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TOMPKINS FINANCIAL CORP Director's Dealing 2019

Nov 14, 2019

32217_dirs_2019-11-14_37949d63-1f43-4cf0-9e87-696836213e77.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TOMPKINS FINANCIAL CORP (TMP)
CIK: 0001005817
Period of Report: 2019-11-12

Reporting Person: McKenna John M (EVP, Tompkins Bank of Castile)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-11-12 Common Stock A 1250 Acquired 10825.915 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1308.933 Indirect
Common Stock 108.711 Indirect

Footnotes

F1: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.