TOMPKINS FINANCIAL CORP — Director's Dealing 2017

Nov 2, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TOMPKINS FINANCIAL CORP (TMP)
CIK: 0001005817
Period of Report: 2017-11-01

Reporting Person: ROMAINE STEPHEN S (Director, President & CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-11-01	Common Stock	M	57	$37.28	Acquired	31601.052	Direct
2017-11-01	Common Stock	F	35	$85.00	Disposed	31566.052	Direct
2017-11-01	Common Stock	M	16444	$37.28	Acquired	48010.052	Direct
2017-11-01	Common Stock	F	11900	$85.00	Disposed	36110.052	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-11-01	Incentive Stock Option (Right to Buy)	$37.2727	M	57	Disposed	2017-11-29	Common Stock (57)	Direct
2017-11-01	Non-qualified Stock Option (Right to Buy)	$37.2727	M	16444	Disposed	2017-11-29	Common Stock (16444)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	8341.5	Indirect
Common Stock	3825.89	Indirect

Footnotes

F1: Includes shares acquired through profit sharing or 401K contributions.

F2: The stock option becomes exercisable in six annual installments commencing two years after the date of grant.