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TOMPKINS FINANCIAL CORP Director's Dealing 2018

Nov 14, 2018

32217_dirs_2018-11-14_0e6e7314-3824-4bf7-bc53-5e31cc83c095.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TOMPKINS FINANCIAL CORP (TMP)
CIK: 0001005817
Period of Report: 2018-11-09

Reporting Person: HARTZ GREGORY J (EVP, Pres.&CEO Tompkins Trust)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-11-09	Common Stock	A	1435	$75.43	Acquired	21502.84	Direct
2018-11-09	Common Stock	F	96	$75.43	Disposed	21406.84	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	4183.562	Indirect
Common Stock	2629.645	Indirect

Footnotes

F1: Restricted Stock was granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. Restricted Stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.

F2: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.