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Tonix Pharmaceuticals Holding Corp. Director's Dealing 2021

Feb 25, 2021

33543_dirs_2021-02-25_4f5ef76f-61db-4d24-8763-a8a9eb04cb1f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Tonix Pharmaceuticals Holding Corp. (TNXP)
CIK: 0001430306
Period of Report: 2021-02-23

Reporting Person: SAENGER BRADLEY (Chief Financial Officer)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-02-23 Stock Option $1.22 A 540000 Acquired 2031-02-23 Common Stock (540000) Direct
2021-02-23 Stock Option $1.53 A 540000 Acquired 2031-02-23 Common Stock (540000) Direct

Footnotes

F1: One-third of the option vests on the first anniversary of issuance and 1/36th each month thereafter for 24 months.

F2: The option was granted pursuant to the Issuer's Amended and Restated 2020 Stock Incentive Plan.