獨家保薦人、聯席全球協調人、聯席賬簿 1. 閣下及 閣下為其利益提出申請的人士必須年滿 18 歲 管理人、包銷商、彼等各自的董事、高級職員、僱員、

  • 並有香港地址。 合夥人、代理、顧問及╱或參與全球發售的任何其他人

    1. 如 閣下為商號,申請須以個別成員名義提出。 士現時或日後均毋須對並非載於招股章程(及其任何補
    1. 聯名申請人不得超過四名。 充文件)的任何資料及陳述負責;
    1. 如 閣下為法人團體,申請須經獲正式授權人員簽 • 承諾及確認 閣下或 閣下為其利益提出申請的人士
  • 署,並註明其所屬代表身份及蓋上公司印鑑。

    1. 閣下必須身處美國境外,並非美國籍人士(定義見美國 並無申請或接納或表示有意認購(亦不會申請或接納或 證券法 S 規例),亦非中國法人或自然人。 表示有意認購)國際發售的任何發售股份,也沒有參與
    1. 除上市規則批准外,下列人士概不得申請認購任何香港 國際發售; 發售股份: • 同意 在本公司、我們的香港證券登記處、收款銀行、獨
  • • 本公司及╱或其任何附屬公司股份的現有實益擁有 家保薦人、聯席全球協調人、聯席賬簿管理人、包銷商

  • 人; 及╱或彼等各自的顧問及代理提出要求時,向彼等披露

  • • 本公司及╱或其任何附屬公司的董事或最高行政人 其所要求提供有關 閣下及 閣下為其利益提出申請

  • 員;

  • • 本公司關連人士(定義見上市規則)或核心關連人士 的人士的個人資料; (定義見上市規則)或緊隨全球發售完成後成為本公 • 倘香港境外任何地方的法例適用於 閣下的申請,則 司關連人士或核心關連人士的人士; 同意及保證 閣下已遵守所有有關法例,且本公司、

  • • 上述任何人士的聯繫人(定義見上市規則)或緊密聯 獨家保薦人、聯席全球協調人、聯席賬簿管理人、包銷 繫人(定義見上市規則);或 商及彼等各自的高級職員或顧問概不會因接納 閣下

  • • 已獲分配或已申請或有意向認購任何國際發售股份或 的購買要約,或 閣下在招股章程及本申請表格所載

  • 以其他方式參與國際發售的人士。 的條款及條件項下的權利及責任所引致的任何行動,而 違反香港境外的任何法例;

  • 乙 . 如 閣下為代名人同意 閣下的申請一經接納,即不得因無意的失實陳

  • 閣下作為代名人可提交超過一份香港發售股份申請,方法 是:(i) 透過中央結算及交收系統(「中央結算系統」)向香 述而撤銷; 港結算發出 電子認購指示 (如 閣下為中央結算系統參與 • 同意 閣下的申請對任何申請的接納乃由此產生的合 者);或 (ii) 使用 白色黃色 申請表格以自身名義代表不同 約受香港法例規管並據此詮釋; 的實益擁有人提交超過一份申請。 • 聲明、保證及承諾 :(i) 閣下明白香港發售股份不曾亦 不會根據美國證券法登記;及 (ii) 閣下及 閣下為其

  • 丙 . 填交本申請表格的效用 利益申請香港發售股份的人士均身處美國境外(定義見

  • 閣下填妥並遞交本申請表格,即表示 閣下(如屬聯名申 請人,即各人共同及個別)代表 閣下本身,或作為 閣 S規例),或屬S規例第902條第(h)(3) 段所述的人士; 下代其行事的每位人士的代理或代名人: • 保證 閣下提供的資料真實及準確; • 承諾 促使所有相關文件生效,並指示及授權本公司、作 • 同意 接納所申請數目或根據申請分配予 閣下但數目 為本公司代理的獨家保薦人、聯席全球協調人及╱或聯 較少的香港發售股份; 席賬簿管理人(或彼等的代理或代名人),為按照組織章 • 授權 本公司將香港結算代理人的名稱列入本公司股東 程的規定將 閣下獲分配的任何香港發售股份以香港 名冊,作為 閣下獲分配的任何香港發售股份的持有

  • 結算代理人的名義登記而代表 閣下促使任何文件生 人,並授權本公司及╱或其代理將任何股票存入中央結

  • 效以及作出一切所需事宜; 算系統及╱或以平郵方式按申請所示地址向 閣下或

  • 同意 遵守公司條例、公司(清盤及雜項條文)條例及組 聯名申請的首名申請人發送任何退款支票,郵誤風險

  • 織章程; 由 閣下承擔,除非 閣下合資格親身領取退款支票;

  • 確認 閣下已細閱招股章程及本申請表格所載的條款 及條件以及申請程序,並同意受其約束;

  • 同意 獲配發的香港發售股份是以香港結算代理人的名義 發行,並直接存入中央結算系統,以便代表 閣下記 存於 閣下的中央結算系統投資者戶口持有人股份戶 口或 閣下的指定中央結算系統參與者股份戶口;

  • 確認 閣下已接獲及細閱招股章程,提出申請時也僅 依據招股章程載列的資料及陳述,而除招股章程任何補 充文件外,不會依賴任何其他資料或陳述;

如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發售股 份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持 有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格

同意 香港結算及香港結算代理人各自保留權利 (1) 不接 終發售價、國際發售踴躍程度、香港公開發售認購水平及 納以香港結算代理人名義發行的該等獲配發的任何或部 香港發售股份分配基準。香港公開發售的分配結果及成功 分股份,或不接納該等獲配發的股份存入中央結算系 申請人的香港身份證╱護照╱香港商業登記號碼(如適用) 統;(2) 促使該等獲配發的股份從中央結算系統提取, 亦同於上述網站公佈。 並轉入 閣下名下,有關風險及費用概由 閣下自行 香港公開發售與國際發售之間的發售股份分配將按招股章 承擔;及 (3) 促使該等獲配發的股份以 閣下名義發 程「全球發售的架構」一節所述予以調整。尤其是,透過香 行(或如屬聯名申請人,則以排名首位申請人的名義發 港公開發售及國際發售將予提呈發售的發售股份可由聯席 行),而在此情況下,會以平郵方式將該等獲配發股份 全球協調人於該等發售之間酌情重新分配。根據指引函件 的股票寄往 閣下在申請表格上所示地址(郵誤風險概 HKEX-GL91-18,倘並非根據上市規則第 18 項應用指引進 由 閣下自行承擔)或提供該等股票予 閣下領取; 行有關重新分配,則香港公開發售可予重新分配發售股份 • 同意 香港結算及香港結算代理人均可調整獲配發以香港 總數上限將為 125,680,000 股股份,相當於香港公開發售獲 結算代理人名義發行的股份數目; 初步分配的兩倍,而最終發售價須釐定為招股章程訂明的 • 同意 香港結算及香港結算代理人對招股章程及本申請表 指標發售價範圍的下限(即每股發售股份0.27港元)。 格未有載列的資料及陳述概不負責; • 同意 香港結算及香港結算代理人概不以任何方式對 如 閣下成功申請認購香港發售股份(全部或部分) 閣下負責; 如 閣下的申請全部或部分獲接納, 閣下的股票(前提是 • 聲明及表示 此乃 閣下為本身或 閣下為 閣下利益 於 2018 年 5 月 11 日(星期五)上午八時正香港公開發售成為 提出申請的人士提出及擬提出的唯一申請; 無條件而並無終止,股票方成為有效的所有權證明)將以 • 明白 本公司、獨家保薦人、聯席全球協調人及聯席賬簿 香港結算代理人名義發出,並按 閣下在申請表格的指示 管理人將依據 閣下的聲明及陳述而決定是否向 閣 於 2018 年 5 月 10 日(星期四)或在特別情況下由香港結算或 下分配任何香港發售股份, 閣下如作出虛假聲明,可 香港結算代理人指定的任何其他日期直接存入中央結算系 能會被檢控; 統,記入 閣下的中央結算系統投資者戶口持有人股份戶 • (如本申請是為 閣下本身利益提出) 保證 閣下或作 口或 閣下指定的中央結算系統參與者股份戶口。 為 閣下代理的任何人士或任何其他人士不曾亦不會 • 如 閣下透過中央結算系統投資者戶口持有人以外的 為 閣下利益而以 白色黃色 申請表格或向香港結算 指定中央結算系統參與者提出申請:香港發售股份將存 或 白表 eIPO 服務供應商發出電子認購指示而提出其他 入 閣下指定的中央結算系統參與者(非中央結算系統 申請;及 投資者戶口持有人)股份戶口, 閣下可向該中央結算 • (如 閣下作為代理為另一人士的利益提出申請) 保證 系統參與者查詢 閣下獲配發的香港發售股份數目。 (i) 閣下(作為代理或為該人士利益)或該人士或任何 • 如 閣下以中央結算系統投資者戶口持有人身份提出申 其他作為該人士代理的人士不曾亦不會以 白色黃色 申 請: 請表格或向香港結算發出電子認購指示而提出其他申 本公司預期於 2018 年 5 月 10 日(星期四)在聯交所網站 請;及 (ii) 閣下獲正式授權作為該人士的代理代為簽 ( www.hkexnews.hk ) 及本公司網站 ( www.top.edu.au ) 刊 署本申請表格或發出電子認購指示。 登中央結算系統投資者戶口持有人的申請結果及香港公 開發售的結果。 閣下應查閱本公司刊發的公佈,如有 丁 . 授權書 任何資料不符,請於2018年5月10日(星期四)或香港結 如 閣下透過授權人士提出申請,本公司、獨家保薦人、 算或香港結算代理人釐定的任何其他日期下午五時正前 聯席全球協調人及聯席賬簿管理人可按其認為合適的條件 知會香港結算。在香港發售股份存入 閣下的股份戶口 (包括出示獲授權證明)酌情接納或拒絕 閣下的申請。 後, 閣下即可透過「結算通」電話系統及中央結算系統 互聯網系統(根據香港結算當時生效的《投資者戶口操作 釐定發售價及香港發售股份的分配 簡介》所載程序)查詢 閣下的新戶口結餘。香港結算 預期發售價於 2018 年 5 月 3 日(星期四)及於任何情況下除 亦將向 閣下提供一份活動結單,列出存入 閣下股 非另有公布,否則不遲於本公司與聯席全球協調人(為彼等 份戶口的香港發售股份數目。 本身及代表包銷商)可能協定的 2018 年 5 月 9 日(星期三)或 本公司不會就申請時繳付的款項發出收據,亦不會發出臨 前後釐定。申請人須繳付每股香港發售股份 0.37 港元的最 時所有權文件。 高發售價,另加 1% 經紀佣金、0.0027% 證監會交易徵費及 0.005%聯交所交易費。倘若本公司與聯席全球協調人(為彼 退回款項 等本身及代表包銷商)並無於 2018 年 5 月 9 日(星期三)或之 若 閣下未獲分配任何香港發售股份或申請僅部分獲接 前協定發售價,除非另有公布,否則全球發售將不會進行 納,本公司將不計利息退回 閣下的申請股款(包括相關 並將告失效。 的 1% 經紀佣金、0.0027%0.0027% 證監會交易徵費及 0.005% 聯交

如 閣下透過授權人士提出申請,本公司、獨家保薦人、 聯席全球協調人及聯席賬簿管理人可按其認為合適的條件 (包括出示獲授權證明)酌情接納或拒絕 閣下的申請。

若 閣下未獲分配任何香港發售股份或申請僅部分獲接 納,本公司將不計利息退回 閣下的申請股款(包括相關 的 1% 經紀佣金、0.0027%0.0027% 證監會交易徵費及 0.005% 聯交 所交易費)。如發售價低於發售價範圍的最高價,本公司 將不計利息退回多收申請股款(包括相關的 1% 經紀佣金、 0.0027% 證監會交易徵費及0.005% 聯交所交易費)。 — 有關退款程序載於招股章程「如何申請香港發售股份 14.寄發╱領取股票及退款」一節。

截止登記認購申請前,概不處理香港發售股份的申請及配 發任何香港發售股份。

本公司預期於 2018 年 5 月 10 日(星期四)在聯交所網站 ( www.hkexnews.hk ) 及本公司網站 ( www.top.edu.au ) 公佈最

Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

Personal Data

Personal Data • any other incidental or associated purposes relating to the above and/or to enable the Company and the Hong Kong Personal Information Collection Statement Share Registrar to discharge their obligations to This Personal Information Collection Statement informs the securities’ holders and/or regulators and/or any other purposes to which the securities’ holders may from time applicant for, and holder of, the Hong Kong Offer Shares, of to time agree. the policies and practices of the Company and its Hong Kong Share Registrar in relation to personal data and the Personal 3. Transfer of personal data Data (Privacy) Ordinance (Chapter 486 of the Laws of Hong Personal data held by the Company and its Hong Kong Share Kong) (the “Ordinance”). Registrar relating to the securities holders will be kept confidential but the Company and its Hong Kong Share 1. Reasons for the collection of your personal data Registrar may, to the extent necessary for achieving any of It is necessary for applicants and registered holders of the above purposes, disclose, obtain or transfer (whether securities to supply correct personal data to the Company or within or outside Hong Kong) the personal data to, from or its agents and the Hong Kong Share Registrar when applying with any of the following: for securities or transferring securities into or out of their • the Company’s appointed agents such as financial names or in procuring the services of the Hong Kong Share advisers, receiving bankers and overseas principal share Registrar. registrar; Failure to supply the requested data may result in your • where applicants for securities request a deposit into application for securities being rejected, or in delay or the CCASS, HKSCC or HKSCC Nominees, who will use the inability of the Company or its Hong Kong Share Registrar personal data for the purposes of operating CCASS; • any agents, contractors or third-party service providers to effect transfers or otherwise render their services. It may who offer administrative, telecommunications, computer, also prevent or delay registration or transfers of the Hong payment or other services to the Company or the Hong Kong Offer Shares which you have successfully applied for Kong Share Registrar in connection with their respective and/ or the despatch of share certificate(s) and/or refund business operation; cheque(s) to which you are entitled. • the Hong Kong Stock Exchange, the SFC and any other It is important that securities holders inform the Company statutory regulatory or governmental bodies or otherwise and the Hong Kong Share Registrar immediately of any as required by laws, rules or regulations; and inaccuracies in the personal data supplied. • any persons or institutions with which the securities’ holders have or propose to have dealings, such as their 2. Purposes bankers, solicitors, accountants or stockbrokers etc. The personal data of the securities holders may be used, held, processed, and/or stored (by whatever means) for the 4. Retention of personal data following purposes: The Company and its Hong Kong Share Registrar will keep • processing your application and/or refund cheque, where the personal data of the applicants and holders of securities applicable, verification of compliance with the terms and for as long as necessary to fulfil the purposes for which the personal data were collected. Personal data which is no application procedures set out in this Application Form longer required will be destroyed or dealt with in accordance and the Prospectus and announcing results of allocation with the Ordinance. of the Hong Kong Offer Shares; • compliance with applicable laws and regulations in Hong 5. Access to and correction of personal data Kong and elsewhere; Securities holders have the right to ascertain whether the • registering new issues or transfers into or out of the Company or the Hong Kong Share Registrar hold their names of securities’ holders including, where applicable, personal data, to obtain a copy of that data, and to correct any HKSCC Nominees; data that is inaccurate. The Company and the Hong Kong • maintaining or updating the register of securities’ holders Share Registrar have the right to charge a reasonable fee for of the Company; the processing of such requests. • verifying securities holders’ identities; All requests for access to data or correction of data should be • establishing benefit entitlements of securities’ holders of addressed to us, at our registered address in Australia the Company, such as dividends, rights issues, bonus disclosed in the section “Corporate Information” in the issues, etc.; Prospectus or as notified from time to time, for the attention • distributing communications from the Company and its of the Company’s joint company secretary, or our Hong subsidiaries; Kong Share Registrar for the attention of the privacy compliance officer.

  • compiling statistical information and securities’ holders profiles;

By signing an Application Form or by giving electronic application instructions to HKSCC, you agree to all of the above.

  • disclosing relevant information to facilitate claims on entitlements; and

如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發售股 份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持 有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格

個人資料 • 與上述有關的任何其他附帶或相關目的及╱或使 本公司及香港證券登記處能履行對證券持有人 及╱或監管機構承擔的責任及╱或證券持有人不 個人資料收集聲明 時同意的任何其他目的。 此項個人資料收集聲明是向香港發售股份的申請人 和持有人說明有關本公司及其香港證券登記處有關 3. 轉交個人資料 個人資料和香港法例第 486 章個人資料(私隱)條例 本公司及其香港證券登記處所持有關證券持有人的 (「條例」)方面的政策和慣例。 個人資料將會保密,但本公司及其香港證券登記處 可以在為達到上述任何目的之必要情況下,向下列 1. 收集 閣下個人資料的原因 任何人士披露,獲取或轉交(無論在香港境內或境 外)有關個人資料: 證券申請人及登記持有人以本身名義申請證券或轉 • 本公司委任的代理,例如財務顧問、收款銀行和 讓或受讓證券時或尋求香港證券登記處的服務時, 主要海外證券登記處; 必須向本公司或其代理及香港證券登記處提供準確 • 如證券申請人要求將證券存於中央結算系統、香 個人資料。 港結算或香港結算代理人,彼等將會就中央結算 未能提供所要求的資料可能導致 閣下申請證券被 系統的運作使用有關個人資料; 拒或延遲,或本公司或其香港證券登記處無法落實 • 向本公司或香港證券登記處提供與其各自業務營 轉讓或提供服務。此舉也可能妨礙或延遲登記或轉 運有關的行政、電訊、電腦、付款或其他服務的 讓 閣下成功申請的香港發售股份及╱或寄發 閣 任何代理、承包商或第三方服務供應商; • 香港聯交所、證監會及任何其他法定監管機關或 下應得的股票及╱或退款支票。 政府部門或遵照其他法例、規則或法規;及 證券持有人所提供的個人資料如有任何錯誤,須立 • 證券持有人與其進行或擬進行交易的任何人士或 即通知本公司及香港證券登記處。 機構,例如彼等的銀行、律師、會計師或股票經 紀等。 2. 目的 證券持有人的個人資料可被採用及以任何方式持 4. 個人資料的保留 有、處理及╱或保存,以作下列用途: 本公司及其香港證券登記處將按收集個人資料所需 • 處理 閣下的申請及╱或退款支票(如適用)、 的用途保留證券申請人及持有人的個人資料。無需 保留的個人資料將會根據條例銷毀或處理。 核實是否符合本申請表格及招股章程載列的條款 和申請程序以及公布香港發售股份的分配結果; 5. 查閱和更正個人資料 • 遵守香港及其他地區的適用法律及法規; 證券持有人有權確定本公司或香港證券登記處是否 • 以證券持有人(包括香港結算代理人(如適用)) 持有其個人資料,並有權索取有關該資料的副本並 的名義登記新發行或轉讓或受讓證券; 更正任何不準確資料。本公司和香港證券登記處有 • 存置或更新本公司證券持有人的名冊; 權就處理任何查閱資料的要求收取合理費用。 • 核實證券持有人的身份; 所有查閱資料或更正資料的要求應按招股章程「公 • 確定本公司證券持有人的受益權利,例如股息、 司資料」一節所披露或不時通知的本公司於澳洲的 註冊地址送交本公司的聯席公司秘書,或向本公司 供股和紅股等;

證券持有人有權確定本公司或香港證券登記處是否 持有其個人資料,並有權索取有關該資料的副本並 更正任何不準確資料。本公司和香港證券登記處有 權就處理任何查閱資料的要求收取合理費用。 所有查閱資料或更正資料的要求應按招股章程「公 司資料」一節所披露或不時通知的本公司於澳洲的 註冊地址送交本公司的聯席公司秘書,或向本公司 的香港證券登記處的個人資料私隱事務主任提出。

  • 分發本公司及其附屬公司的通訊;

  • 編製統計數據和證券持有人資料;

閣下簽署申請表格或向香港結算發出電子認購指 示,即表示同意上述各項。

  • 披露有關資料以便就權益索償;及

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