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TOMPKINS FINANCIAL CORP Director's Dealing 2017

May 1, 2017

32217_dirs_2017-05-01_20ad246c-6bf2-42c7-8f21-4b4b395fda01.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TOMPKINS FINANCIAL CORP (TMP)
CIK: 0001005817
Period of Report: 2017-04-28

Reporting Person: VALENTI SUSAN M. (EVP, Corporate Marketing)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-04-28 Common Stock F 61 $82.67 Disposed 9509.071 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1115.918 Indirect
Common Stock 389.959 Indirect

Footnotes

F1: Shares withheld for taxes.

F2: Includes shares acquired through reinvestment of quarterly dividends.

F3: Includes shares acquired through profit sharing or 401K contributions.