TOMPKINS FINANCIAL CORP — Director's Dealing 2019

Nov 6, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TOMPKINS FINANCIAL CORP (TMP)
CIK: 0001005817
Period of Report: 2019-11-04

Reporting Person: ROMAINE STEPHEN S (Director, President & CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-11-04	Common Stock	F	257	$88.95	Disposed	49560.697	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	9208.641	Indirect
Common Stock	4333.978	Indirect

Footnotes

F1: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

F2: Includes shares acquired through profit sharing or 401K contributions.

F3: Includes shares acquired through profit sharing and reinvestment of quarterly cash dividends.