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TOMPKINS FINANCIAL CORP Director's Dealing 2020

Nov 6, 2020

32217_dirs_2020-11-06_07f89964-15f5-437d-9b1f-28c3f539af56.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TOMPKINS FINANCIAL CORP (TMP)
CIK: 0001005817
Period of Report: 2020-11-04

Reporting Person: HARTZ GREGORY J (EVP, Pres.&CEO Tompkins Trust)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-11-04 Common Stock F 83 $55.26 Disposed 23385.666 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 17.231 Indirect
Common Stock 4871.369 Indirect
Common Stock 3042.693 Indirect

Footnotes

F1: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.