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Tonix Pharmaceuticals Holding Corp. — Director's Dealing 2021
Feb 25, 2021
33543_dirs_2021-02-25_4f5ef76f-61db-4d24-8763-a8a9eb04cb1f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Tonix Pharmaceuticals Holding Corp. (TNXP)
CIK: 0001430306
Period of Report: 2021-02-23
Reporting Person: SAENGER BRADLEY (Chief Financial Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-23 | Stock Option | $1.22 | A | 540000 | Acquired | 2031-02-23 | Common Stock (540000) | Direct |
| 2021-02-23 | Stock Option | $1.53 | A | 540000 | Acquired | 2031-02-23 | Common Stock (540000) | Direct |
Footnotes
F1: One-third of the option vests on the first anniversary of issuance and 1/36th each month thereafter for 24 months.
F2: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan.
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