TOMPKINS FINANCIAL CORP — Director's Dealing 2021

Nov 12, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TOMPKINS FINANCIAL CORP (TMP)
CIK: 0001005817
Period of Report: 2021-11-09

Reporting Person: Fontaine Alyssa H (EVP & General Counsel)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-11-09	Common Stock	F	140	$83.97	Disposed	6560.426	Direct
2021-11-09	Common Stock	F	153	$83.97	Disposed	6407.426	Direct
2021-11-09	Common Stock	F	166	$83.97	Disposed	6241.426	Direct
2021-11-09	Common Stock	A	1360	$83.97	Acquired	7601.426	Direct

Footnotes

F1: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

F2: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.