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TOMPKINS FINANCIAL CORP — Director's Dealing 2021
Nov 12, 2021
32217_dirs_2021-11-12_cfe32a84-bc8e-42cc-b7f9-0326bd3c3a39.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TOMPKINS FINANCIAL CORP (TMP)
CIK: 0001005817
Period of Report: 2021-11-09
Reporting Person: ROMAINE STEPHEN S (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-09 | Common Stock | F | 347 | $83.97 | Disposed | 56547.697 | Direct |
| 2021-11-09 | Common Stock | F | 615 | $83.97 | Disposed | 55932.697 | Direct |
| 2021-11-09 | Common Stock | F | 682 | $83.97 | Disposed | 55250.697 | Direct |
| 2021-11-09 | Common Stock | A | 2895 | $83.97 | Acquired | 58145.697 | Direct |
| 2021-11-09 | Common Stock | A | 2895 | $83.97 | Acquired | 61040.697 | Direct |
Footnotes
F1: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.
F2: Performance-based restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Performance shares will be earned pursuant to achievement of a specified performance goal over a three-year period. If the performance goal is not attained, all 2,895 shares will be forfeited.
F3: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.