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TOMPKINS FINANCIAL CORP Director's Dealing 2018

Nov 26, 2018

32217_dirs_2018-11-26_37ad47e7-9a4c-4e9f-836e-523e35569b5f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TOMPKINS FINANCIAL CORP (TMP)
CIK: 0001005817
Period of Report: 2018-11-21

Reporting Person: VALENTI SUSAN M. (EVP, Corporate Marketing)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-11-21 Common Stock F 127 $79.12 Disposed 11837.219 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 528.213 Indirect
Common Stock 1251.152 Indirect

Footnotes

F1: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

F2: Includes shares acquired through reinvestment of quarterly dividends.