AI assistant

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

TOMPKINS FINANCIAL CORP Director's Dealing 2020

Nov 12, 2020

32217_dirs_2020-11-12_c3c07928-b2c6-4d06-801b-52b36e7c547e.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TOMPKINS FINANCIAL CORP (TMP)
CIK: 0001005817
Period of Report: 2020-11-09

Reporting Person: BOYCE DAVID S (EVP, Pres. & CEO Tompkins Ins.)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-11-09	Common Stock	A	1755	$63.44	Acquired	25545	Direct
2020-11-09	Common Stock	F	467	$63.44	Disposed	25078	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	754.81	Indirect
Common Stock	2753.624	Indirect

Footnotes

F1: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.

F2: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.