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TOMPKINS FINANCIAL CORP Director's Dealing 2021

Jan 12, 2021

32217_dirs_2021-01-12_1710f334-de32-4c47-a2c1-12ff47b76c5d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TOMPKINS FINANCIAL CORP (TMP)
CIK: 0001005817
Period of Report: 2021-01-08

Reporting Person: Rochon Thomas R. (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-01-08 Common Stock A 131.512 $76.29 Acquired 436.1467 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 6.91 Indirect
Common Stock 6.813 Indirect

Footnotes

F1: Represents shares of common stock elected to be received by the reporting person in lieu of cash retainer fees pursuant to the Second Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries.