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TOMPKINS FINANCIAL CORP Director's Dealing 2021

Nov 9, 2021

32217_dirs_2021-11-08_ed5d1bed-0271-4841-ab7e-ee355852658f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TOMPKINS FINANCIAL CORP (TMP)
CIK: 0001005817
Period of Report: 2021-06-11

Reporting Person: DeMilia David M (EVP, Pres & CEO Mahopac Bank)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-06-11 Common Stock P 1.201 $83.2786 Acquired 2392.735 Direct
2021-07-12 Common Stock P 1.29 $77.5099 Acquired 2394.025 Direct
2021-08-11 Common Stock P 1.239 $80.7427 Acquired 2395.264 Direct
2021-09-13 Common Stock P 1.309 $76.3746 Acquired 2400.318 Direct
2021-10-11 Common Stock P 1.21 $82.6362 Acquired 2401.528 Direct
2021-11-04 Common Stock F 29 $82.94 Disposed 2372.528 Direct

Footnotes

F1: Optional cash purchase through Tompkins Financial Dividend Reinvestment and Stock Puchase and Sale Plan.

F2: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.