TOMPKINS FINANCIAL CORP — Director's Dealing 2020

Nov 12, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TOMPKINS FINANCIAL CORP (TMP)
CIK: 0001005817
Period of Report: 2020-11-09

Reporting Person: McKenna John M (EVP, Tompkins Bank of Castile)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-11-09	Common Stock	F	338	$63.44	Disposed	10215.915	Direct
2020-11-09	Common Stock	A	1755	$63.44	Acquired	11970.915	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1471.063	Indirect
Common Stock	111.74	Indirect

Footnotes

F1: Deemed disposition of shares to Issuer to satisfy option cost and taxes.

F2: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.