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TOMPKINS FINANCIAL CORP — Director's Dealing 2021
Nov 12, 2021
32217_dirs_2021-11-12_da93ff97-614e-43a2-85a4-40792139b5a4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TOMPKINS FINANCIAL CORP (TMP)
CIK: 0001005817
Period of Report: 2021-11-09
Reporting Person: FETSKO FRANCIS M (EVP, COO, CFO & Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-09 | Common Stock | A | 2445 | $83.97 | Acquired | 25103 | Direct |
| 2021-11-09 | Common Stock | A | 1360 | $83.97 | Acquired | 26463 | Direct |
| 2021-11-09 | Common Stock | F | 116 | $83.97 | Disposed | 26347 | Direct |
| 2021-11-09 | Common Stock | F | 126 | $83.97 | Disposed | 26221 | Direct |
| 2021-11-09 | Common Stock | F | 137 | $83.97 | Disposed | 26084 | Direct |
Footnotes
F1: Performance-based restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Performance shares will be earned pursuant to achievement of certain performance goals over a three-year performance period, followed by a three-year vesting period.
F2: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.
F3: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock.